Managers / Q3 2023 · view latest →
Silver Rock Financial LP
CIK 0001674784 · 12100 WILSHIRE BOULEVARD, SUITE 1000, LOS ANGELES, CA, 90025 · 424-371-8460
Reported Value
$16M
Q3 2023
Positions
64
Filings on Record
34
2019–present window
Filed
Nov 14, 2023
original filing
Summary
Silver Rock Financial LP reported $16M in U.S.-listed holdings across 64 positions for Q3 2023.
The portfolio is heavily concentrated: AMBP alone accounts for 22.3% of reported value.
Compared with Q2 2023, the fund opened 10 new positions and exited 33.
Portfolio Metrics
Turnover
+20.3%
vs prior filed quarter
Top-10 Concentration
+98.1%
share of reported value
Largest Position
+22.3%
Ardagh Metal Packaging S A
New / Exited
10 / 33
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 64.7% · $11M
- US DOMESTIC · 18.4% · $3M
- Other · 16.0% · $3M
- Equity WRT · 0.8% · $134,380
Quarter-over-Quarter Changes full breakdown →
vs Q2 2023 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| AMBPARDAGH METAL PACKAGING S A | NEW | +1.16M | 1.16M | +$4M | $4M |
| DISH NETWORK CORPORATION | NEW | +4.50M | 4.50M | +$3M | $3M |
| ALURWALLURION TECHNOLOGIES INC | NEW | +86.3K | 86.3K | +$78,519 | $78,519 |
| NRDYNERDY INC | NEW | +17.7K | 17.7K | +$65,446 | $65,446 |
| LIFEZONE METALS LIMITED | NEW | +47.4K | 47.4K | +$55,915 | $55,915 |
| CHECHE GROUP INC | NEW | +94.1K | 94.1K | +$18,812 | $18,812 |
| AMERICAN ONCOLOGY NETWORK IN | NEW | +70.5K | 70.5K | +$11,638 | $11,638 |
| BETRWBETTER HOME & FINANCE HOLDIN | NEW | +45.1K | 45.1K | +$4,509 | $4,509 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2023
62 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | AMBPARDAGH METAL PACKAGING S Ahistory → | SHS | 22.32% | $4M | 1.16M |
| 2 | BRCCBRC INChistory → | COM CL A | 18.91% | $3M | 860.0K |
| 3 | DISH NETWORK CORPORATION | NOTE 12/1 | 18.40% | $3M | 4.50M |
| 4 | EVERBRIDGE INC | COM | 17.71% | $3M | 129.0K |
| 5 | LEARN CW INVESTMENT COR | CL A ORD SHS · *W EXP 10/08/202 | 14.00% | $2M | 336.9K |
| 6 | PRSTPRESTO AUTOMATION INC | COM · *W EXP 09/21/202 | 2.99% | $488,224 | 824.0K |
| 7 | LUMNLUMEN TECHNOLOGIES INChistory → | COM | 2.56% | $418,711 | 294.9K |
| 8 | ALURWALLURION TECHNOLOGIES INC | *W EXP 07/31/202 | 0.48% | $78,519 | 86.3K |
| 9 | NRDYNERDY INC | CL A COM | 0.40% | $65,446 | 17.7K |
| 10 | LIFEZONE METALS LIMITED | *W EXP 07/05/202 | 0.34% | $55,915 | 47.4K |
| 11 | METALS ACQUISITION LIMITED | *W EXP 06/15/202 | 0.21% | $34,070 | 16.9K |
| 12 | ANDRETTI ACQUISITION CORP | *W EXP 99/99/999 | 0.20% | $32,562 | 103.2K |
| 13 | ARES ACQUISITION CORPORATION | *W EXP 02/02/202 | 0.18% | $29,368 | 44.4K |
| 14 | CHECHE GROUP INC | *W EXP 10/01/203 | 0.12% | $18,812 | 94.1K |
| 15 | ATHENA CONSUMER ACQ CORP | *W EXP 07/31/202 | 0.11% | $17,594 | 48.9K |
| 16 | PAGAYA TECHNOLOGIES LTD | *W EXP 09/01/202 | 0.10% | $16,236 | 46.4K |
| 17 | CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 0.07% | $12,136 | 39.4K |
| 18 | AMERICAN ONCOLOGY NETWORK IN | *W EXP 09/20/202 | 0.07% | $11,638 | 70.5K |
| 19 | SLAM CORP | *W EXP 02/23/202 | 0.05% | $8,835 | 70.4K |
| 20 | FOCUS IMPACT ACQUISITION COR | *W EXP 10/28/202 | 0.05% | $7,902 | 98.8K |
| 21 | ARQIT QUANTUM INC | *W EXP 09/03/202 | 0.05% | $7,589 | 42.1K |
| 22 | ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 0.04% | $7,296 | 82.0K |
| 23 | NEW PROVIDENCE ACQSITN CORP | *W EXP 11/09/202 | 0.04% | $6,670 | 116.9K |
| 24 | APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | 0.04% | $6,627 | 84.4K |
| 25 | DHC ACQUISITION CORP | *W EXP 02/25/202 | 0.04% | $6,368 | 79.6K |
| 26 | NABORS ENERGY TRANSITION COR | *W EXP 11/17/202 | 0.04% | $5,885 | 39.2K |
| 27 | LAMF GLOBAL VENTURES CORP I | *W EXP 11/05/202 | 0.04% | $5,798 | 102.3K |
| 28 | ZALATORIS II ACQUISITION COR | *W EXP 99/99/999 | 0.03% | $5,087 | 84.8K |
| 29 | RCF ACQUISITION CORP | *W EXP 99/99/999 | 0.03% | $5,061 | 69.9K |
| 30 | TWIN RIDGE CAPITAL ACQUIS CO | *W EXP 03/07/202 | 0.03% | $5,024 | 66.9K |
| 31 | BETRWBETTER HOME & FINANCE HOLDIN | *W EXP 12/15/202 | 0.03% | $4,509 | 45.1K |
| 32 | CONSTELLATION ACQUISITN CORP | *W EXP 01/29/202 | 0.03% | $4,315 | 160.4K |
| 33 | RGTIWRIGETTI COMPUTING INC | *W EXP 99/99/999 | 0.02% | $3,990 | 16.0K |
| 34 | CC NEUBERGER PRINCIPAL HOLDN | *W EXP 02/05/202 | 0.02% | $3,101 | 16.8K |
| 35 | SONDER HOLDINGS INC | *W EXP 01/18/202 | 0.02% | $2,560 | 160.0K |
| 36 | GLOBAL TECHNOLGY ACQSTN CORP | *W EXP 10/19/202 | 0.02% | $2,543 | 63.6K |
| 37 | OSIRIS ACQUISITION CORP | *W EXP 05/01/202 | 0.02% | $2,518 | 83.4K |
| 38 | MOUNTAIN & CO I ACQUISITN CO | *W EXP 09/30/202 | 0.01% | $2,171 | 15.4K |
| 39 | SHOULDERUP TECHNOLOGY ACQUIS | *W EXP 11/17/202 | 0.01% | $1,960 | 78.4K |
| 40 | EXCELFIN ACQUISITION CORP | *W EXP 10/25/202 | 0.01% | $1,956 | 48.9K |
| 41 | AEAEWALTENERGY ACQUISITION CORP | *W EXP 10/29/202 | 0.01% | $1,946 | 37.5K |
| 42 | SEMANTIX INC | *W EXP 08/03/202 | 0.01% | $1,911 | 45.4K |
| 43 | KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | 0.01% | $1,893 | 31.8K |
| 44 | PYROPHYTE ACQUISITION CORP | *W EXP 05/03/202 | 0.01% | $1,833 | 28.2K |
| 45 | ESGEN ACQUISITION CORP | *W EXP 10/18/202 | 0.01% | $1,759 | 48.9K |
| 46 | JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | 0.01% | $1,685 | 42.1K |
| 47 | NOGIN INC | *W EXP 08/26/202 | 0.01% | $1,518 | 76.3K |
| 48 | NORTHERN STAR INVSTMNT CORP | *W EXP 01/31/202 | 0.01% | $1,500 | 50.0K |
| 49 | ROADZEN INC | *W EXP 11/30/202 | 0.01% | $1,395 | 39.2K |
| 50 | MARTI TECHNOLOGIES INC | *W EXP 99/99/999 | 0.01% | $1,365 | 75.4K |
| 51 | 10X CAP VENTURE ACQSTN CORP | *W EXP 04/19/202 | 0.01% | $1,298 | 18.6K |
| 52 | BEARD ENERGY TRANSITION ACQ | *W EXP 99/99/999 | 0.01% | $1,175 | 39.2K |
| 53 | MOVELLA HOLDINGS INC | *W EXP 02/10/202 | 0.01% | $1,024 | 32.5K |
| 54 | HIPOWHIPPO HLDGS INC | *W EXP 08/02/202 | 0.01% | $942 | 49.6K |
| 55 | CACTUS ACQUISITION CORP 1 LT | *W EXP 08/17/202 | 0.01% | $920 | 36.6K |
| 56 | CEROWPHOENIX BIOTECH ACQUISITION | *W EXP 09/01/202 | 0.01% | $875 | 12.2K |
| 57 | PLUM ACQUISITION CORP I | *W EXP 03/18/202 | 0.01% | $861 | 14.3K |
| 58 | ROSE HILL ACQUISITION CORP | *W EXP 10/07/202 | 0.00% | $804 | 16.1K |
| 59 | RUBICON TECHNOLOGIES INC | *W EXP 04/01/202 | 0.00% | $803 | 64.3K |
| 60 | DAVEWDAVE INC | *W EXP 01/05/202 | 0.00% | $664 | 41.0K |
| 61 | FOREST ROAD ACQUISITION COR | *W EXP 01/15/202 | 0.00% | $611 | 29.1K |
| 62 | JUNIPER II CORP | *W EXP 99/99/999 | 0.00% | $46 | 17.5K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $50M | 22 | May 12, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $56M | 25 | Feb 17, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $69M | 29 | Nov 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $399M | 30 | Aug 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $382M | 29 | May 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $583M | 28 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $408M | 39 | Nov 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $20M | 48 | Aug 14, 2024 | RESTATEMENT | changes · EDGAR ↗ |
| Q1 2024 | $20M | 48 | May 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $17M | 51 | Feb 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $16M | 64 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $52M | 87 | Aug 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $125M | 115 | May 15, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $316M | 174 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $456M | 234 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $458M | 235 | Aug 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $525M | 236 | May 16, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $585M | 232 | Feb 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $678M | 191 | Nov 15, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $616M | 172 | Aug 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $550M | 156 | May 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $295M | 40 | Feb 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $175M | 18 | Nov 16, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $89M | 15 | Aug 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $71M | 17 | May 15, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $266M | 17 | Feb 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $351M | 19 | Nov 14, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $411M | 21 | Aug 14, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $241M | 22 | May 15, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $158M | 28 | Feb 14, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.