Managers / Q3 2021 · view latest →
Silver Rock Financial LP
CIK 0001674784 · 12100 WILSHIRE BOULEVARD, SUITE 1000, LOS ANGELES, CA, 90025 · 424-371-8460
Reported Value
$678M
Q3 2021
Positions
191
Filings on Record
34
2019–present window
Filed
Nov 15, 2021
original filing
Summary
Silver Rock Financial LP reported $678M in U.S.-listed holdings across 191 positions for Q3 2021.
Its largest position, Kkr Acquisition Holding I, represents 3.0% of the portfolio.
Compared with Q2 2021, the fund opened 46 new positions and exited 27.
Portfolio Metrics
Turnover
+17.6%
vs prior filed quarter
Top-10 Concentration
+19.5%
share of reported value
Largest Position
+3.0%
Kkr Acquisition Holding I
New / Exited
46 / 27
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Other · 91.5% · $621M
- Common Stock · 7.0% · $48M
- Unit · 1.5% · $10M
- Equity WRT · 0.0% · $64,000
Quarter-over-Quarter Changes full breakdown →
vs Q2 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| GORES GUGGENHEIM INC | NEW | +1.10M | 1.10M | +$11M | $11M |
| MACONDRAY CAP ACQUISITN CORP | NEW | +900.0K | 900.0K | +$9M | $9M |
| DHC ACQUISITION CORP | NEW | +815.5K | 815.5K | +$8M | $8M |
| PWP FORWARD ACQUISITION CORP | NEW | +761.5K | 761.5K | +$7M | $7M |
| BLUE WHALE ACQUISITION CORP | NEW | +700.0K | 700.0K | +$7M | $7M |
| CORSAIR PARTNERING CORP | NEW | +650.0K | 650.0K | +$6M | $6M |
| THIMBLE POINT ACQUISITION CO | NEW | +634.4K | 634.4K | +$6M | $6M |
| LONGVIEW ACQUISITION CORP II | NEW | +604.5K | 604.5K | +$6M | $6M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2021
152 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | KKR ACQUISITION HOLDING I CO | COM CLASS A · *W EXP 99/99/999 | 3.03% | $21M | 2.56M |
| 2 | CFCF INDS HLDGS INChistory → | COM | 2.66% | $18M | 323.0K |
| 3 | FORTRESS VALUE ACQUISI CORP | COM CL A · *W EXP 03/18/202 | 2.17% | $15M | 1.69M |
| 4 | ARDAGH GROUP S A | CL A | 1.97% | $13M | 523.9K |
| 5 | REINVENT TECHNOLOGY PARTNERS | CLASS A ORD SHS · *W EXP 03/12/202 | 1.79% | $12M | 1.35M |
| 6 | GORES GUGGENHEIM INC | CLASS A COM · *W EXP 03/25/202 | 1.75% | $12M | 1.40M |
| 7 | ARES ACQUISITION CORPORATION | COM CL A · *W EXP 99/99/999 | 1.63% | $11M | 1.22M |
| 8 | HORIZON ACQUISITION CORPORAT | SHS CL A · *W EXP 10/19/202 | 1.58% | $11M | 1.33M |
| 9 | APOLLO STRATEGIC GROWTH CAPT | SHS CL A · *W EXP 10/29/202 | 1.48% | $10M | 1.24M |
| 10 | COMPUTE HEALTH ACQUISITIN CO | UNIT 99/99/9999 | 1.48% | $10M | 1.00M |
| 11 | OSIRIS ACQUISITION CORP | UNIT 99/99/9999 | 1.46% | $10M | 1.00M |
| 12 | WARBURG PINCUS CAPTAL CORP I | UNIT 99/99/9999 | 1.35% | $9M | 923.9K |
| 13 | MACONDRAY CAP ACQUISITN CORP | UNIT 05/31/2028 | 1.32% | $9M | 900.0K |
| 14 | MOTIVE CAPITAL CORP | SHS CL A · *W EXP 12/31/202 | 1.32% | $9M | 1.05M |
| 15 | CORAZON CAPITAL V838 MONOCER | UNIT 03/24/2026 | 1.25% | $8M | 850.0K |
| 16 | FTAC HERA ACQUISITION CORP | UNIT 02/28/2026 | 1.22% | $8M | 834.1K |
| 17 | GORES METROPOULOS II INC | CL A · *W EXP 01/31/202 | 1.21% | $8M | 960.0K |
| 18 | DHC ACQUISITION CORP | CLASS A ORD SHS · *W EXP 02/25/202 | 1.19% | $8M | 1.05M |
| 19 | HAYMAKER ACQUISITION CORP II | UNIT 03/01/2026 | 1.17% | $8M | 807.5K |
| 20 | DIGITAL TRANSFORMATN OPT COR | UNIT 03/31/2028 | 1.17% | $8M | 806.4K |
| 21 | DHB CAPITAL CORP | UNIT 03/31/2028 | 1.17% | $8M | 803.5K |
| 22 | VALOR LATITUDE ACQUISITN COR | UNIT 04/02/2026 | 1.16% | $8M | 796.9K |
| 23 | PWP FORWARD ACQUISITION CORP | CLASS A COM · *W EXP 03/12/202 | 1.10% | $7M | 885.4K |
| 24 | APOLLO STRATEGIC GRWT CPTL I | SHS CL A · *W EXP 02/12/202 | 1.10% | $7M | 900.0K |
| 25 | FORTRESS CAPITAL ACQUISITION | SHS CL A · *W EXP 99/99/999 | 1.10% | $7M | 900.0K |
| 26 | LUX HEALTH TECH ACQUISITION | COM CL A · *W EXP 11/30/202 | 1.09% | $7M | 994.0K |
| 27 | CONSTELLATION ACQUISITN CORP | UNIT 99/99/9999 | 1.08% | $7M | 739.0K |
| 28 | VECTOR ACQUISITION CORP II | CL A SHS | 1.08% | $7M | 750.6K |
| 29 | ANZU SPECIAL ACQUISITIN CORP | UNIT 01/27/2026 | 1.06% | $7M | 729.5K |
| 30 | BLUE WHALE ACQUISITION CORP | UNIT 07/30/2026 | 1.02% | $7M | 700.0K |
| 31 | COLICITY INC | UNIT 02/24/2026 | 1.02% | $7M | 700.0K |
| 32 | PRIME IMPACT ACQUISITION I | SHS CL A · *W EXP 10/01/203 | 1.00% | $7M | 813.8K |
| 33 | JAWS MUSTANG ACQUISITION COR | SHS CL A · *W EXP 01/30/202 | 0.98% | $7M | 744.2K |
| 34 | AUSTERLITZ ACQUISITION CORP | UNIT 99/99/9999 · SHS CL A · *W EXP 02/19/202 | 0.97% | $7M | 712.5K |
| 35 | ARCTOS NORTHSTAR ACQUIS CORP | UNIT 99/99/9999 | 0.96% | $7M | 662.7K |
| 36 | CORSAIR PARTNERING CORP | UNIT 99/99/9999 | 0.95% | $6M | 650.0K |
| 37 | THIMBLE POINT ACQUISITION CO | COM CL A · *W EXP 02/04/202 | 0.95% | $6M | 845.8K |
| 38 | HUDSON EXECUTIVE INVES III | UNIT 02/22/2026 | 0.95% | $6M | 656.1K |
| 39 | TWO | COM CL A | 0.94% | $6M | 653.7K |
| 40 | ESM ACQUISITION CORPORATION | UNIT 99/99/9999 | 0.93% | $6M | 640.6K |
| 41 | LONGVIEW ACQUISITION CORP II | COM CL A · *W EXP 99/99/999 | 0.90% | $6M | 725.4K |
| 42 | STRATIM CLOUD ACQUISITION CO | UNIT 03/05/2026 | 0.89% | $6M | 615.9K |
| 43 | ISOS ACQUISITION CORPORATION | SHARES CL A · *W EXP 03/01/202 | 0.89% | $6M | 776.0K |
| 44 | MASON INDUSTRIAL TECHNOLGY I | COM CL A · *W EXP 99/99/999 | 0.88% | $6M | 787.8K |
| 45 | TWIN RIDGE CAPITAL ACQUIS CO | UNIT 99/99/9999 | 0.85% | $6M | 582.0K |
| 46 | SLAM CORP | CL A SHS · *W EXP 02/23/202 | 0.83% | $6M | 695.0K |
| 47 | LDH GROWTH CORP I | UNIT 03/17/2026 | 0.80% | $5M | 552.7K |
| 48 | INVESTINDUSTRIAL ACQUISITION | SHS CL A · *W EXP 10/30/202 | 0.80% | $5M | 761.4K |
| 49 | NORTH ATLANTIC ACQUISITN COR | CL A SHS · *W EXP 10/20/202 | 0.78% | $5M | 699.9K |
| 50 | KAIROS ACQUISITION CORP | CL A SHS · *W EXP 11/30/202 | 0.78% | $5M | 729.0K |
| 51 | IRON SPARK I INC | CLASS A COM | 0.77% | $5M | 522.3K |
| 52 | ZIMMER ENERGY TRANSITION ACQ | UNIT 06/16/2026 | 0.77% | $5M | 523.3K |
| 53 | ROCKET INTERNET GRWT OPRT CO | UNIT 99/99/9999 | 0.75% | $5M | 509.6K |
| 54 | RXR ACQUISITION CORP | UNIT 01/01/2025 | 0.74% | $5M | 508.0K |
| 55 | INDEPENDENCE HOLDINGS CORP | UNIT 03/02/2026 | 0.73% | $5M | 504.8K |
| 56 | LEVERE HOLDINGS CORP | UNIT 03/09/2026 | 0.73% | $5M | 500.0K |
| 57 | GORES HOLDINGS VII INC | UNIT 02/12/2028 | 0.73% | $5M | 500.0K |
| 58 | XPAC ACQUISITION CORP | UNIT 07/27/2021 | 0.72% | $5M | 500.0K |
| 59 | LUMNLUMEN TECHNOLOGIES INC | COM | 0.72% | $5M | 394.9K |
| 60 | AEQUI ACQUISITION CORP | COM CL A · *W EXP 11/30/202 | 0.71% | $5M | 618.5K |
| 61 | NORTHERN STAR INVEST CORP IV | UNIT 02/25/2028 | 0.68% | $5M | 471.1K |
| 62 | AURORA ACQUISITION CORP | CLASS A ORD SHS · *W EXP 03/02/202 | 0.67% | $5M | 549.9K |
| 63 | FOREST ROAD ACQUISITION COR | UNIT 99/99/9999 | 0.67% | $5M | 458.5K |
| 64 | EJF ACQUISITION CORP | UNIT 03/10/2026 | 0.65% | $4M | 429.3K |
| 65 | KHOSLA VENTURES ACQUT CO III | COM CL A | 0.65% | $4M | 450.0K |
| 66 | PATHFINDER ACQUISITION CORP | CL A · *W EXP 02/19/202 | 0.64% | $4M | 515.9K |
| 67 | DYNAMICS SPECIAL PURPOSE COR | CLASS A COM | 0.62% | $4M | 425.2K |
| 68 | VPC IMPACT ACQU HOLDI III IN | COM CL A · *W EXP 09/03/202 | 0.61% | $4M | 500.0K |
| 69 | RICE ACQUISITION CORP II | UNIT 99/99/9999 | 0.60% | $4M | 400.0K |
| 70 | KHOSLA VENTURES ACQUSTN CO I | COM CL A | 0.60% | $4M | 400.0K |
| 71 | SOAR TECHNOLOGY ACQUISN CORP | UNIT 99/99/9999 | 0.60% | $4M | 400.0K |
| 72 | POST HOLDINGS PARTNERING COR | UNIT 99/99/9999 | 0.60% | $4M | 400.0K |
| 73 | VIRGIN GROUP ACQUISIT CORP I | UNIT 99/99/9999 | 0.59% | $4M | 402.6K |
| 74 | GORES HLDGS VIII INC | UNIT 02/01/2028 | 0.59% | $4M | 400.1K |
| 75 | OKLOALTC ACQUISITION CORP | COM CL A | 0.58% | $4M | 400.1K |
| 76 | GORES TECHNOLOGY PARTNERS II | UNIT 03/16/2028 | 0.57% | $4M | 387.8K |
| 77 | VPC IMPACT ACQUISITION HLDG | CLASS A ORD · *W EXP 03/05/202 | 0.56% | $4M | 465.9K |
| 78 | EQUITY DISTR ACQUISITION COR | COM CL A | 0.55% | $4M | 383.3K |
| 79 | NEW VISTA ACQUISITION CORP | UNIT 02/01/2026 | 0.54% | $4M | 368.4K |
| 80 | HIGHLAND TRANSCEND PARTNERS | COM CL A · *W EXP 99/99/999 | 0.52% | $3M | 395.5K |
| 81 | GAMING & HOSPITALITY ACQU CO | COM CL A · *W EXP 02/04/202 | 0.51% | $3M | 466.7K |
| 82 | CHURCHILL CAPITAL CORP VII | UNIT 99/99/9999 | 0.51% | $3M | 350.0K |
| 83 | NORTHERN STAR INVEST CORP II | UNIT 02/25/2028 | 0.51% | $3M | 348.8K |
| 84 | THE MUSIC ACQUISITION CORP | UNIT 99/99/9999 | 0.49% | $3M | 333.5K |
| 85 | SVF INVESTMENT CORP 2 | CL A SHS | 0.49% | $3M | 337.8K |
| 86 | L CATTERTON ASIA ACQUISITION | UNIT 03/11/2026 | 0.48% | $3M | 328.5K |
| 87 | ADVANCED MERGER PARTNERS INC | UNIT 99/99/9999 | 0.48% | $3M | 328.4K |
| 88 | SANDBRIDGE X2 CORP | UNIT 99/99/9999 | 0.46% | $3M | 312.1K |
| 89 | SOFTWARE ACQUISITN GRP INC I | UNIT 03/01/2028 | 0.45% | $3M | 300.0K |
| 90 | FIGURE ACQUISITION CORP I | COM CL A · *W EXP 03/31/202 | 0.44% | $3M | 375.0K |
| 91 | LAZARD GROWTH ACQUISITION CO | UNIT 99/99/9999 | 0.44% | $3M | 304.6K |
| 92 | GALATA ACQUISITION CORP | UNIT 99/99/9999 | 0.44% | $3M | 300.0K |
| 93 | SVF INVESTMENT CORP 3 | CL A SHS | 0.44% | $3M | 302.7K |
| 94 | LIVE OAK MOBILITY ACQUISI CO | UNIT 03/01/2028 | 0.44% | $3M | 299.4K |
| 95 | PLUM ACQUISITION CORP I | UNIT 03/15/2026 | 0.43% | $3M | 300.0K |
| 96 | ORION ACQUISITION CORP | UNIT 02/19/2026 | 0.42% | $3M | 291.0K |
| 97 | B RILEY PRIN 250 MERGER CORP | UNIT 04/06/2026 | 0.40% | $3M | 275.0K |
| 98 | ALPHA CAPITAL ACQUISITION CO | UNIT 02/16/2026 | 0.38% | $3M | 258.7K |
| 99 | KERNEL GROUP HOLDINGS INC | UNIT 99/99/9999 | 0.37% | $3M | 250.4K |
| 100 | JOFF FINTECH ACQUISITION COR | UNIT 02/03/2026 | 0.36% | $2M | 250.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $50M | 22 | May 12, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $56M | 25 | Feb 17, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $69M | 29 | Nov 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $399M | 30 | Aug 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $382M | 29 | May 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $583M | 28 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $408M | 39 | Nov 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $20M | 48 | Aug 14, 2024 | RESTATEMENT | changes · EDGAR ↗ |
| Q1 2024 | $20M | 48 | May 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $17M | 51 | Feb 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $16M | 64 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $52M | 87 | Aug 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $125M | 115 | May 15, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $316M | 174 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $456M | 234 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $458M | 235 | Aug 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $525M | 236 | May 16, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $585M | 232 | Feb 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $678M | 191 | Nov 15, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $616M | 172 | Aug 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $550M | 156 | May 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $295M | 40 | Feb 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $175M | 18 | Nov 16, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $89M | 15 | Aug 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $71M | 17 | May 15, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $266M | 17 | Feb 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $351M | 19 | Nov 14, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $411M | 21 | Aug 14, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $241M | 22 | May 15, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $158M | 28 | Feb 14, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.