SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Silver Rock Financial LP

CIK 0001674784 · 12100 WILSHIRE BOULEVARD, SUITE 1000, LOS ANGELES, CA, 90025 · 424-371-8460

Reported Value
$295M
Q4 2020
Positions
40
Filings on Record
34
2019–present window
Filed
Feb 16, 2021
original filing

Summary

Silver Rock Financial LP reported $295M in U.S.-listed holdings across 40 positions for Q4 2020.

The portfolio is heavily concentrated: SPY alone accounts for 24.1% of reported value.

Compared with Q3 2020, the fund opened 27 new positions and exited 5.

Portfolio Metrics

Turnover
+8.4%
vs prior filed quarter
Top-10 Concentration
+64.2%
share of reported value
Largest Position
+24.1%
Spdr S P 500 Etf Tr
New / Exited
27 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $158MQ4 ’18Q1 ’19: $241MQ2 ’19: $411MQ3 ’19: $351MQ4 ’19: $266MQ4 ’19Q1 ’20: $71MQ2 ’20: $89MQ3 ’20: $175MQ4 ’20: $295MQ4 ’20Q1 ’21: $550MQ2 ’21: $616MQ3 ’21: $678MQ4 ’21: $585MQ4 ’21Q1 ’22: $525MQ2 ’22: $458MQ3 ’22: $456MQ4 ’22: $316MQ4 ’22Q1 ’23: $125MQ2 ’23: $52MQ3 ’23: $16MQ4 ’23: $17MQ4 ’23Q1 ’24: $20MQ2 ’24: $20MQ3 ’24: $408MQ4 ’24: $583MQ4 ’24Q1 ’25: $382MQ2 ’25: $399MQ3 ’25: $69MQ4 ’25: $56MQ4 ’25Q1 ’26: $50Mfilingsflow.com

Portfolio Composition

By security type
Other: 38.6%Common Stock: 33.2%ETP: 24.1%Unit: 4.0%
  • Other · 38.6% · $114M
  • Common Stock · 33.2% · $98M
  • ETP · 24.1% · $71M
  • Unit · 4.0% · $12M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LUX HEALTH TECH ACQUISITIONNEW+800.0K800.0K+$9M$9M
LANDCADIA HOLDINGS III INCNEW+800.0K800.0K+$9M$9M
HORIZON ACQUISITION CORPORATNEW+771.7K771.7K+$8M$8M
INVESTINDUSTRIAL ACQUISITIONNEW+750.0K750.0K+$8M$8M
APOLLO STRATEGIC GROWTH CAPTNEW+700.0K700.0K+$8M$8M
SPORTS ENTERTAINMENT ACQU CONEW+700.0K700.0K+$8M$8M
TPG PACE TECH OPPORTUNITIESNEW+500.0K500.0K+$6M$6M
MOTIVE CAPITAL CORPNEW+500.0K500.0K+$5M$5M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

34 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPYSPDR S&P 500 ETF TRhistory →TR UNIT24.11%$71M190.0K
2STKLSUNOPTA INChistory →COM8.21%$24M2.07M
3BHCBAUSCH HEALTH COS INChistory →COM5.02%$15M711.0K
4CFCF INDS HLDGS INChistory →COM4.95%$15M376.4K
5CSTMCONSTELLIUM SEhistory →CL A SHS4.54%$13M956.2K
6ARDAGH GROUP S ACL A4.19%$12M717.1K
7LUMEN TECHNOLOGIES INCCOM4.04%$12M1.22M
8LUX HEALTH TECH ACQUISITIONUNIT 11/30/20273.12%$9M800.0K
9REINVENT TECHNOLOGY PARTNERSCL A · UNIT 99/99/9999 · *W EXP 09/16/2023.04%$9M850.0K
10LANDCADIA HOLDINGS III INCUNIT 99/99/99993.03%$9M800.0K
11HORIZON ACQUISITION CORPORATUNIT 99/99/99992.85%$8M771.7K
12INVESTINDUSTRIAL ACQUISITIONUNIT 99/99/99992.63%$8M750.0K
13APOLLO STRATEGIC GROWTH CAPTUNIT 99/99/99992.60%$8M700.0K
14SPORTS ENTERTAINMENT ACQU COUNIT 99/99/99992.57%$8M700.0K
15CHURCHILL CAPITAL CORP IVUNIT 99/99/9999 · CL A2.14%$6M617.4K
16TPG PACE TECH OPPORTUNITIESUNIT 99/99/99991.96%$6M500.0K
17MOTIVE CAPITAL CORPUNIT 99/99/99991.78%$5M500.0K
18PRIME IMPACT ACQUISITION IUNIT 10/01/20301.43%$4M399.3K
19SOCIAL CAPITAL HEDOSOPHA HLDUNIT 99/99/99991.42%$4M320.0K
20AEQUI ACQUISITION CORPUNIT 11/30/20271.37%$4M400.0K
21VG ACQUISITION CORPUNIT 99/99/99991.34%$4M328.0K
22AJAX IUNIT 99/99/99991.26%$4M300.0K
23LUMINAR TECHNOLOGIES INC*W EXP 12/02/2020.91%$3M159.3K
24GORES HOLDINGS VI INCUNIT 08/24/20270.90%$3M250.0K
25NESCO HLDGS INCCOM0.89%$3M356.8K
26VY GLOBAL GROWTHUNIT 99/99/99990.74%$2M200.0K
27HIGHLAND TRANSCEND PARTNERSUNIT 99/99/99990.54%$2M150.0K
28FIRSTMARK HORIZON ACQUISITIOUNIT 99/99/99990.46%$1M120.0K
29COHN ROBBINS HOLDINGS CORPUNIT 08/11/20250.46%$1M125.0K
30ALTIMETER GROWTH CORPUNIT 99/99/99990.44%$1M100.0K
31FALCON CAPITAL ACQUISITN CORUNIT 08/20/20270.36%$1M100.0K
32MARQUEE RAINE ACQUISITION COUNIT 12/01/20250.26%$758,00070.0K
33GLOBALSTAR INCCOM0.22%$657,0001.93M
34LAREDO PETROLEUM INCCOM0.17%$492,00025.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$50M22May 12, 202613F-HRchanges · EDGAR ↗
Q4 2025$56M25Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$69M29Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$399M30Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$382M29May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$583M28Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$408M39Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$20M48Aug 14, 2024RESTATEMENTchanges · EDGAR ↗
Q1 2024$20M48May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$17M51Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$16M64Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$52M87Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$125M115May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$316M174Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$456M234Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$458M235Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$525M236May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$585M232Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$678M191Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$616M172Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$550M156May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$295M40Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$175M18Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$89M15Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$71M17May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$266M17Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$351M19Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$411M21Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$241M22May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$158M28Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.