SEC 13F Intelligence

Managers / Q1 2023 · view latest →

Silver Rock Financial LP

CIK 0001674784 · 12100 WILSHIRE BOULEVARD, SUITE 1000, LOS ANGELES, CA, 90025 · 424-371-8460

Reported Value
$125M
Q1 2023
Positions
115
Filings on Record
34
2019–present window
Filed
May 15, 2023
original filing

Summary

Silver Rock Financial LP reported $125M in U.S.-listed holdings across 115 positions for Q1 2023.

Its largest position, Apollo Strategic Grwt Cptl I, represents 4.9% of the portfolio.

Compared with Q4 2022, the fund opened 13 new positions and exited 72.

Portfolio Metrics

Turnover
+2.7%
vs prior filed quarter
Top-10 Concentration
+40.3%
share of reported value
Largest Position
+4.9%
Apollo Strategic Grwt Cptl I
New / Exited
13 / 72
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $158MQ4 ’18Q1 ’19: $241MQ2 ’19: $411MQ3 ’19: $351MQ4 ’19: $266MQ4 ’19Q1 ’20: $71MQ2 ’20: $89MQ3 ’20: $175MQ4 ’20: $295MQ4 ’20Q1 ’21: $550MQ2 ’21: $616MQ3 ’21: $678MQ4 ’21: $585MQ4 ’21Q1 ’22: $525MQ2 ’22: $458MQ3 ’22: $456MQ4 ’22: $316MQ4 ’22Q1 ’23: $125MQ2 ’23: $52MQ3 ’23: $16MQ4 ’23: $17MQ4 ’23Q1 ’24: $20MQ2 ’24: $20MQ3 ’24: $408MQ4 ’24: $583MQ4 ’24Q1 ’25: $382MQ2 ’25: $399MQ3 ’25: $69MQ4 ’25: $56MQ4 ’25Q1 ’26: $50Mfilingsflow.com

Portfolio Composition

By security type
Other: 83.1%Common Stock: 16.0%Unit: 0.8%Equity WRT: 0.1%
  • Other · 83.1% · $104M
  • Common Stock · 16.0% · $20M
  • Unit · 0.8% · $1M
  • Equity WRT · 0.1% · $63,533

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CACTUS ACQUISITION CORP 1 LTNEW+138.7K138.7K+$1M$1M
BEARD ENERGY TRANSITION ACQNEW+100.0K100.0K+$1M$1M
MOVELLA HOLDINGS INCNEW+75.9K75.9K+$10,225$10,225
PLUM ACQUISITION CORP INEW+50.9K50.9K+$9,665$9,665
CC NEUBERGER PRINCIPAL HOLDNNEW+41.7K41.7K+$8,487$8,487
GAMES & ESPORTS EXPRNC ACQ CNEW+100.0K100.0K+$6,780$6,780
ANZU SPECIAL ACQUISITIN CORPNEW+209.8K209.8K+$6,505$6,505
ESGEN ACQUISITION CORPNEW+92.5K92.5K+$4,994$4,994

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

97 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1APOLLO STRATEGIC GRWT CPTL ISHS CL A · *W EXP 02/12/2024.93%$6M750.0K
2TWOCOM CL A4.57%$6M556.8K
3BRCCBRC INChistory →COM CL A4.56%$6M1.11M
4BLUE WHALE ACQUISITION CORPCLASS A ORD SHS · *W EXP 07/30/2024.07%$5M681.9K
5XPAC ACQUISITION CORPCLASS A ORD · *W EXP 99/99/9994.00%$5M652.8K
6CMCSACOMCAST CORP NEWhistory →CL A3.79%$5M125.0K
7NEW PROVIDENCE ACQSITN CORPUNIT 11/04/20263.70%$5M446.4K
8EVERBRIDGE INCCOM3.58%$4M129.0K
9LEARN CW INVESTMENT CORCL A ORD SHS · *W EXP 10/08/2023.56%$4M663.7K
10CORSAIR PARTNERING CORPSHS CL A · *W EXP 07/06/2023.55%$4M633.9K
11VALOR LATITUDE ACQUISITN CORCLASS A ORD SHS · *W EXP 04/02/2023.43%$4M648.8K
12NORTHERN STAR INVEST CORP IVCOM CL A · *W EXP 02/25/2023.22%$4M465.7K
13OKLOALTC ACQUISITION CORPhistory →COM CL A3.06%$4M376.3K
14LAMF GLOBAL VENTURES CORP ICLASS A ORD · *W EXP 11/05/2023.03%$4M546.3K
15POST HOLDINGS PARTNERING CORCOM SER A · *W EXP 04/12/2022.96%$4M485.1K
16ZIMMER ENERGY TRANSITION ACQCOM CL A · *W EXP 06/16/2022.83%$4M510.3K
17FOCUS IMPACT ACQUISITION CORCLASS A COM · *W EXP 10/28/2022.67%$3M479.3K
18CHURCHILL CAPITAL CORP VIICOM CL A · *W EXP 02/29/2022.59%$3M388.3K
19ANDRETTI ACQUISITION CORPUNIT 99/99/99992.18%$3M271.2K
20GALATA ACQUISITION CORPSHS CL A · *W EXP 99/99/9992.07%$3M371.9K
21B RILEY PRIN 250 MERGER CORPUNIT 04/06/20261.98%$2M243.8K
22GLOBAL TECHNOLGY ACQSTN CORPUNIT 10/19/20261.73%$2M205.5K
23SHOULDERUP TECHNOLOGY ACQUISUNIT 99/99/99991.66%$2M200.0K
24JAWS HURRICANE ACQUISITN CORUNIT 06/08/20261.57%$2M193.0K
25RICE ACQUISITION CORP IISHS CL A · *W EXP 99/99/9991.57%$2M231.3K
26GOGREEN INVESTMENTS CORPUNIT 99/99/99991.57%$2M182.0K
27EXCELFIN ACQUISITION CORPUNIT 10/25/20281.54%$2M185.0K
28RCF ACQUISITION CORPUNIT 99/99/99991.49%$2M178.4K
29KHOSLA VENTURES ACQUT CO IIICOM CL A1.46%$2M179.5K
30ICONIC SPORTS ACQUISITION COUNIT 99/99/99991.31%$2M156.1K
31CACTUS ACQUISITION CORP 1 LTCLASS A ORD · *W EXP 08/17/2021.16%$1M208.1K
32GREEN VISOR FIN TEC ACQ CORPUNIT 11/08/20261.10%$1M132.8K
33WAVERLEY CAPITAL ACQUIS CORPUNIT 99/99/99991.09%$1M133.7K
34NABORS ENERGY TRANSITION CORUNIT 99/99/99990.84%$1M100.0K
35BULLPEN PARLAY ACQUISITION CUNIT 12/03/20260.84%$1M100.0K
36VAHANNA TECH EDGE ACQSTN I CUNIT 11/22/20260.83%$1M100.0K
37AHREN ACQUISITION CORPUNIT 12/09/20260.83%$1M100.0K
38BEARD ENERGY TRANSITION ACQCL A COM · *W EXP 99/99/9990.83%$1M150.0K
39AEAEUALTENERGY ACQUISITION CORPUNIT 10/29/20260.82%$1M98.6K
40METALS ACQUISITION CORPUNIT 99/99/99990.82%$1M97.9K
41ENTERPRISE 4.0 TEC ACQSTN COUNIT 10/14/20260.77%$963,69492.5K
42PYROPHYTE ACQUISITION CORPUNIT 99/99/99990.77%$962,26091.3K
43TRINE II ACQUISITION CORPUNIT 99/99/99990.72%$903,51586.0K
44FTAC ZEUS ACQUISITION CORCLASS A COM · *W EXP 04/15/2020.65%$806,380128.4K
45LUMNLUMEN TECHNOLOGIES INCCOM0.63%$781,398294.9K
46AP ACQUISITION CORPUNIT 99/99/99990.59%$741,30070.0K
47PRSTPRESTO AUTOMATION INCCOM · *W EXP 09/21/2020.43%$533,319824.0K
48ALPHA PARTNERS TECH MERGR COUNIT 03/31/20280.42%$521,41150.9K
49CHURCHILL CAPITAL CORP VIUNIT 99/99/99990.40%$505,00050.0K
50JUNIPER II CORPUNIT 99/99/99990.36%$452,65044.6K
51ANTHEMIS DIGITAL ACQUISITIONUNIT 10/18/20260.24%$295,47428.2K
52COMPUTE HEALTH ACQUISITIN CO*W EXP 01/25/2020.08%$100,244250.6K
53HORIZON ACQUISITION CORPORAT*W EXP 10/19/2020.07%$85,437181.8K
54BIOTE CORP*W EXP 05/26/2020.07%$85,288201.9K
55ARES ACQUISITION CORPORATION*W EXP 02/02/2020.06%$72,96782.9K
56OSIRIS ACQUISITION CORP*W EXP 05/01/2020.04%$51,800430.6K
57NERDY INC*W EXP 08/16/2020.04%$45,93870.7K
58ARQIT QUANTUM INC*W EXP 09/03/2020.03%$36,41298.5K
59STRATIM CLOUD ACQUISITION CO*W EXP 03/05/2020.03%$35,212176.1K
60SLAM CORP*W EXP 02/23/2020.02%$28,750125.0K
61CONSTELLATION ACQUISITN CORP*W EXP 01/29/2020.02%$20,352230.2K
62FOREST ROAD ACQUISITION COR*W EXP 01/15/2020.01%$17,01985.7K
63SEMANTIX INC*W EXP 08/03/2020.01%$14,743122.9K
64MARIADB PLC*W EXP 12/16/2020.01%$13,87757.2K
65KERNEL GROUP HOLDINGS INC*W EXP 02/02/2020.01%$13,707119.2K
66ALLEGO N V*W EXP 03/16/2020.01%$12,28137.5K
67TWIN RIDGE CAPITAL ACQUIS CO*W EXP 03/07/2020.01%$11,825168.9K
68SONDER HOLDINGS INC*W EXP 01/18/2020.01%$11,520160.0K
69AEQUI ACQUISITION CORP*W EXP 11/30/2020.01%$11,390113.9K
70PAGAYA TECHNOLOGIES LTD*W EXP 09/01/2020.01%$10,232124.8K
71MOVELLA HOLDINGS INC*W EXP 02/10/2020.01%$10,22575.9K
72PLUM ACQUISITION CORP I*W EXP 03/15/2020.01%$9,66550.9K
73DIGITAL TRANSFORMATN OPT COR*W EXP 03/31/2020.01%$9,061181.2K
74CC NEUBERGER PRINCIPAL HOLDN*W EXP 02/05/2020.01%$8,48741.7K
75JAWS MUSTANG ACQUISITION COR*W EXP 01/30/2020.01%$8,15375.0K
76DHC ACQUISITION CORP*W EXP 02/25/2020.01%$6,924207.9K
77GAMES & ESPORTS EXPRNC ACQ C*W EXP 12/01/2020.01%$6,780100.0K
78ANZU SPECIAL ACQUISITIN CORP*W EXP 01/27/2020.01%$6,505209.8K
79RGTIWRIGETTI COMPUTING INC*W EXP 99/99/9990.00%$5,80152.7K
80RUBICON TECHNOLOGIES INC*W EXP 04/01/2020.00%$5,189129.7K
81ATHENA CONSUMER ACQ CORP*W EXP 07/31/2020.00%$5,09692.5K
82ESGEN ACQUISITION CORP*W EXP 10/18/2020.00%$4,99492.5K
83WILLIAMS ROWLAND ACQUISITION*W EXP 12/11/2020.00%$4,40697.9K
84NOGIN INC*W EXP 08/26/2020.00%$4,127146.9K
85GROVWGROVE COLLABORATIVE HOLD INC*W EXP 06/16/2020.00%$3,93572.5K
86PRIME IMPACT ACQUISITION I*W EXP 10/01/2030.00%$3,76294.1K
87PEAR THERAPEUTICS INC*W EXP 12/03/2020.00%$3,600188.5K
8810X CAP VENTURE ACQSTN CORP*W EXP 04/19/2020.00%$3,53927.9K
89AURORA ACQUISITION CORP*W EXP 03/02/2020.00%$3,14597.1K
90HIPOWHIPPO HLDGS INC*W EXP 08/02/2020.00%$2,76749.6K
91ROSE HILL ACQUISITION CORP*W EXP 10/07/2020.00%$2,06932.4K
92DAVEWDAVE INC*W EXP 01/05/2020.00%$1,95088.2K
93NORTHERN STAR INVSTMNT CORP*W EXP 01/31/2020.00%$1,25050.0K
94MOUNTAIN & CO I ACQUISITN CO*W EXP 09/30/2020.00%$1,23820.2K
95FINSERV ACQUISITION CORP II*W EXP 02/17/2020.00%$1,08625.7K
96SUSTAINABLE DEVELP ACQU I CO*W EXP 02/04/2020.00%$1,01712.7K
97CEROWPHOENIX BIOTECH ACQUISITION*W EXP 09/01/2020.00%$69623.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$50M22May 12, 202613F-HRchanges · EDGAR ↗
Q4 2025$56M25Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$69M29Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$399M30Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$382M29May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$583M28Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$408M39Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$20M48Aug 14, 2024RESTATEMENTchanges · EDGAR ↗
Q1 2024$20M48May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$17M51Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$16M64Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$52M87Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$125M115May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$316M174Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$456M234Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$458M235Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$525M236May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$585M232Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$678M191Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$616M172Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$550M156May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$295M40Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$175M18Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$89M15Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$71M17May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$266M17Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$351M19Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$411M21Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$241M22May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$158M28Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.