SEC 13F Intelligence

Managers / Q4 2023 · view latest →

Silver Rock Financial LP

CIK 0001674784 · 12100 WILSHIRE BOULEVARD, SUITE 1000, LOS ANGELES, CA, 90025 · 424-371-8460

Reported Value
$17M
Q4 2023
Positions
51
Filings on Record
34
2019–present window
Filed
Feb 14, 2024
original filing

Summary

Silver Rock Financial LP reported $17M in U.S.-listed holdings across 51 positions for Q4 2023.

The portfolio is heavily concentrated: Dish Network Corporation alone accounts for 48.8% of reported value.

Compared with Q3 2023, the fund opened 4 new positions and exited 17.

Portfolio Metrics

Turnover
+28.9%
vs prior filed quarter
Top-10 Concentration
+99.2%
share of reported value
Largest Position
+48.8%
Dish Network Corporation
New / Exited
4 / 17
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $158MQ4 ’18Q1 ’19: $241MQ2 ’19: $411MQ3 ’19: $351MQ4 ’19: $266MQ4 ’19Q1 ’20: $71MQ2 ’20: $89MQ3 ’20: $175MQ4 ’20: $295MQ4 ’20Q1 ’21: $550MQ2 ’21: $616MQ3 ’21: $678MQ4 ’21: $585MQ4 ’21Q1 ’22: $525MQ2 ’22: $458MQ3 ’22: $456MQ4 ’22: $316MQ4 ’22Q1 ’23: $125MQ2 ’23: $52MQ3 ’23: $16MQ4 ’23: $17MQ4 ’23Q1 ’24: $20MQ2 ’24: $20MQ3 ’24: $408MQ4 ’24: $583MQ4 ’24Q1 ’25: $382MQ2 ’25: $399MQ3 ’25: $69MQ4 ’25: $56MQ4 ’25Q1 ’26: $50Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 49.8%US DOMESTIC: 48.8%Other: 1.0%Equity WRT: 0.5%
  • Common Stock · 49.8% · $9M
  • US DOMESTIC · 48.8% · $8M
  • Other · 1.0% · $166,850
  • Equity WRT · 0.5% · $80,255

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VAST RENEWABLES LIMITEDNEW+39.2K39.2K+$3,528$3,528
CARBON REVOLUTION LTDNEW+66.9K66.9K+$2,743$2,743
COCHWENVOY MEDICAL INCNEW+82.0K82.0K+$1,640$1,640
AAGRWAFRICAN AGRICULTURE HOLDINGSNEW+18.6K18.6K+$363$363
DISH NETWORK CORPORATIONADDED+9.00M13.50M+$5M$8M
LEARN CW INVESTMENT CORSOLD OUT−214.6K0−$2M$0
ARES ACQUISITION CORPORATIONSOLD OUT−44.4K0−$29,368$0
ATHENA CONSUMER ACQ CORPSOLD OUT−48.9K0−$17,594$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1DISH NETWORK CORPORATIONNOTE 12/148.79%$8M13.50M
2EVERBRIDGE INCCOM18.28%$3M129.0K
3BRCCBRC INChistory →COM CL A18.20%$3M860.0K
4AMBPARDAGH METAL PACKAGING S Ahistory →SHS9.46%$2M422.6K
5LUMNLUMEN TECHNOLOGIES INChistory →COM2.48%$424,780232.1K
6PRSTPRESTO AUTOMATION INCCOM · *W EXP 09/21/2021.06%$181,289824.0K
7NRDYNERDY INCCL A COM0.35%$60,67017.7K
8ALURWALLURION TECHNOLOGIES INC*W EXP 08/01/2030.23%$38,82886.3K
9METALS ACQUISITION LIMITED*W EXP 06/15/2020.17%$28,98516.9K
10ANDRETTI ACQUISITION CORP*W EXP 99/99/9990.15%$25,810103.2K
11LIFEZONE METALS LIMITED*W EXP 07/05/2020.15%$25,35247.4K
12AMERICAN ONCOLOGY NETWORK IN*W EXP 09/20/2020.08%$14,10770.5K
13SLAM CORP*W EXP 02/23/2020.08%$13,37670.4K
14PAGAYA TECHNOLOGIES LTD*W EXP 09/01/2020.06%$10,19646.4K
15BETRWBETTER HOME & FINANCE HOLDIN*W EXP 12/15/2020.04%$7,21445.1K
16CHURCHILL CAPITAL CORP VII*W EXP 02/29/2020.04%$6,30439.4K
17CHECHE GROUP INC*W EXP 10/01/2030.03%$5,26794.1K
18ZALATORIS II ACQUISITION COR*W EXP 99/99/9990.03%$4,33284.8K
19RCF ACQUISITION CORP*W EXP 99/99/9990.02%$3,84569.9K
20ARQIT QUANTUM INC*W EXP 09/03/2020.02%$3,68542.1K
21NEW PROVIDENCE ACQSITN CORP*W EXP 11/09/2020.02%$3,623116.9K
22VAST RENEWABLES LIMITED*W EXP 07/01/2020.02%$3,52839.2K
23SONDER HOLDINGS INC*W EXP 01/18/2020.02%$3,200160.0K
24CONSTELLATION ACQUISITN CORP*W EXP 01/29/2020.02%$3,048160.4K
25CARBON REVOLUTION LTD*W EXP 99/99/9990.02%$2,74366.9K
26ROADZEN INC*W EXP 11/30/2020.02%$2,73939.2K
27LAMF GLOBAL VENTURES CORP I*W EXP 11/05/2020.01%$2,556102.3K
28OSIRIS ACQUISITION CORP*W EXP 05/01/2020.01%$2,50183.4K
29LEARN CW INVESTMENT COR*W EXP 10/08/2020.01%$2,445122.3K
30PYROPHYTE ACQUISITION CORP*W EXP 05/03/2020.01%$2,25628.2K
31RGTIWRIGETTI COMPUTING INC*W EXP 99/99/9990.01%$2,16516.0K
32PLUM ACQUISITION CORP I*W EXP 03/18/2020.01%$2,00714.3K
33FOCUS IMPACT ACQUISITION COR*W EXP 10/28/2020.01%$1,97598.8K
34ESGEN ACQUISITION CORP*W EXP 10/18/2020.01%$1,95548.9K
35JAWS MUSTANG ACQUISITION COR*W EXP 01/30/2020.01%$1,67342.1K
36COCHWENVOY MEDICAL INC*W EXP 09/29/2020.01%$1,64082.0K
37DHC ACQUISITION CORP*W EXP 02/25/2020.01%$1,59279.6K
38AEAEWALTENERGY ACQUISITION CORP*W EXP 10/29/2020.01%$1,38837.5K
39CACTUS ACQUISITION CORP 1 LT*W EXP 08/17/2020.01%$1,09936.6K
40GLOBAL TECHNOLGY ACQSTN CORP*W EXP 10/19/2020.01%$1,01163.6K
41HIPOWHIPPO HLDGS INC*W EXP 08/02/2020.01%$99249.6K
42EXCELFIN ACQUISITION CORP*W EXP 10/25/2020.01%$98848.9K
43KERNEL GROUP HOLDINGS INC*W EXP 02/02/2020.00%$67531.8K
44DAVEWDAVE INC*W EXP 01/05/2020.00%$62741.0K
45SEMANTIX INC*W EXP 08/03/2020.00%$54545.4K
46MOUNTAIN & CO I ACQUISITN CO*W EXP 09/30/2020.00%$47915.4K
47AAGRWAFRICAN AGRICULTURE HOLDINGS*W EXP 12/06/2020.00%$36318.6K
48MOVELLA HOLDINGS INC*W EXP 02/10/2020.00%$32532.5K
49CEROWPHOENIX BIOTECH ACQUISITION*W EXP 09/01/2020.00%$30612.2K
50NORTHERN STAR INVSTMNT CORP*W EXP 01/31/2020.00%$26050.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$50M22May 12, 202613F-HRchanges · EDGAR ↗
Q4 2025$56M25Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$69M29Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$399M30Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$382M29May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$583M28Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$408M39Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$20M48Aug 14, 2024RESTATEMENTchanges · EDGAR ↗
Q1 2024$20M48May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$17M51Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$16M64Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$52M87Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$125M115May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$316M174Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$456M234Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$458M235Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$525M236May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$585M232Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$678M191Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$616M172Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$550M156May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$295M40Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$175M18Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$89M15Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$71M17May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$266M17Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$351M19Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$411M21Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$241M22May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$158M28Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.