Managers / Q1 2021 · view latest →
Silver Rock Financial LP
CIK 0001674784 · 12100 WILSHIRE BOULEVARD, SUITE 1000, LOS ANGELES, CA, 90025 · 424-371-8460
Reported Value
$550M
Q1 2021
Positions
156
Filings on Record
34
2019–present window
Filed
May 14, 2021
original filing
Summary
Silver Rock Financial LP reported $550M in U.S.-listed holdings across 156 positions for Q1 2021.
Its largest position, Kkr Acquisition Holding I, represents 3.6% of the portfolio.
Compared with Q4 2020, the fund opened 142 new positions and exited 27.
Portfolio Metrics
Turnover
+51.5%
vs prior filed quarter
Top-10 Concentration
+24.8%
share of reported value
Largest Position
+3.6%
Kkr Acquisition Holding I
New / Exited
142 / 27
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Other · 80.4% · $442M
- Common Stock · 14.9% · $82M
- Unit · 4.7% · $26M
Quarter-over-Quarter Changes full breakdown →
vs Q4 2020 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| KKR ACQUISITION HOLDING I CO | NEW | +2.00M | 2.00M | +$20M | $20M |
| GORES GUGGENHEIM INC | NEW | +1.50M | 1.50M | +$15M | $15M |
| FORTRESS VALUE ACQUISI CORP | NEW | +1.50M | 1.50M | +$15M | $15M |
| REINVENT TECHNOLOGY PARTNERS | NEW | +1.20M | 1.20M | +$12M | $12M |
| COMPUTE HEALTH ACQUISITIN CO | NEW | +1.00M | 1.00M | +$10M | $10M |
| DECARBONIZATION PLUS ACQU II | NEW | +1.00M | 1.00M | +$10M | $10M |
| CORAZON CAPITAL V838 MONOCER | NEW | +850.0K | 850.0K | +$8M | $8M |
| GORES METROPOULOS II INC | NEW | +800.0K | 800.0K | +$8M | $8M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2021
134 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | KKR ACQUISITION HOLDING I CO | UNIT 99/99/9999 | 3.64% | $20M | 2.00M |
| 2 | CFCF INDS HLDGS INChistory → | COM | 3.11% | $17M | 376.4K |
| 3 | GORES GUGGENHEIM INC | UNIT 03/25/2028 | 2.71% | $15M | 1.50M |
| 4 | FORTRESS VALUE ACQUISI CORP | UNIT 03/31/2028 | 2.70% | $15M | 1.50M |
| 5 | REINVENT TECHNOLOGY PARTNERS | UNIT 03/12/2026 · CL A · *W EXP 09/16/202 | 2.43% | $13M | 1.47M |
| 6 | ARDAGH GROUP S A | CL A | 2.42% | $13M | 523.9K |
| 7 | CSTMCONSTELLIUM SEhistory → | CL A SHS | 2.13% | $12M | 797.7K |
| 8 | DECARBONIZATION PLUS ACQU II | UNIT 03/19/2026 · UNIT 01/19/2026 | 2.04% | $11M | 1.13M |
| 9 | COMPUTE HEALTH ACQUISITIN CO | UNIT 99/99/9999 | 1.83% | $10M | 1.00M |
| 10 | BHCBAUSCH HEALTH COS INChistory → | COM | 1.79% | $10M | 311.0K |
| 11 | WARBURG PINCUS CAPTAL CORP I | UNIT 99/99/9999 | 1.63% | $9M | 900.0K |
| 12 | CORAZON CAPITAL V838 MONOCER | UNIT 03/24/2026 | 1.53% | $8M | 850.0K |
| 13 | GORES METROPOULOS II INC | CL A · *W EXP 01/31/202 | 1.48% | $8M | 960.0K |
| 14 | LUX HEALTH TECH ACQUISITION | COM CL A · *W EXP 11/30/202 | 1.38% | $8M | 971.7K |
| 15 | INVESTINDUSTRIAL ACQUISITION | SHS CL A · *W EXP 10/30/202 | 1.37% | $8M | 1.00M |
| 16 | APOLLO STRATEGIC GRWT CPTL I | UNIT 99/99/9999 | 1.36% | $7M | 750.0K |
| 17 | FORTRESS CAPITAL ACQUISITION | SHS CL A · *W EXP 99/99/999 | 1.36% | $7M | 900.0K |
| 18 | VECTOR ACQUISITION CORP II | CL A SHS | 1.35% | $7M | 750.0K |
| 19 | COLICITY INC | UNIT 02/24/2026 | 1.28% | $7M | 700.0K |
| 20 | FTAC HERA ACQUISITION CORP | UNIT 02/28/2026 | 1.27% | $7M | 700.0K |
| 21 | STKLSUNOPTA INChistory → | COM | 1.23% | $7M | 458.0K |
| 22 | SPORTS ENTERTAINMENT ACQU CO | COM CL A · *W EXP 10/30/202 | 1.19% | $7M | 983.6K |
| 23 | DIGITAL TRANSFORMATN OPT COR | UNIT 03/31/2028 | 1.14% | $6M | 639.8K |
| 24 | DHB CAPITAL CORP | UNIT 03/31/2028 | 1.10% | $6M | 613.6K |
| 25 | KHOSLA VENTURES ACQUSTN CO I | COM CL A | 1.10% | $6M | 600.0K |
| 26 | AUSTERLITZ ACQUISITION CORP | UNIT 99/99/9999 | 1.09% | $6M | 600.0K |
| 27 | CONSTELLATION ACQUISITN CORP | UNIT 99/99/9999 | 1.09% | $6M | 604.4K |
| 28 | ANZU SPECIAL ACQUISITIN CORP | UNIT 01/27/2026 | 1.09% | $6M | 600.0K |
| 29 | TWO | COM CL A | 1.08% | $6M | 600.0K |
| 30 | DHC ACQUISITION CORP | UNIT 02/25/2026 | 1.02% | $6M | 564.5K |
| 31 | LUMNLUMEN TECHNOLOGIES INC | COM | 0.96% | $5M | 394.9K |
| 32 | SOARING EAGLE ACQUISITION CO | UNIT 02/23/2026 | 0.92% | $5M | 500.0K |
| 33 | MOTIVE CAPITAL CORP | SHS CL A · *W EXP 12/31/202 | 0.92% | $5M | 666.7K |
| 34 | LONGVIEW ACQUISITION CORP II | UNIT 99/99/9999 | 0.91% | $5M | 500.0K |
| 35 | ROCKET INTERNET GRWT OPRT CO | UNIT 99/99/9999 | 0.91% | $5M | 500.0K |
| 36 | RXR ACQUISITION CORP | UNIT 01/01/2025 | 0.91% | $5M | 508.0K |
| 37 | GORES HOLDINGS VII INC | UNIT 02/12/2028 | 0.90% | $5M | 500.0K |
| 38 | LEVERE HOLDINGS CORP | UNIT 03/09/2026 | 0.90% | $5M | 500.0K |
| 39 | STRATIM CLOUD ACQUISITION CO | UNIT 03/05/2026 | 0.90% | $5M | 500.0K |
| 40 | SLAM CORP | UNIT 99/99/9999 | 0.90% | $5M | 500.0K |
| 41 | NORTH ATLANTIC ACQUISITN COR | CL A SHS · *W EXP 10/20/202 | 0.90% | $5M | 666.7K |
| 42 | ESM ACQUISITION CORPORATION | UNIT 99/99/9999 | 0.90% | $5M | 498.2K |
| 43 | HUDSON EXECUTIVE INVES III | UNIT 02/22/2026 | 0.90% | $5M | 500.0K |
| 44 | PWP FORWARD ACQUISITION CORP | UNIT 03/10/2026 | 0.90% | $5M | 500.0K |
| 45 | TWIN RIDGE CAPITAL ACQUIS CO | UNIT 99/99/9999 | 0.88% | $5M | 489.3K |
| 46 | ISOS ACQUISITION CORPORATION | UNIT 99/99/9999 | 0.87% | $5M | 481.3K |
| 47 | HAYMAKER ACQUISITION CORP II | UNIT 03/01/2026 | 0.86% | $5M | 477.7K |
| 48 | ARES ACQUISITION CORPORATION | UNIT 99/99/9999 | 0.84% | $5M | 462.7K |
| 49 | AEQUI ACQUISITION CORP | COM CL A · *W EXP 11/30/202 | 0.84% | $5M | 600.5K |
| 50 | AURORA ACQUISITION CORP | UNIT 03/02/2026 | 0.83% | $5M | 440.0K |
| 51 | CENTRICUS ACQUISITION CORP | UNIT 02/08/2028 | 0.81% | $4M | 450.0K |
| 52 | MASON INDUSTRIAL TECHNOLGY I | UNIT 99/99/9999 | 0.81% | $4M | 450.0K |
| 53 | INDEPENDENCE HOLDINGS CORP | UNIT 03/02/2026 | 0.73% | $4M | 400.0K |
| 54 | PRIME IMPACT ACQUISITION I | SHS CL A · *W EXP 10/01/203 | 0.73% | $4M | 532.4K |
| 55 | KAIROS ACQUISITION CORP | CL A SHS · *W EXP 11/30/202 | 0.73% | $4M | 600.0K |
| 56 | KHOSLA VENTURES ACQUT CO III | COM CL A | 0.72% | $4M | 400.0K |
| 57 | GORES HLDGS VIII INC | UNIT 02/01/2028 | 0.72% | $4M | 400.0K |
| 58 | VPC IMPACT ACQU HOLDI III IN | UNIT 99/99/9999 | 0.72% | $4M | 400.0K |
| 59 | ARCTOS NORTHSTAR ACQUIS CORP | UNIT 99/99/9999 | 0.72% | $4M | 394.9K |
| 60 | PATHFINDER ACQUISITION CORP | UNIT 02/17/2026 | 0.72% | $4M | 400.0K |
| 61 | APOLLO STRATEGIC GROWTH CAPT | SHS CL A · *W EXP 10/29/202 | 0.71% | $4M | 598.5K |
| 62 | THIMBLE POINT ACQUISITION CO | UNIT 99/99/9999 | 0.68% | $4M | 374.5K |
| 63 | NORTHERN STAR INVEST CORP IV | UNIT 02/25/2028 | 0.67% | $4M | 372.0K |
| 64 | CHURCHILL CAPITAL CORP VII | UNIT 99/99/9999 | 0.63% | $3M | 350.0K |
| 65 | GORES TECHNOLOGY PARTNERS II | UNIT 03/16/2028 | 0.63% | $3M | 350.0K |
| 66 | GAMING & HOSPITALITY ACQU CO | UNIT 02/04/2028 | 0.63% | $3M | 350.0K |
| 67 | EJF ACQUISITION CORP | UNIT 03/10/2026 | 0.60% | $3M | 332.8K |
| 68 | SANDBRIDGE X2 CORP | UNIT 99/99/9999 | 0.56% | $3M | 312.1K |
| 69 | JAWS MUSTANG ACQUISITION COR | UNIT 99/99/9999 | 0.55% | $3M | 300.0K |
| 70 | FIGURE ACQUISITION CORP I | UNIT 99/99/9999 | 0.55% | $3M | 300.0K |
| 71 | PLUM ACQUISITION CORP I | UNIT 03/15/2026 | 0.54% | $3M | 300.0K |
| 72 | NEXTGEN ACQUISITION CORP II | UNIT 03/23/2026 | 0.54% | $3M | 300.0K |
| 73 | NORTHERN STAR INVSTMNT CORP | COM CLASS A · *W EXP 01/31/202 | 0.47% | $3M | 300.0K |
| 74 | VIRGIN GROUP ACQUISIT CORP I | UNIT 99/99/9999 | 0.45% | $2M | 250.0K |
| 75 | NORTHERN STAR INVEST CORP II | UNIT 02/25/2028 | 0.45% | $2M | 250.0K |
| 76 | JOFF FINTECH ACQUISITION COR | UNIT 02/03/2026 | 0.45% | $2M | 250.0K |
| 77 | THE MUSIC ACQUISITION CORP | UNIT 99/99/9999 | 0.41% | $2M | 227.3K |
| 78 | CC NEUBERGER PRINCIPAL HOLDN | UNIT 99/99/9999 | 0.40% | $2M | 220.5K |
| 79 | VPC IMPACT ACQUISITION HLDG | UNIT 03/05/2026 | 0.40% | $2M | 222.4K |
| 80 | FOREST ROAD ACQUISITION COR | UNIT 99/99/9999 | 0.37% | $2M | 206.2K |
| 81 | SUPERNOVA PARTNERS ACQUISTN | UNIT 99/99/9999 | 0.37% | $2M | 200.5K |
| 82 | GORES TECHNOLOGY PARTNERS IN | UNIT 03/16/2028 | 0.36% | $2M | 200.0K |
| 83 | LIVE OAK MOBILITY ACQUISI CO | UNIT 03/01/2028 | 0.36% | $2M | 200.0K |
| 84 | ALPHA CAPITAL ACQUISITION CO | UNIT 02/16/2026 | 0.36% | $2M | 200.0K |
| 85 | L CATTERTON ASIA ACQUISITION | UNIT 03/11/2026 | 0.36% | $2M | 200.1K |
| 86 | TB SA ACQUISITION CORP | UNIT 03/25/2028 | 0.36% | $2M | 200.0K |
| 87 | SCIENCE STRATEGIC ACQ ALPHA | UNIT 01/20/2026 | 0.30% | $2M | 164.8K |
| 88 | HIGHLAND TRANSCEND PARTNERS | COM CL A · *W EXP 99/99/999 | 0.28% | $2M | 200.0K |
| 89 | DRAGONEER GROWTH OPT CORP II | CL A SHS | 0.28% | $2M | 150.0K |
| 90 | SPARTAN ACQUISITION CORP III | UNIT 99/99/9999 | 0.27% | $2M | 150.0K |
| 91 | KERNEL GROUP HOLDINGS INC | UNIT 99/99/9999 | 0.27% | $1M | 150.0K |
| 92 | COHN ROBBINS HOLDINGS CORP | UNIT 08/11/2025 | 0.23% | $1M | 125.0K |
| 93 | ZANITE ACQUISITION CORP | COM CL A | 0.22% | $1M | 122.2K |
| 94 | TIGA ACQUISITION CORP | SHS CL A | 0.21% | $1M | 115.1K |
| 95 | ALTIMAR ACQUISITION CORP II | UNIT 99/99/9999 | 0.19% | $1M | 100.0K |
| 96 | HENNESSY CAPITAL INVS CORP V | UNIT 01/15/2025 | 0.18% | $1M | 100.0K |
| 97 | ARCLIGHT CLEAN TRANSITION II | UNIT 03/16/2028 | 0.18% | $1M | 100.0K |
| 98 | TISHMAN SPEYER INNOVATION CO | UNIT 02/11/2026 | 0.18% | $1M | 100.0K |
| 99 | PIONEER MERGER CORP | UNIT 99/99/9999 | 0.18% | $999,000 | 100.0K |
| 100 | PIVOTAL INVESTMENT CORP III | UNIT 01/28/2028 | 0.18% | $999,000 | 100.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $50M | 22 | May 12, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $56M | 25 | Feb 17, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $69M | 29 | Nov 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $399M | 30 | Aug 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $382M | 29 | May 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $583M | 28 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $408M | 39 | Nov 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $20M | 48 | Aug 14, 2024 | RESTATEMENT | changes · EDGAR ↗ |
| Q1 2024 | $20M | 48 | May 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $17M | 51 | Feb 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $16M | 64 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $52M | 87 | Aug 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $125M | 115 | May 15, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $316M | 174 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $456M | 234 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $458M | 235 | Aug 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $525M | 236 | May 16, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $585M | 232 | Feb 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $678M | 191 | Nov 15, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $616M | 172 | Aug 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $550M | 156 | May 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $295M | 40 | Feb 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $175M | 18 | Nov 16, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $89M | 15 | Aug 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $71M | 17 | May 15, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $266M | 17 | Feb 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $351M | 19 | Nov 14, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $411M | 21 | Aug 14, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $241M | 22 | May 15, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $158M | 28 | Feb 14, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.