Managers / Q3 2020 · view latest →
Silver Rock Financial LP
CIK 0001674784 · 12100 WILSHIRE BOULEVARD, SUITE 1000, LOS ANGELES, CA, 90025 · 424-371-8460
Summary
Silver Rock Financial LP reported $175M in U.S.-listed holdings across 18 positions for Q3 2020.
Its largest position, STKL, represents 8.8% of the portfolio.
Compared with Q2 2020, the fund opened 5 new positions and exited 2.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 51.6% · $90M
- ETP · 36.3% · $64M
- Other · 12.1% · $21M
Quarter-over-Quarter Changes full breakdown →
vs Q2 2020 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF TR | NEW | +190.0K | 190.0K | +$64M | $64M |
| REINVENT TECHNOLOGY PARTNERS | NEW | +500.0K | 500.0K | +$6M | $6M |
| CHURCHILL CAPITAL CORP IV | NEW | +200.0K | 200.0K | +$2M | $2M |
| FALCON CAPITAL ACQUISITN COR | NEW | +100.0K | 100.0K | +$1M | $1M |
| VESPER HEALTHCARE ACQSTN COR | NEW | +10.0K | 10.0K | +$103,000 | $103,000 |
| LIONS GATE ENTMNT CORP | SOLD OUT | −155.7K | 0 | −$1M | $0 |
| LIONS GATE ENTMNT CORP | SOLD OUT | −148.0K | 0 | −$1M | $0 |
| DALDELTA AIR LINES INC DEL | ADDED | +244.0K | 524.0K | +$8M | $16M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2020
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | STKLSUNOPTA INChistory → | COM | 8.77% | $15M | 2.07M |
| 2 | CFCF INDS HLDGS INChistory → | COM | 8.75% | $15M | 499.2K |
| 3 | LUMEN TECHNOLOGIES INC | COM | 7.03% | $12M | 1.22M |
| 4 | BHCBAUSCH HEALTH COS INChistory → | COM | 6.30% | $11M | 711.0K |
| 5 | ARDAGH GROUP S A | CL A | 5.82% | $10M | 724.4K |
| 6 | CMCSACOMCAST CORP NEWhistory → | CL A | 4.37% | $8M | 165.8K |
| 7 | CSTMCONSTELLIUM SEhistory → | CL A SHS | 4.29% | $8M | 956.2K |
| 8 | REINVENT TECHNOLOGY PARTNERS | UNIT 99/99/9999 | 3.27% | $6M | 500.0K |
| 9 | ENDURANCE INTL GROUP HLDGS I | COM | 2.45% | $4M | 750.0K |
| 10 | CHURCHILL CAPITAL CORP IV | CL A | 1.12% | $2M | 200.0K |
| 11 | NESCO HLDGS INC | COM | 0.84% | $1M | 356.8K |
| 12 | FALCON CAPITAL ACQUISITN COR | UNIT 08/20/2027 | 0.59% | $1M | 100.0K |
| 13 | GORES METROPOULOS INC | *W EXP 01/28/202 | 0.38% | $669,000 | 214.3K |
| 14 | GLOBALSTAR INC | COM | 0.34% | $596,000 | 1.93M |
| 15 | LAREDO PETROLEUM INC | COM | 0.14% | $244,000 | 25.0K |
| 16 | VESPER HEALTHCARE ACQSTN COR | UNIT 99/99/9999 | 0.06% | $103,000 | 10.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $50M | 22 | May 12, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $56M | 25 | Feb 17, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $69M | 29 | Nov 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $399M | 30 | Aug 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $382M | 29 | May 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $583M | 28 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $408M | 39 | Nov 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $20M | 48 | Aug 14, 2024 | RESTATEMENT | changes · EDGAR ↗ |
| Q1 2024 | $20M | 48 | May 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $17M | 51 | Feb 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $16M | 64 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $52M | 87 | Aug 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $125M | 115 | May 15, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $316M | 174 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $456M | 234 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $458M | 235 | Aug 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $525M | 236 | May 16, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $585M | 232 | Feb 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $678M | 191 | Nov 15, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $616M | 172 | Aug 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $550M | 156 | May 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $295M | 40 | Feb 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $175M | 18 | Nov 16, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $89M | 15 | Aug 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $71M | 17 | May 15, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $266M | 17 | Feb 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $351M | 19 | Nov 14, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $411M | 21 | Aug 14, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $241M | 22 | May 15, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $158M | 28 | Feb 14, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.