SEC 13F Intelligence

CC NEUBERGER PRINCIPAL HOLDN

CUSIP G1992N118

Cc Neuberger Principal Holdn has 23 institutional holders in Filings Flow’s 13F database, together reporting 1.85M shares worth $17M as of Q4 2022. The largest reported holders are Cowen Investment Management LLC, Sandia Investment Management LP, and Castle Hook Partners LP.

Institutional Holders
23
Q4 2022
Reported Value
$17M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q2 ’21: 54Q2 ’21Q4 ’21: 36Q4 ’21Q4 ’22: 23Q4 ’22filingsflow.com
Total reported value
Q2 ’21: $117MQ2 ’21Q4 ’21: $50MQ4 ’21Q4 ’22: $17MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Castle Hook Partners LP$23.4B AUM0.20%$3M300.0KQ4 2022OLDER
Westchester Capital Management, LLC$2.2B AUM0.06%$2M200.0KQ1 2023OLDER
MHR FUND MANAGEMENT LLC$1.4B AUM0.04%$252,50025.0KQ4 2022OLDER
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.02%$485,30548.0KQ4 2022OLDER
Schechter Investment Advisors, LLC$1.2B AUM0.02%$228,56322.6KQ4 2022OLDER
BOOTHBAY FUND MANAGEMENT, LLC$7.7B AUM0.01%$485,76048.1KQ4 2022OLDER
Walleye Capital LLC$24.0B AUM0.00%$251,61124.9KQ4 2022OLDER
MANUFACTURERS LIFE INSURANCE COMPANY, THE$116.3B AUM0.00%$3M252.1KQ2 2023OLDER
LONGFELLOW INVESTMENT MANAGEMENT CO LLC$480M AUM0.00%$5,567507Q3 2023
Walleye Trading LLC$60.0B AUM0.00%$172,03317.0KQ4 2022OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$605,82860.0KQ4 2022OLDER
CLEAR STREET LLC$25.1B AUM0.00%$151.4KQ3 2023
OLD MISSION CAPITAL LLC$6.3B AUM0.00%$7,110704Q4 2022OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$14714.6KQ4 2022OLDER
UBS Group AG$666.3B AUM0.00%$1,098100Q3 2023

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.