CC NEUBERGER PRINCIPAL HOLDINGS III
CUSIP G1992N126
Cc Neuberger Principal Holdings III has 1 institutional holders in Filings Flow’s 13F database, together reporting 20.0K shares worth $3,580 as of Q4 2023. The largest reported holders are Angelo Gordon & Co., L.P., Rivernorth Capital Management, LLC, and Exos Tfp Holdings LLC.
Institutional Holders
1
Q4 2023
Reported Value
$3,580
Ticker
unmapped
private placement or foreign
Quarters Tracked
12
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| ANGELO GORDON & CO., L.P.$1.1B AUM | 0.08% | $218,000 | 20.0K | Q3 2023OLDER |
| Exos TFP Holdings LLC$162M AUM | 0.07% | $123,824 | 669.3K | Q3 2023OLDER |
| Diametric Capital, LP$385M AUM | 0.03% | $82,352 | 445.1K | Q3 2023OLDER |
| Arena Capital Advisors, LLC- CA$200M AUM | 0.02% | $12,804 | 63.0K | Q1 2023OLDER |
| PERISCOPE CAPITAL INC.$902M AUM | 0.01% | $99,217 | 493.5K | Q3 2023OLDER |
| RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM | 0.01% | $128,103 | 674.2K | Q3 2023OLDER |
| Q Global Advisors, LLC$113M AUM | 0.01% | $9,000 | 49.4K | Q3 2023OLDER |
| Governors Lane LP$1.6B AUM | 0.00% | $26,530 | 140.0K | Q2 2023OLDER |
| P SCHOENFELD ASSET MANAGEMENT LP$184M AUM | 0.00% | $45,092 | 220.1K | Q3 2023OLDER |
| Radcliffe Capital Management, L.P.$1.3B AUM | 0.00% | $27,118 | 132.3K | Q3 2023OLDER |
| CANYON CAPITAL ADVISORS LLC$772M AUM | 0.00% | $29,600 | 160.0K | Q3 2023OLDER |
| METEORA CAPITAL, LLC$1.4B AUM | 0.00% | $11,190 | 54.6K | Q3 2023OLDER |
| Sculptor Capital LP$9.6B AUM | 0.00% | $40,531 | 197.8K | Q3 2023OLDER |
| SECURITY BENEFIT LIFE INSURANCE CO /KS/$190M AUM | 0.00% | $3,580 | 20.0K | Q4 2023 |
| Taconic Capital Advisors LP$229M AUM | 0.00% | $9,250 | 50.0K | Q3 2023OLDER |
| PRELUDE CAPITAL MANAGEMENT, LLC$1.3B AUM | 0.00% | $8,000 | 40.0K | Q2 2023OLDER |
| DeepCurrents Investment Group LLC$3.1B AUM | 0.00% | $10,889 | 999 | Q3 2023OLDER |
| Owl Creek Asset Management, L.P.$1.4B AUM | 0.00% | $10,915 | 59.0K | Q3 2023OLDER |
| Shaolin Capital Management LLC$2.7B AUM | 0.00% | $11,000 | 57.0K | Q3 2023OLDER |
| DUPONT CAPITAL MANAGEMENT CORP$879M AUM | 0.00% | $4,098 | 20.0K | Q3 2023OLDER |
| MOORE CAPITAL MANAGEMENT, LP$4.9B AUM | 0.00% | $18,500 | 100.0K | Q3 2023OLDER |
| GABELLI & Co INVESTMENT ADVISERS, INC.$674M AUM | 0.00% | $1,857 | 10.0K | Q3 2023OLDER |
| PineBridge Investments, L.P.$13.5B AUM | 0.00% | $25,726 | 139.1K | Q3 2023OLDER |
| Boussard & Gavaudan Investment Management LLP$1.1B AUM | 0.00% | $2,124 | 11.5K | Q3 2023OLDER |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)$3.7B AUM | 0.00% | $15,088 | 73.6K | Q3 2023OLDER |
| Westchester Capital Management, LLC$2.2B AUM | 0.00% | $7,400 | 40.0K | Q3 2023OLDER |
| DAVIDSON KEMPNER PARTNERS$5.2B AUM | 0.00% | $10,577 | 52.0K | Q1 2023OLDER |
| TENOR CAPITAL MANAGEMENT Co., L.P.$6.5B AUM | 0.00% | $7,604 | 41.1K | Q3 2023OLDER |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP$7.3B AUM | 0.00% | $9,620 | 52.0K | Q3 2023OLDER |
| Jefferies Group LLC$12.0B AUM | 0.00% | $11,574 | 64.3K | Q3 2023OLDER |
| HRT FINANCIAL LP$40.1B AUM | 0.00% | $3,000 | 21.4K | Q3 2023OLDER |
| Hudson Bay Capital Management LP$29.0B AUM | 0.00% | $3,737 | 20.2K | Q3 2023OLDER |
| BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM | 0.00% | $10,170 | 50.0K | Q1 2023OLDER |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$62.2B AUM | 0.00% | $4,508 | 22.0K | Q3 2023OLDER |
| D. E. Shaw & Co., Inc.$166.3B AUM | 0.00% | $11,473 | 62.0K | Q3 2023OLDER |
| TD ASSET MANAGEMENT INC$123.2B AUM | 0.00% | $6,147 | 30.0K | Q3 2023OLDER |
| MARSHALL WACE, LLP$100.4B AUM | 0.00% | $3,674 | 20.4K | Q3 2023OLDER |
| MILLENNIUM MANAGEMENT LLC$240.3B AUM | 0.00% | $14,463 | 78.2K | Q3 2023OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $13,302 | 71.9K | Q3 2023OLDER |
| ALLIANCEBERNSTEIN L.P.$308.8B AUM | 0.00% | $3,241 | 15.9K | Q1 2023OLDER |
| Tower Research Capital LLC (TRC)$3.8B AUM | 0.00% | $18 | 100 | Q3 2023OLDER |
| PRICE T ROWE ASSOCIATES INC /MD/$864.9B AUM | 0.00% | $3,000 | 12.1K | Q3 2023OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $55 | 298 | Q3 2023OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.