SEC 13F Intelligence

Managers / Q1 2026

Arena Capital Advisors, LLC- CA

CIK 0001833078 · 12121 WILSHIRE BLVD STE 1010, LOS ANGELES, CA, 90025 · 310-806-6700

Reported Value
$200M
Q1 2026
Positions
21
Filings on Record
22
2019–present window
Filed
May 4, 2026
original filing

Summary

Arena Capital Advisors, LLC- Ca reported $200M in U.S.-listed holdings across 21 positions for Q1 2026.

The portfolio is heavily concentrated: Pg E alone accounts for 21.4% of reported value.

Compared with Q4 2025, the fund opened 6 new positions and exited 4.

Portfolio Metrics

Turnover
+7.5%
vs prior filed quarter
Top-10 Concentration
+96.3%
share of reported value
Largest Position
+21.4%
Pg E
New / Exited
6 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’21: $1.0BQ1 ’21Q2 ’21: $1.2BQ3 ’21: $1.3BQ4 ’21: $1.1BQ4 ’21Q1 ’22: $658MQ2 ’22: $396MQ3 ’22: $329MQ3 ’22Q4 ’22: $183MQ1 ’23: $72MQ2 ’23: $30MQ2 ’23Q3 ’23: $85MQ4 ’23: $97MQ1 ’24: $63MQ1 ’24Q2 ’24: $87MQ3 ’24: $92MQ4 ’24: $84MQ4 ’24Q1 ’25: $64MQ2 ’25: $69MQ3 ’25: $241MQ3 ’25Q4 ’25: $165MQ1 ’26: $200Mfilingsflow.com

Portfolio Composition

By security type
US DOMESTIC: 81.8%PRIV PLACEMENT: 7.5%Common Stock: 7.5%ETP: 2.6%Other: 0.6%Other: 0.0%
  • US DOMESTIC · 81.8% · $163M
  • PRIV PLACEMENT · 7.5% · $15M
  • Common Stock · 7.5% · $15M
  • ETP · 2.6% · $5M
  • Other · 0.6% · $1M
  • Other · 0.0% · $29,542

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SHIFT4 PMTS INCNEW+18.33M18.33M+$17M$17M
INTEGER HLDGS CORPNEW+15.00M15.00M+$14M$14M
ISHARES TRNEW+35.0K35.0K+$3M$3M
VGSHVANGUARD SCOTTSDALE FDSNEW+30.0K30.0K+$2M$2M
VANGUARD SCOTTSDALE FDSNEW+10.0K10.0K+$595,500$595,500
APOAPOLLO GLOBAL MGMT INCNEW+2.5K2.5K+$278,550$278,550
JEFJEFFERIES FINL GROUP INCSOLD OUT−15.0K0−$929,550$0
PCGPG&E CORPSOLD OUT−14.8K0−$237,033$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

19 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PG&E CORPNOTE 4.250%12/021.41%$43M40.70M
2HERBALIFE LTDNOTE 4.250% 6/1 · COM SHS15.71%$31M25.07M
3CSG SYS INTL INCNOTE 3.875% 9/115.55%$31M25.43M
4ALARM COM HLDGS INCNOTE 2.250% 6/012.40%$25M26.60M
5SHIFT4 PMTS INCNOTE 0.500% 8/08.65%$17M18.33M
6EVOLENT HEALTH INCDEBT 4.500% 8/17.53%$15M29.62M
7INTEGER HLDGS CORPDBCV 1.875% 3/17.21%$14M15.00M
8UNITUNITI GROUP LLChistory →COM SHS4.80%$10M1.02M
9PLPLANET LABS PBChistory →COM CL A2.16%$4M154.4K
10ISHARES TR1 3 YR TREAS BD1.45%$3M35.0K
11SPECTRUM BRANDS INCNOTE 3.375% 6/01.36%$3M2.68M
12VGSHVANGUARD SCOTTSDALE FDSSHORT TERM TREAS · INTER TERM TREAS1.18%$2M40.0K
13VATEINNOVATE CORPCOM NEW0.36%$726,665127.9K
14APOAPOLLO GLOBAL MGMT INCCOM0.14%$278,5502.5K
15TABOOLA.COM LTDORD SHS0.08%$161,11652.0K
16MOBIX LABS INC*W EXP 12/21/2020.01%$23,827190.6K
17AUROWAURORA INNOVATION INC*W EXP 11/03/2020.00%$4,03720.3K
18LIMNWLIMINATUS PHARMA INC.*W EXP 04/30/2030.00%$1,16729.2K
19BANZAI INTERNATIONAL INC*W EXP 12/14/2020.00%$51139.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$200M21May 4, 202613F-HRchanges · EDGAR ↗
Q4 2025$165M19Feb 4, 202613F-HRchanges · EDGAR ↗
Q3 2025$241M25Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$69M19Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$64M16May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$84M29Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$92M31Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$87M37Aug 6, 202413F-HRchanges · EDGAR ↗
Q1 2024$63M38May 8, 202413F-HRchanges · EDGAR ↗
Q4 2023$97M44Feb 1, 202413F-HRchanges · EDGAR ↗
Q3 2023$85M55Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$30M57Aug 1, 202313F-HRchanges · EDGAR ↗
Q1 2023$72M108May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$183M165Feb 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$329M257Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$396M282Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$658M330May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.1B377Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B403Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.2B399Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.0B221May 25, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.