SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Paradigm Financial Advisors, LLC

CIK 0001597691 · 12818 DAYLIGHT CIRCLE, DES PERES, MO, 63131 · 314-966-3400

Reported Value
$412M
Q1 2021
Positions
213
Filings on Record
13
2019–present window
Filed
Apr 29, 2021
original filing

Summary

Paradigm Financial Advisors, LLC reported $412M in U.S.-listed holdings across 213 positions for Q1 2021.

Its largest position, AAPL, represents 6.6% of the portfolio.

Compared with Q4 2020, the fund opened 52 new positions and exited 5.

Portfolio Metrics

Turnover
+12.3%
vs prior filed quarter
Top-10 Concentration
+33.6%
share of reported value
Largest Position
+6.6%
Apple
New / Exited
52 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $224MQ4 ’18Q1 ’19: $264MQ2 ’19: $272MQ2 ’19Q3 ’19: $256MQ4 ’19: $291MQ4 ’19Q1 ’20: $269MQ2 ’20: $315MQ2 ’20Q3 ’20: $352MQ4 ’20: $370MQ4 ’20Q1 ’21: $412MQ2 ’21: $450MQ2 ’21Q3 ’21: $434MQ4 ’21: $453MQ4 ’21filingsflow.com

Portfolio Composition

By security type
ETP: 49.5%Common Stock: 44.7%Other: 3.8%ADR: 1.7%REIT: 0.2%
  • ETP · 49.5% · $204M
  • Common Stock · 44.7% · $184M
  • Other · 3.8% · $16M
  • ADR · 1.7% · $7M
  • REIT · 0.2% · $938,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IYKiShares US Consumer Goods ETFNEW+19.9K19.9K+$4M$4M
VXFVanguard Extended MarketNEW+16.1K16.1K+$3M$3M
Emerging Market Internet and eNEW+35.1K35.1K+$2M$2M
RWJInvesco S&P Smallcap 600NEW+8.3K8.3K+$942,000$942,000
VTIPVanguard Sh-Term TIPS EtfNEW+15.2K15.2K+$784,000$784,000
CWBSPDR Convertible SecNEW+8.8K8.8K+$732,000$732,000
NIONIO Inc ADRNEW+16.7K16.7K+$649,000$649,000
KBESpdr S&P Bank EtfNEW+11.3K11.3K+$588,000$588,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

191 positions
#IssuerClass% PortfolioValueShares
1AAPLApple Inchistory →COM6.61%$27M222.9K
2TIPIshares Barclays TIPS Bond Funhistory →ETF4.56%$19M149.6K
3IWNiShares Russell 2000 Value ETFhistory →ETF3.21%$13M82.9K
4BACBank of Americahistory →COM3.11%$13M330.7K
5QQQInvesco QQQ Trusthistory →COM3.01%$12M38.8K
6CQQQInvesco China Technologyhistory →ETF2.88%$12M145.8K
7QCOMQualcomm Inchistory →COM2.79%$11M86.6K
8VTVVanguard Value ETFhistory →ETF2.62%$11M82.1K
9VBVanguard SmCap ETFhistory →ETF2.47%$10M47.6K
10AMZNAmazon Inchistory →COM2.32%$10M3.1K
11VIGVanguard Dividend Appreciationhistory →ETF2.24%$9M62.7K
12GOOGLAlphabet Inc. Class ACOM2.22%$9M4.4K
13MINTPIMCO Short Maturity ETFhistory →ETF1.97%$8M79.7K
14BABoeing Companyhistory →COM1.85%$8M29.9K
15VBRVanguard Small Cap Valuehistory →ETF1.82%$7M45.1K
16VGSHVanguard Short Termhistory →ETF1.79%$7M119.8K
17VOVanguard Mid Cap ETFhistory →ETF1.68%$7M31.3K
18MUMicron Technology Inchistory →COM1.53%$6M71.4K
19VUGVanguard Growth ETFhistory →ETF1.46%$6M23.4K
20VCSHVanguard Short-Term Corp Bondhistory →ETF1.41%$6M70.6K
21NVDANVIDIA Corphistory →COM1.33%$5M10.3K
22VBKVanguard Small Cap Grwthhistory →ETF1.30%$5M19.4K
23SPYSPDR S&P 500history →ETF1.25%$5M13.0K
24JNJJohnson & Johnsonhistory →COM1.24%$5M31.0K
25METAFacebook Inchistory →COM1.20%$5M16.8K
26General ElectricCOM1.07%$4M335.1K
27MRNAModerna Inchistory →COM1.04%$4M32.8K
28VGTVanguard Info Technologyhistory →ETF1.03%$4M11.8K
29VFHVanguard Financials ETFETF0.95%$4M46.2K
30VEUVanguard Intl Equity Index exETF0.92%$4M62.4K
31BRK/BBerkshire Hathaway CL BCOM0.88%$4M14.2K
32KBHKB HomeCOM0.87%$4M77.1K
33IYKiShares US Consumer Goods ETFETF0.86%$4M19.9K
34VOEVanguard Mid Cap ValueETF0.81%$3M24.6K
35PEPPepsico IncCOM0.80%$3M23.2K
36SMHVanEck Vectors Semiconductor EETF0.77%$3M13.0K
37MSFTMicrosoft CorpCOM0.75%$3M13.0K
38JPSTJpmorgan Ultra ShortETF0.74%$3M60.1K
39VVisa IncCOM0.73%$3M14.2K
40VXFVanguard Extended MarketETF0.69%$3M16.1K
41XARSpdr S&P AerospaceETF0.68%$3M22.3K
42HDHome Depot IncCOM0.67%$3M9.1K
43VOTVanguard Mid Cap GrowthETF0.66%$3M12.7K
44INTCIntel CorpCOM0.63%$3M40.8K
45BNTXBioNTech SE ADRADR0.63%$3M23.9K
46Citigroup IncCOM0.62%$3M35.2K
47SCZiShares Intl Small Cap ETFETF0.61%$3M35.2K
48MCHIiShares MSCI China ETFETF0.60%$2M30.1K
49DALDelta Air Lines IncCOM0.57%$2M49.0K
50NOWService Now IncCOM0.56%$2M4.6K
51XLFSPDR Financial Sector ETFETF0.56%$2M68.0K
52AMATApplied Materials IncCOM0.55%$2M17.1K
53BABAAlibaba Group Holding Ltd ADRADR0.55%$2M10.1K
54Emerging Market Internet and eETF0.55%$2M35.1K
55Vanguard S&P 500 ETFETF0.53%$2M5.9K
56Salesforce IncCOM0.42%$2M8.1K
57HUBSHubSpot IncCOM0.42%$2M3.8K
58NFLXNetflix IncCOM0.41%$2M3.2K
59Broadcom TechnologiesCOM0.40%$2M3.6K
60VHTVanguard Health Care ETFETF0.39%$2M7.0K
61JPMMorgan J P & Co IncCOM0.39%$2M10.6K
62SHYiShares 1-3 Year Treasury BondETF0.37%$2M17.9K
63PYPLPayPal Holdings IncCOM0.35%$1M5.9K
64Draftkings IncCOM0.34%$1M23.1K
65LULULululemon AthleticaCOM0.34%$1M4.6K
66SNAPSnap IncCOM0.34%$1M26.5K
67MUBIshares Muni Bond ETFETF0.32%$1M11.2K
68SWKSSkyworks SolutionsCOM0.32%$1M7.1K
69ADBEAdobe Systems IncCOM0.31%$1M2.7K
70LNGCheniere Energy IncCOM0.29%$1M16.7K
71QRVOQorvo IncCOM0.29%$1M6.6K
72UBERUber Technologies IncCOM0.28%$1M21.5K
73BNDXVanguard Intl Bond Index ETFETF0.28%$1M20.5K
74Invesco Financial Preferred ETETF0.28%$1M60.2K
75CMGChipotle Mexican GrillCOM0.27%$1M788
76GLWCorning IncCOM0.26%$1M25.0K
77CHTRCharter Communications IncCOM0.26%$1M1.7K
78VTEBVanguard Tax-Exempt Bond ETFETF0.26%$1M19.6K
79UNHUnitedhealth Group IncCOM0.25%$1M2.8K
80CSCOCisco Systems IncCOM0.25%$1M20.0K
81TDOCTeladoc Health IncCOM0.24%$975,0005.4K
82DISWalt Disney CoCOM0.23%$960,0005.2K
83RWJInvesco S&P Smallcap 600ETF0.23%$942,0008.3K
84VNQVanguard REIT ETF indexETF0.23%$940,00010.2K
85AMTAmerican TowerCOM0.23%$938,0003.9K
86XYZSquare IncCOM0.23%$929,0004.1K
87TSLATesla Motors IncCOM0.22%$886,0001.3K
88Fiverr International LtdCOM0.21%$877,0004.0K
89RCLRoyal Caribbean Cruises LtdCOM0.21%$862,00010.1K
90FLOTiShares Floating Rate Bond ETFETF0.21%$848,00016.7K
91KOCoca-Cola CompanyCOM0.20%$830,00015.7K
92IBBiShares Nasdaq BiotechETF0.19%$788,0005.2K
93VTIPVanguard Sh-Term TIPS EtfETF0.19%$784,00015.2K
94WBAWalgreens Boots AlliancCOM0.19%$782,00014.2K
95XLBSPDR Materials Sector ETFETF0.19%$781,0009.9K
96VWOVanguard MSCI Emerging MarketsETF0.18%$754,00014.5K
97BONDPIMCO Total Return ETFETF0.18%$744,0006.8K
98CWBSPDR Convertible SecETF0.18%$732,0008.8K
99LVSLas Vegas Sands CorpCOM0.17%$711,00011.7K
100BILLBill.com Holdings IncCOM0.17%$711,0004.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2021$453M227Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$434M232Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$450M227Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$412M213Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$370M168Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$352M135Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$315M135Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$269M121May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$291M130Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$256M126Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$272M130Aug 7, 201913F-HRchanges · EDGAR ↗
Q1 2019$264M123Apr 12, 201913F-HRchanges · EDGAR ↗
Q4 2018$224M128Feb 6, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.