SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Paradigm Financial Advisors, LLC

CIK 0001597691 · 12818 DAYLIGHT CIRCLE, DES PERES, MO, 63131 · 314-966-3400

Reported Value
$370M
Q4 2020
Positions
168
Filings on Record
12
2019–present window
Filed
Feb 12, 2021
original filing

Summary

Paradigm Financial Advisors, LLC reported $370M in U.S.-listed holdings across 168 positions for Q4 2020.

Its largest position, AAPL, represents 8.2% of the portfolio.

Compared with Q3 2020, the fund opened 38 new positions and exited 9.

Portfolio Metrics

Turnover
+16.6%
vs prior filed quarter
Top-10 Concentration
+38.2%
share of reported value
Largest Position
+8.2%
Apple
New / Exited
38 / 9
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $264MQ1 ’19Q2 ’19: $272MQ3 ’19: $256MQ3 ’19Q4 ’19: $291MQ1 ’20: $269MQ1 ’20Q2 ’20: $315MQ3 ’20: $352MQ3 ’20Q4 ’20: $370MQ1 ’21: $412MQ1 ’21Q2 ’21: $450MQ3 ’21: $434MQ3 ’21Q4 ’21: $453Mfilingsflow.com

Portfolio Composition

By security type
ETP: 50.0%Common Stock: 44.6%Other: 3.8%ADR: 1.3%REIT: 0.2%
  • ETP · 50.0% · $185M
  • Common Stock · 44.6% · $165M
  • Other · 3.8% · $14M
  • ADR · 1.3% · $5M
  • REIT · 0.2% · $855,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CQQQInvesco China TechnologyNEW+43.4K43.4K+$4M$4M
MRNAModerna IncNEW+33.4K33.4K+$3M$3M
General ElectricNEW+296.8K296.8K+$3M$3M
KBHKB HomeNEW+78.1K78.1K+$3M$3M
IWNiShares Russell 2000 Value ETFNEW+9.9K9.9K+$1M$1M
RCLRoyal Caribbean Cruises LtdNEW+9.4K9.4K+$703,000$703,000
Draftkings IncNEW+14.7K14.7K+$685,000$685,000
LVSLas Vegas Sands CorpNEW+11.1K11.1K+$659,000$659,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

155 positions (from 156 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLApple Inchistory →COM8.25%$30M229.8K
2TIPIshares Barclays TIPS Bond Funhistory →ETF4.54%$17M131.4K
3MINTPIMCO Short Maturity ETFhistory →ETF3.94%$15M142.7K
4QCOMQualcomm Inchistory →COM3.66%$14M88.7K
5QQQInvesco QQQ Trusthistory →COM3.27%$12M38.6K
6VBKVanguard Small Cap Grwthhistory →ETF3.11%$12M43.0K
7VGSHVanguard Short Termhistory →ETF2.99%$11M179.3K
8BACBank of Americahistory →COM2.89%$11M352.7K
9VIGVanguard Dividend Appreciationhistory →ETF2.81%$10M73.7K
10VCSHVanguard Short-Term Corp Bondhistory →ETF2.71%$10M120.3K
11AMZNAmazon Inchistory →COM2.63%$10M3.0K
12VBVanguard SmCap ETFhistory →ETF2.58%$10M49.1K
13VTVVanguard Value ETFhistory →ETF2.32%$9M72.0K
14GOOGLAlphabet Inc. Class ACOM2.07%$8M4.4K
15SCHOSchwab Short Term UShistory →ETF1.97%$7M141.8K
16VOVanguard Mid Cap ETFhistory →ETF1.83%$7M32.7K
17JPSTJpmorgan Ultra Shorthistory →ETF1.73%$6M125.6K
18VUGVanguard Growth ETFhistory →ETF1.72%$6M25.2K
19JNJJohnson & Johnsonhistory →COM1.59%$6M37.4K
20MUMicron Technology Inchistory →COM1.50%$6M73.6K
21BABoeing Companyhistory →COM1.49%$6M25.8K
22NVDANVIDIA Corphistory →COM1.41%$5M10.0K
23SPYNVDAhistory →ETF1.26%$5M12.5K
24METAFacebook Inchistory →COM1.23%$5M16.6K
25VGTVanguard Info Technologyhistory →ETF1.05%$4M11.0K
26PEPPepsico IncCOM0.99%$4M24.7K
27CQQQInvesco China TechnologyETF0.97%$4M43.4K
28MRNAModerna IncCOM0.94%$3M33.3K
29VFHVanguard Financials ETFETF0.92%$3M46.9K
30BRK/BBerkshire Hathaway CL BCOM0.92%$3M14.6K
31VVisa IncCOM0.91%$3M15.4K
32General ElectricCOM0.87%$3M296.8K
33VOTVanguard Mid Cap GrowthETF0.83%$3M14.5K
34BONDPIMCO Total Return ETFETF0.81%$3M26.3K
35SMHVanEck Vectors Semiconductor EETF0.75%$3M12.8K
36HDHome Depot IncCOM0.75%$3M10.4K
37MSFTMicrosoft CorpCOM0.72%$3M12.0K
38KBHKB HomeCOM0.71%$3M78.1K
39MCHIiShares MSCI China ETFETF0.67%$2M30.4K
40SHYiShares 1-3 Year Treasury BondETF0.66%$2M28.1K
41Citigroup IncCOM0.65%$2M39.1K
42BABAAlibaba Group Holding Ltd ADRADR0.61%$2M9.7K
43XARSpdr S&P AerospaceETF0.61%$2M19.7K
44XLFSPDR Financial Sector ETFETF0.56%$2M70.5K
45BNTXBioNTech SE ADRADR0.54%$2M24.7K
46Vanguard S&P 500 ETFETF0.54%$2M5.8K
47Invesco Financial Preferred ETETF0.52%$2M100.2K
48DALDelta Air Lines IncCOM0.52%$2M47.6K
49VEUVanguard Intl Equity Index exETF0.51%$2M32.1K
50INTCIntel CorpCOM0.50%$2M36.9K
51Salesforce IncCOM0.49%$2M8.2K
52NFLXNetflix IncCOM0.49%$2M3.3K
53VHTVanguard Health Care ETFETF0.43%$2M7.1K
54BNDXVanguard Intl Bond Index ETFETF0.41%$2M25.6K
55NOWService Now IncCOM0.41%$1M2.7K
56JPMMorgan J P & Co IncCOM0.38%$1M11.0K
57Broadcom TechnologiesCOM0.37%$1M3.1K
58ADBEAdobe Systems IncCOM0.35%$1M2.6K
59IWNiShares Russell 2000 Value ETFETF0.35%$1M9.9K
60IBBiShares Nasdaq BiotechETF0.35%$1M8.5K
61CHTRCharter Communications IncCOM0.31%$1M1.7K
62FLOTiShares Floating Rate Bond ETFETF0.30%$1M22.2K
63UBERUber Technologies IncCOM0.30%$1M21.5K
64VNQVanguard REIT ETF indexETF0.29%$1M12.5K
65SWKSSkyworks SolutionsCOM0.28%$1M6.8K
66AMATApplied Materials IncCOM0.28%$1M12.0K
67KOCoca-Cola CompanyCOM0.27%$998,00018.2K
68LNGCheniere Energy IncCOM0.27%$989,00016.5K
69QRVOQorvo IncCOM0.27%$982,0005.9K
70PYPLPayPal Holdings IncCOM0.27%$982,0004.2K
71VOEVanguard Mid Cap ValueETF0.26%$978,0008.2K
72UNHUnitedhealth Group IncCOM0.26%$978,0002.8K
73TDOCTeladoc Health IncCOM0.26%$976,0004.9K
74CSCOCisco Systems IncCOM0.26%$953,00021.3K
75GLWCorning IncCOM0.24%$900,00025.0K
76DISWalt Disney CoCOM0.24%$886,0004.9K
77XLBSPDR Materials Sector ETFETF0.23%$862,00011.9K
78AMTAmerican TowerCOM0.23%$855,0003.8K
79SCZiShares Intl Small Cap ETFETF0.23%$853,00012.5K
80HUBSHubSpot IncCOM0.20%$727,0001.8K
81VWOVanguard MSCI Emerging MarketsETF0.19%$703,00014.0K
82RCLRoyal Caribbean Cruises LtdCOM0.19%$703,0009.4K
83LULULululemon AthleticaCOM0.19%$688,0002.0K
84Draftkings IncCOM0.19%$685,00014.7K
85LVSLas Vegas Sands CorpCOM0.18%$659,00011.1K
86MUBIshares Muni Bond ETFETF0.18%$657,0005.6K
87TAT&T Corp ComCOM0.18%$651,00022.6K
88TSLATesla Motors IncCOM0.17%$628,000890
89ORLYO'Reilly Automotive IncCOM0.17%$611,0001.4K
90SNAPSnap IncCOM0.16%$578,00011.5K
91CMGChipotle Mexican GrillCOM0.16%$575,000415
92GLDSPDR Gold Trust ETFETF0.16%$575,0003.2K
93XLISector Spdr Indl SelectETF0.16%$575,0006.5K
94TECKTeck Resources Ltd Cl BfETF0.15%$563,00031.0K
95CVSCVS CorpCOM0.15%$556,0008.1K
96WBAWalgreens Boots AlliancCOM0.15%$552,00013.8K
97FTCHQFarfetch LtdCOM0.15%$544,0008.5K
98TWLOTwilio IncCOM0.14%$528,0001.6K
99VBRVanguard Small Cap ValueETF0.14%$524,0003.7K
100BILLBill.com Holdings IncCOM0.13%$472,0003.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2021$453M227Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$434M232Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$450M227Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$412M213Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$370M168Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$352M135Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$315M135Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$269M121May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$291M130Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$256M126Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$272M130Aug 7, 201913F-HRchanges · EDGAR ↗
Q1 2019$264M123Apr 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.