SEC 13F Intelligence

Managers / Q4 2021

Paradigm Financial Advisors, LLC

CIK 0001597691 · 12818 DAYLIGHT CIRCLE, DES PERES, MO, 63131 · 314-966-3400

Reported Value
$453M
Q4 2021
Positions
227
Filings on Record
13
2019–present window
Filed
Feb 10, 2022
original filing

Summary

Paradigm Financial Advisors, LLC reported $453M in U.S.-listed holdings across 227 positions for Q4 2021.

Its largest position, AAPL, represents 7.8% of the portfolio.

Compared with Q3 2021, the fund opened 19 new positions and exited 25.

Portfolio Metrics

Turnover
+7.1%
vs prior filed quarter
Top-10 Concentration
+35.3%
share of reported value
Largest Position
+7.8%
Apple
New / Exited
19 / 25
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $224MQ4 ’18Q1 ’19: $264MQ2 ’19: $272MQ2 ’19Q3 ’19: $256MQ4 ’19: $291MQ4 ’19Q1 ’20: $269MQ2 ’20: $315MQ2 ’20Q3 ’20: $352MQ4 ’20: $370MQ4 ’20Q1 ’21: $412MQ2 ’21: $450MQ2 ’21Q3 ’21: $434MQ4 ’21: $453MQ4 ’21filingsflow.com

Portfolio Composition

By security type
Common Stock: 47.7%ETP: 46.8%Other: 3.4%ADR: 1.8%REIT: 0.3%MLP: 0.0%
  • Common Stock · 47.7% · $216M
  • ETP · 46.8% · $212M
  • Other · 3.4% · $15M
  • ADR · 1.8% · $8M
  • REIT · 0.3% · $1M
  • MLP · 0.0% · $105,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
Lucid Group IncNEW+27.0K27.0K+$1M$1M
Spirit Airlines IncNEW+34.4K34.4K+$751,000$751,000
GMGeneral Motors CorpNEW+12.7K12.7K+$743,000$743,000
RIVNRivian Automotive IncNEW+5.5K5.5K+$567,000$567,000
EVGOEVgo IncNEW+52.3K52.3K+$520,000$520,000
FFord Motor CompanyNEW+19.0K19.0K+$395,000$395,000
CNMCore & Main IncNEW+12.4K12.4K+$377,000$377,000
ChargePoint Holdings IncNEW+19.3K19.3K+$368,000$368,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

211 positions
#IssuerClass% PortfolioValueShares
1AAPLApple Inchistory →COM7.84%$35M199.8K
2TIPIshares Barclays TIPS Bond Funhistory →ETF4.03%$18M141.1K
3QQQInvesco QQQ Trusthistory →COM3.69%$17M42.0K
4QCOMQualcomm Inchistory →COM3.22%$15M79.6K
5BACBank of Americahistory →COM3.08%$14M313.6K
6VTVVanguard Value ETFhistory →ETF2.92%$13M89.9K
7GOOGLAlphabet Inc. Class ACOM2.86%$13M4.5K
8NVDANVIDIA Corphistory →COM2.74%$12M42.1K
9IWNiShares Russell 2000 Value ETFhistory →ETF2.52%$11M68.7K
10QCLNNASDAQ Clean Energy ETFhistory →ETF2.42%$11M161.3K
11VBVanguard SmCap ETFhistory →ETF2.34%$11M46.9K
12VIGVanguard Dividend Appreciationhistory →ETF2.33%$11M61.4K
13AMZNAmazon Inchistory →COM2.30%$10M3.1K
14VOVanguard Mid Cap ETFhistory →ETF1.82%$8M32.3K
15CQQQInvesco China Technologyhistory →ETF1.76%$8M128.4K
16SPYSPDR S&P 500history →ETF1.75%$8M16.7K
17MRNAModerna Inchistory →COM1.61%$7M28.7K
18VUGVanguard Growth ETFhistory →ETF1.60%$7M22.5K
19VGSHVanguard Short Termhistory →ETF1.47%$7M109.6K
20VBRVanguard Small Cap Valuehistory →ETF1.44%$7M36.5K
21BABoeing Companyhistory →COM1.33%$6M30.0K
22MINTPIMCO Short Maturity ETFhistory →ETF1.30%$6M57.8K
23VCSHVanguard Short-Term Corp Bondhistory →ETF1.23%$6M68.7K
24BNTXBioNTech SE ADRhistory →ADR1.22%$6M21.4K
25VGTVanguard Info Technologyhistory →ETF1.18%$5M11.7K
26METAFacebook Inchistory →COM1.16%$5M15.6K
27VBKVanguard Small Cap Grwthhistory →ETF1.14%$5M18.3K
28VFHVanguard Financials ETFhistory →ETF1.05%$5M49.3K
29VOEVanguard Mid Cap ValueETF0.95%$4M28.6K
30SMHVanEck Vectors Semiconductor EETF0.95%$4M13.9K
31MSFTMicrosoft CorpCOM0.94%$4M12.7K
32General ElectricCOM0.86%$4M41.0K
33BRK/BBerkshire Hathaway CL BCOM0.81%$4M12.3K
34HDHome Depot IncCOM0.79%$4M8.7K
35MUMicron Technology IncCOM0.79%$4M38.4K
36PEPPepsico IncCOM0.72%$3M18.8K
37VEUVanguard Intl Equity Index exETF0.68%$3M50.2K
38KBHKB HomeCOM0.67%$3M67.9K
39Vanguard S&P 500 ETFETF0.67%$3M6.9K
40NOWService Now IncCOM0.65%$3M4.6K
41HUBSHubSpot IncCOM0.65%$3M4.5K
42VVisa IncCOM0.64%$3M13.4K
43VOTVanguard Mid Cap GrowthETF0.61%$3M10.8K
44AMATApplied Materials IncCOM0.60%$3M17.3K
45XARSpdr S&P AerospaceETF0.59%$3M22.8K
46XLFSPDR Financial Sector ETFETF0.54%$2M63.1K
47JPSTJpmorgan Ultra ShortETF0.52%$2M46.9K
48Broadcom TechnologiesCOM0.50%$2M3.4K
49LNGCheniere Energy IncCOM0.48%$2M21.6K
50TSLATesla Motors IncCOM0.47%$2M2.0K
51AMDAdvanced Micro DevicesCOM0.45%$2M14.2K
52CCLCarnival Cruise CorpCOM0.45%$2M100.4K
53VTIPVanguard Sh-Term TIPS EtfETF0.44%$2M39.1K
54VHTVanguard Health Care ETFETF0.44%$2M7.5K
55DALDelta Air Lines IncCOM0.43%$2M49.6K
56NFLXNetflix IncCOM0.41%$2M3.1K
57INTCIntel CorpCOM0.40%$2M35.3K
58LULULululemon AthleticaCOM0.39%$2M4.6K
59JPMMorgan J P & Co IncCOM0.37%$2M10.6K
60Citigroup IncCOM0.35%$2M26.3K
61ADBEAdobe Systems IncCOM0.33%$1M2.6K
62CMGChipotle Mexican GrillCOM0.32%$1M832
63VNQVanguard REIT ETF indexETF0.31%$1M12.0K
64SCZiShares Intl Small Cap ETFETF0.31%$1M18.9K
65VWOVanguard MSCI Emerging MarketsETF0.30%$1M27.4K
66UNHUnitedhealth Group IncCOM0.29%$1M2.6K
67CSCOCisco Systems IncCOM0.29%$1M20.9K
68BNDXVanguard Intl Bond Index ETFETF0.28%$1M23.3K
69SHYiShares 1-3 Year Treasury BondETF0.27%$1M14.5K
70AMTAmerican TowerCOM0.26%$1M4.0K
71BILLBill.com Holdings IncCOM0.26%$1M4.7K
72AALAmerican Airls Group IncCOM0.26%$1M65.0K
73IVLUiShares Edge MSCI Intl Value FETF0.24%$1M43.6K
74XYZSquare IncCOM0.24%$1M6.6K
75PYPLPayPal Holdings IncCOM0.23%$1M5.6K
76VTEBVanguard Tax-Exempt Bond ETFETF0.23%$1M19.0K
77Lucid Group IncCOM0.23%$1M27.0K
78MUBIshares Muni Bond ETFETF0.22%$997,0008.6K
79GLWCorning IncCOM0.21%$968,00026.0K
80ORLYO'Reilly Automotive IncCOM0.21%$953,0001.4K
81XPEVXPeng Inc ADRADR0.20%$914,00018.2K
82FANGDiamondback EnergyCOM0.20%$897,0008.3K
83Invesco Financial Preferred ETETF0.19%$878,00046.6K
84Emerging Market Internet and eETF0.19%$875,00020.4K
85DISWalt Disney CoCOM0.18%$837,0005.4K
86UBERUber Technologies IncCOM0.18%$832,00019.8K
87AMTXAemetis IncCOM0.17%$787,00064.0K
88GSGoldman Sachs Group IncCOM0.17%$783,0002.0K
89FLOTiShares Floating Rate Bond ETFETF0.17%$781,00015.4K
90RCLRoyal Caribbean Cruises LtdCOM0.17%$775,00010.1K
91KOCoca-Cola CompanyCOM0.17%$772,00013.0K
92SWKSSkyworks SolutionsCOM0.17%$754,0004.9K
93Spirit Airlines IncCOM0.17%$751,00034.4K
94Salesforce IncCOM0.16%$744,0002.9K
95GMGeneral Motors CorpCOM0.16%$743,00012.7K
96JNJJohnson & JohnsonCOM0.16%$738,0004.3K
97XLBSPDR Materials Sector ETFETF0.16%$720,0007.9K
98Draftkings IncCOM0.16%$714,00026.0K
99KnowBe4 IncCOM0.15%$683,00029.8K
100IBBiShares Nasdaq BiotechETF0.14%$644,0004.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2021$453M227Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$434M232Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$450M227Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$412M213Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$370M168Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$352M135Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$315M135Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$269M121May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$291M130Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$256M126Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$272M130Aug 7, 201913F-HRchanges · EDGAR ↗
Q1 2019$264M123Apr 12, 201913F-HRchanges · EDGAR ↗
Q4 2018$224M128Feb 6, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.