SEC 13F Intelligence

Managers / Q2 2020 · view latest →

Paradigm Financial Advisors, LLC

CIK 0001597691 · 12818 DAYLIGHT CIRCLE, DES PERES, MO, 63131 · 314-966-3400

Reported Value
$315M
Q2 2020
Positions
135
Filings on Record
13
2019–present window
Filed
Aug 13, 2020
original filing

Summary

Paradigm Financial Advisors, LLC reported $315M in U.S.-listed holdings across 135 positions for Q2 2020.

Its largest position, AAPL, represents 8.7% of the portfolio.

Compared with Q1 2020, the fund opened 23 new positions and exited 10.

Portfolio Metrics

Turnover
+7.6%
vs prior filed quarter
Top-10 Concentration
+41.1%
share of reported value
Largest Position
+8.7%
Apple
New / Exited
23 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $224MQ4 ’18Q1 ’19: $264MQ2 ’19: $272MQ2 ’19Q3 ’19: $256MQ4 ’19: $291MQ4 ’19Q1 ’20: $269MQ2 ’20: $315MQ2 ’20Q3 ’20: $352MQ4 ’20: $370MQ4 ’20Q1 ’21: $412MQ2 ’21: $450MQ2 ’21Q3 ’21: $434MQ4 ’21: $453MQ4 ’21filingsflow.com

Portfolio Composition

By security type
ETP: 54.8%Common Stock: 41.0%Other: 3.5%REIT: 0.6%ADR: 0.1%Closed-End Fund: 0.0%
  • ETP · 54.8% · $172M
  • Common Stock · 41.0% · $129M
  • Other · 3.5% · $11M
  • REIT · 0.6% · $2M
  • ADR · 0.1% · $241,000
  • Closed-End Fund · 0.0% · $109,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LULUPayPal Holdings IncNEW+3.8K3.8K+$792,000$792,000
TWLOTwilio IncNEW+2.9K2.9K+$633,000$633,000
SHOPShopify IncNEW+455455+$432,000$432,000
CHTRCharter Communications IncNEW+814814+$415,000$415,000
FSLYFastly IncNEW+3.7K3.7K+$317,000$317,000
WDAYWorkday Inc Cl ANEW+1.6K1.6K+$302,000$302,000
AMDAdvanced Micro DevicesNEW+5.7K5.7K+$301,000$301,000
FANGDiamondback EnergyNEW+6.7K6.7K+$282,000$282,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2020

129 positions
#IssuerClass% PortfolioValueShares
1AAPLApple Inchistory →COM8.73%$27M75.3K
2QQQInvesco QQQ Trusthistory →COM6.18%$19M78.6K
3VBKVanguard Small Cap Grwthhistory →ETF4.00%$13M63.1K
4VUGVanguard Growth ETFhistory →ETF3.72%$12M57.9K
5VBVanguard SmCap ETFhistory →ETF3.68%$12M79.5K
6VOVanguard Mid Cap ETFhistory →ETF3.63%$11M69.6K
7QCOMQualcomm Inchistory →COM3.56%$11M122.9K
8VIGVanguard Dividend Appreciationhistory →ETF2.62%$8M70.3K
9BACBank of Americahistory →COM2.51%$8M333.1K
10VEUVanguard Intl Equity Index exhistory →ETF2.48%$8M163.8K
11GOOGLAlphabet Inc. Class ACOM2.47%$8M5.5K
12VTVVanguard Value ETFhistory →ETF2.33%$7M73.5K
13SPYSPDR S&P 500history →ETF2.15%$7M22.0K
14AMZNAmazon Inchistory →COM2.03%$6M2.3K
15VCSHVanguard Short-Term Corp Bondhistory →ETF1.97%$6M75.0K
16XLFSPDR Financial Sector ETFhistory →ETF1.88%$6M255.6K
17METAFacebook Inchistory →COM1.65%$5M22.8K
18SCZiShares Intl Small Cap ETFhistory →ETF1.63%$5M95.9K
19NVDANVIDIA Corphistory →COM1.60%$5M13.3K
20VFHVanguard Financials ETFhistory →ETF1.56%$5M85.9K
21JPSTJpmorgan Ultra Shorthistory →ETF1.55%$5M96.3K
22VGTVanguard Info Technologyhistory →ETF1.42%$4M16.0K
23TIPIshares Barclays TIPS Bond Funhistory →ETF1.40%$4M35.8K
24MUMicron Technology Inchistory →COM1.34%$4M82.0K
25VVisa Inchistory →COM1.30%$4M21.2K
26Citigroup IncCOM1.27%$4M78.6K
27XARSpdr S&P Aerospacehistory →ETF1.26%$4M45.4K
28VNQVanguard REIT ETF indexhistory →ETF1.25%$4M50.0K
29SMHVanEck Vectors Semiconductor Ehistory →ETF1.24%$4M25.5K
30PEPPepsico Inchistory →COM1.07%$3M25.4K
31BRK/BBerkshire Hathaway CL BCOM0.96%$3M16.9K
32INTCIntel CorpCOM0.94%$3M49.6K
33BABoeing CompanyCOM0.94%$3M16.1K
34VHTVanguard Health Care ETFETF0.93%$3M15.1K
35MSFTMicrosoft CorpCOM0.88%$3M13.7K
36VOTVanguard Mid Cap GrowthETF0.87%$3M16.6K
37LNGCheniere Energy IncCOM0.86%$3M55.9K
38NFLXNetflix IncCOM0.85%$3M5.9K
39Vanguard S&P 500 ETFETF0.84%$3M9.3K
40BONDPIMCO Total Return ETFETF0.81%$3M22.9K
41XLBSPDR Materials Sector ETFETF0.80%$3M44.4K
42Invesco Financial Preferred ETETF0.73%$2M127.7K
43CVSCVS CorpCOM0.64%$2M31.1K
44IBBiShares Nasdaq BiotechETF0.63%$2M14.5K
45UBERUber Technologies IncCOM0.60%$2M61.1K
46AMTAmerican TowerCOM0.60%$2M7.3K
47VWOVanguard MSCI Emerging MarketsETF0.57%$2M45.4K
48BNDXVanguard Intl Bond Index ETFETF0.53%$2M28.6K
49CSCOCisco Systems IncCOM0.46%$1M31.0K
50Salesforce IncCOM0.45%$1M7.6K
51ADBEAdobe Systems IncCOM0.43%$1M3.1K
52CVXChevron CorporationCOM0.38%$1M13.4K
53KOCoca-Cola CompanyCOM0.34%$1M24.3K
54JPMMorgan J P & Co IncCOM0.34%$1M11.4K
55UNHUnitedhealth Group IncCOM0.31%$986,0003.3K
56MINTPIMCO Short Maturity ETFETF0.30%$938,0009.2K
57DISWalt Disney CoCOM0.28%$895,0008.0K
58DALDelta Air Lines IncCOM0.28%$893,00031.8K
59TDOCTeladoc Health IncCOM0.28%$885,0004.6K
60NOWService Now IncCOM0.27%$864,0002.1K
61TAT&T Corp ComCOM0.26%$810,00026.8K
62FLOTiShares Floating Rate Bond ETFETF0.25%$802,00015.9K
63VAWVanguard Materials ETFETF0.24%$754,0006.3K
64AMATApplied Materials IncCOM0.24%$753,00012.4K
65XLISector Spdr Indl SelectETF0.23%$712,00010.4K
66GLWCorning IncCOM0.21%$648,00025.0K
67MCHIiShares MSCI China ETFETF0.20%$634,0009.7K
68TWLOTwilio IncCOM0.20%$633,0002.9K
69VBRVanguard Small Cap ValueETF0.20%$626,0005.9K
70LYFTLyft IncCOM0.20%$614,00018.6K
71ORLYO REILLY AUTOMOTIVE INCCOM0.19%$595,0001.4K
72PFFIshares U.S. PreferredETF0.18%$566,00016.3K
73VOEVanguard Mid Cap ValueETF0.18%$555,0005.8K
74EFAiShares Intl EquitiesETF0.18%$554,0009.1K
75VYMVanguard High Dividend Yield EETF0.17%$549,0007.0K
76LULUPayPal Holdings IncCOM0.16%$499,0002.9K
77EXMOCExxon Mobil CorpCOM0.16%$494,00011.0K
78GLDSPDR Gold Trust ETFETF0.16%$493,0002.9K
79BKLNInvesco Senior Loan ETFETF0.15%$475,00022.3K
80SHOPShopify IncCOM0.14%$432,000455
81CHTRCharter Communications IncCOM0.13%$415,000814
82HUBSHubSpot IncCOM0.13%$415,0001.9K
83SBUXSTARBUCKS CORP COMCOM0.12%$375,0005.1K
84VZVerizon CommunicationsCOM0.12%$363,0006.6K
85AEEAmeren Corp ComCOM0.11%$362,0005.1K
86WMTWal Mart Stores IncCOM0.11%$358,0003.0K
87MGKVANGUARD MEGA CAP GROWTH ETFETF0.11%$356,0002.2K
88GWXSPDR Intl Small Cap ETFETF0.11%$353,00012.9K
89EEMIshares MSCI Emerging MktsETF0.11%$345,0008.6K
90TECKTeck Resources Ltd Cl BfETF0.10%$323,00031.0K
91FSLYFastly IncCOM0.10%$317,0003.7K
92WDAYWorkday Inc Cl ACOM0.10%$302,0001.6K
93AMDAdvanced Micro DevicesCOM0.10%$301,0005.7K
94SCHGSchw US Lcap Gro EtfETF0.09%$299,0002.9K
95LULULululemon AthleticaCOM0.09%$293,000939
96VTIVanguard Total Stock Mkt ETFETF0.09%$287,0001.8K
97FANGDiamondback EnergyCOM0.09%$282,0006.7K
98ABXBarrick Gold CorpCOM0.09%$281,00010.4K
99CCOICogent Communications HoldingsCOM0.09%$280,0003.6K
100SWKSSkyworks SolutionsCOM0.09%$280,0002.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2021$453M227Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$434M232Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$450M227Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$412M213Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$370M168Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$352M135Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$315M135Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$269M121May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$291M130Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$256M126Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$272M130Aug 7, 201913F-HRchanges · EDGAR ↗
Q1 2019$264M123Apr 12, 201913F-HRchanges · EDGAR ↗
Q4 2018$224M128Feb 6, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.