SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Paradigm Financial Advisors, LLC

CIK 0001597691 · 12818 DAYLIGHT CIRCLE, DES PERES, MO, 63131 · 314-966-3400

Reported Value
$291M
Q4 2019
Positions
130
Filings on Record
13
2019–present window
Filed
Feb 10, 2020
original filing

Summary

Paradigm Financial Advisors, LLC reported $291M in U.S.-listed holdings across 130 positions for Q4 2019.

Its largest position, AAPL, represents 8.0% of the portfolio.

Compared with Q3 2019, the fund opened 8 new positions and exited 3.

Portfolio Metrics

Turnover
+2.5%
vs prior filed quarter
Top-10 Concentration
+41.7%
share of reported value
Largest Position
+8.0%
Apple
New / Exited
8 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $224MQ4 ’18Q1 ’19: $264MQ2 ’19: $272MQ2 ’19Q3 ’19: $256MQ4 ’19: $291MQ4 ’19Q1 ’20: $269MQ2 ’20: $315MQ2 ’20Q3 ’20: $352MQ4 ’20: $370MQ4 ’20Q1 ’21: $412MQ2 ’21: $450MQ2 ’21Q3 ’21: $434MQ4 ’21: $453MQ4 ’21filingsflow.com

Portfolio Composition

By security type
ETP: 50.4%Common Stock: 40.4%Other: 4.7%ADR: 3.3%REIT: 1.1%Closed-End Fund: 0.1%
  • ETP · 50.4% · $147M
  • Common Stock · 40.4% · $118M
  • Other · 4.7% · $14M
  • ADR · 3.3% · $10M
  • REIT · 1.1% · $3M
  • Closed-End Fund · 0.1% · $207,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SMHSemiconductor Holders TrNEW+13.5K13.5K+$2M$2M
NVDANVIDIA CorpNEW+7.8K7.8K+$2M$2M
CQQQInvesco China TechnologyNEW+11.4K11.4K+$598,000$598,000
VYMVanguard High Dividend Yield ENEW+3.9K3.9K+$364,000$364,000
TDOCTeladoc Health IncNEW+3.2K3.2K+$270,000$270,000
CBSHCommerce BancsharesNEW+3.1K3.1K+$212,000$212,000
PFEPfizer IncNEW+5.4K5.4K+$211,000$211,000
MINTPimco Enhanced ShrtNEW+2.0K2.0K+$206,000$206,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

120 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLApple Inchistory →COM8.00%$23M79.3K
2QQQInvesco QQQ Trusthistory →COM5.81%$17M79.6K
3VBVanguard SmCap ETFhistory →ETF4.50%$13M79.1K
4VOVanguard Mid Cap ETFhistory →ETF4.50%$13M73.5K
5BACBank of Americahistory →COM3.74%$11M309.4K
6VUGVanguard Growth ETFhistory →ETF3.54%$10M56.5K
7QCOMQualcomm Inchistory →COM3.49%$10M115.3K
8VIGVanguard Dividend Appreciationhistory →ETF3.00%$9M70.2K
9MCHIiShares MSCI China ETFhistory →ETF2.67%$8M121.4K
10GOOGLAlphabet Inc. Class ACOM2.42%$7M5.3K
11SPYSPDR S&P 500history →ETF2.27%$7M20.6K
12Citigroup IncCOM2.11%$6M77.1K
13VCSHVanguard Short-Term Corp Bondhistory →ETF1.84%$5M66.2K
14JPSTJpmorgan Ultra Shorthistory →ETF1.82%$5M105.4K
15SCZiShares Intl Small Cap ETFhistory →ETF1.76%$5M82.4K
16XARSpdr S&P Aerospacehistory →ETF1.53%$4M40.9K
17BABoeing Companyhistory →COM1.52%$4M13.6K
18MUMicron Technology Inchistory →COM1.47%$4M79.4K
19VNQVanguard REIT ETF indexhistory →ETF1.46%$4M45.9K
20VVisa Inchistory →COM1.46%$4M22.6K
21VTVVanguard Value ETFhistory →ETF1.39%$4M33.7K
22BRK/BBerkshire Hathaway CL Bhistory →COM1.36%$4M17.6K
23METAFacebook Inchistory →COM1.35%$4M19.1K
24PEPPepsico Inchistory →COM1.28%$4M27.3K
25LNGCheniere Energy Inchistory →COM1.21%$4M57.9K
26VEUVanguard Intl Equity Index exhistory →ETF1.17%$3M63.3K
27BABAAlibaba Group Holding Ltd ADRhistory →ADR1.13%$3M15.6K
28CVSCVS Corphistory →COM1.09%$3M42.8K
29XLBSPDR Materials Sector ETFhistory →ETF1.04%$3M49.1K
30AMZNAmazon Inchistory →COM1.01%$3M1.6K
31VHTVanguard Health Care ETFhistory →ETF1.01%$3M15.3K
32INTCIntel Corphistory →COM1.01%$3M48.9K
33Vanguard S&P 500 ETFETF0.98%$3M9.6K
34TIPIshares Barclays TIPS Bond FunETF0.96%$3M24.0K
35XLFSPDR Financial Sector ETFETF0.95%$3M90.2K
36TCEHYTencent Holdings Ltd ADRADR0.92%$3M55.7K
37BONDPIMCO Total Return ETFETF0.83%$2M22.4K
38Invesco Financial Preferred ETETF0.82%$2M126.3K
39VTRVentas IncCOM0.79%$2M39.6K
40VOTVanguard Mid Cap GrowthETF0.73%$2M13.3K
41VWOVanguard MSCI Emerging MarketsETF0.71%$2M46.2K
42SMHSemiconductor Holders TrETF0.66%$2M13.5K
43NFLXNetflix IncCOM0.65%$2M5.9K
44NVDANVIDIA CorpCOM0.63%$2M7.8K
45DALDELTA AIR LINES COMPANY NEWCOM0.63%$2M31.4K
46CSCOCisco Systems IncCOM0.62%$2M37.9K
47IBBiShares Nasdaq BiotechETF0.61%$2M14.8K
48KOCoca-Cola CompanyCOM0.55%$2M29.2K
49UBERUber Technologies IncCOM0.50%$1M48.7K
50BNDXVanguard Intl Bond Index ETFETF0.47%$1M24.4K
51VGTVanguard Info TechnologyETF0.46%$1M5.5K
52MSFTMicrosoft CorpCOM0.43%$1M7.9K
53CVXChevron CorporationCOM0.42%$1M10.2K
54JPMMorgan J P & Co IncCOM0.41%$1M8.7K
55VDEVanguard Energy ETFETF0.40%$1M14.4K
56TAT&T Corp ComCOM0.34%$980,00025.1K
57LYFTLyft IncCOM0.33%$965,00022.4K
58DISWalt Disney CoCOM0.33%$959,0006.6K
59EXMOCExxon Mobil CorpCOM0.33%$947,00013.6K
60XLISector Spdr Indl SelectETF0.32%$932,00011.4K
61UNHUnitedhealth Group IncCOM0.31%$891,0003.0K
62AMTAmerican TowerCOM0.30%$876,0003.8K
63VAWVanguard Materials ETFETF0.29%$838,0006.2K
64VFHVanguard Financials ETFETF0.28%$820,00010.8K
65Salesforce IncCOM0.27%$798,0004.9K
66AMATApplied Materials IncCOM0.25%$732,00012.0K
67GLWCorning IncCOM0.25%$728,00025.0K
68EFAiShares Intl EquitiesETF0.22%$652,0009.4K
69VBRVanguard Small Cap ValueETF0.22%$633,0004.6K
70AEEAmeren Corp ComCOM0.22%$632,0008.2K
71VOEVanguard Mid Cap ValueETF0.22%$630,0005.3K
72ORLYO REILLY AUTOMOTIVE INCCOM0.21%$619,0001.4K
73CQQQInvesco China TechnologyETF0.21%$598,00011.4K
74VBKVanguard Small Cap GrwthETF0.20%$582,0002.9K
75PFFIshares U.S. PreferredETF0.20%$578,00015.4K
76VZVerizon CommunicationsCOM0.20%$573,0009.3K
77BIDUBaidu.com, Inc.ADR0.19%$559,0004.4K
78TECKTeck Resources Ltd Cl BfETF0.18%$538,00031.0K
79ADBEAdobe Systems IncCOM0.18%$538,0001.6K
80United States Oil FundETF0.18%$534,00041.7K
81BKLNInvesco Senior Loan ETFETF0.17%$504,00022.1K
82GLDSPDR Gold Trust ETFETF0.17%$485,0003.4K
83VISNCommScope Holding Co IncCOM0.16%$466,00032.8K
84SBUXSTARBUCKS CORP COMCOM0.15%$446,0005.1K
85EWZiShares MSCI Brazil ETFETF0.15%$436,0009.2K
86FANGDiamondback EnergyCOM0.15%$432,0004.6K
87EEMIshares MSCI Emerging MktsETF0.14%$409,0009.1K
88COMTIshares Commodities SlctETF0.14%$403,00012.2K
89XYLXYLEM INC COMCOM0.14%$394,0005.0K
90WMTWal Mart Stores IncCOM0.13%$384,0003.2K
91MUBIshares Muni Bond ETFETF0.13%$383,0003.4K
92GWXSPDR Intl Small Cap ETFETF0.13%$376,00011.8K
93IWDISHARES RUSSELL 1000 VALUEETF0.13%$370,0002.7K
94VYMVanguard High Dividend Yield EETF0.12%$364,0003.9K
95MGKVANGUARD MEGA CAP GROWTH ETFETF0.11%$316,0002.2K
96DVYISHARES SELECT DIVIDEND INDEXETF0.11%$313,0003.0K
97ARCONIC INC COMCOM0.11%$308,00010.0K
98FCXFreeport McMoranCOM0.10%$299,00022.8K
99GSGoldman Sachs Group IncCOM0.10%$294,0001.3K
100VTIVanguard Total Stock Mkt ETFETF0.10%$285,0001.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2021$453M227Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$434M232Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$450M227Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$412M213Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$370M168Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$352M135Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$315M135Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$269M121May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$291M130Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$256M126Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$272M130Aug 7, 201913F-HRchanges · EDGAR ↗
Q1 2019$264M123Apr 12, 201913F-HRchanges · EDGAR ↗
Q4 2018$224M128Feb 6, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.