SEC 13F Intelligence

Managers / Q2 2019 · view latest →

Paradigm Financial Advisors, LLC

CIK 0001597691 · 12818 DAYLIGHT CIRCLE, DES PERES, MO, 63131 · 314-966-3400

Reported Value
$272M
Q2 2019
Positions
130
Filings on Record
13
2019–present window
Filed
Aug 7, 2019
original filing

Summary

Paradigm Financial Advisors, LLC reported $272M in U.S.-listed holdings across 130 positions for Q2 2019.

Its largest position, AAPL, represents 6.8% of the portfolio.

Compared with Q1 2019, the fund opened 11 new positions and exited 3.

Portfolio Metrics

Turnover
+4.5%
vs prior filed quarter
Top-10 Concentration
+40.0%
share of reported value
Largest Position
+6.8%
Apple
New / Exited
11 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $224MQ4 ’18Q1 ’19: $264MQ2 ’19: $272MQ2 ’19Q3 ’19: $256MQ4 ’19: $291MQ4 ’19Q1 ’20: $269MQ2 ’20: $315MQ2 ’20Q3 ’20: $352MQ4 ’20: $370MQ4 ’20Q1 ’21: $412MQ2 ’21: $450MQ2 ’21Q3 ’21: $434MQ4 ’21: $453MQ4 ’21filingsflow.com

Portfolio Composition

By security type
ETP: 50.7%Common Stock: 40.7%Other: 3.8%ADR: 3.1%REIT: 1.6%Closed-End Fund: 0.1%
  • ETP · 50.7% · $138M
  • Common Stock · 40.7% · $111M
  • Other · 3.8% · $10M
  • ADR · 3.1% · $8M
  • REIT · 1.6% · $4M
  • Closed-End Fund · 0.1% · $335,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CMEChicago Mercantile ExchNEW+6.8K6.8K+$1M$1M
PFFIshares U.S. PreferredNEW+16.0K16.0K+$590,000$590,000
MUBIshares Muni Bond ETFNEW+3.9K3.9K+$438,000$438,000
UBERCall Uber Technologies INEW+9.0K9.0K+$417,000$417,000
Invesco Financial Preferred ETNEW+14.9K14.9K+$274,000$274,000
Vanguard Intl Small Cap ETFNEW+2.5K2.5K+$265,000$265,000
ARCONIC INC COMNEW+10.0K10.0K+$258,000$258,000
Call Drxn China Bull 3xNEW+10.0K10.0K+$214,000$214,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2019

119 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLApple Inchistory →COM6.84%$19M93.8K
2QQQInvesco QQQ Trusthistory →COM5.69%$15M82.8K
3VOVanguard Mid Cap ETFhistory →ETF4.72%$13M76.8K
4VBVanguard SmCap ETFhistory →ETF4.70%$13M81.4K
5QCOMQualcomm Inchistory →COM3.82%$10M136.2K
6VUGVanguard Growth ETFhistory →ETF3.60%$10M59.9K
7BACBank of Americahistory →COM3.57%$10M334.7K
8VIGVanguard Dividend Appreciationhistory →ETF2.83%$8M66.6K
9GOOGLAlphabet Inc. Class ACOM2.18%$6M5.5K
10Citigroup IncCOM2.10%$6M81.3K
11SPYSPDR S&P 500history →ETF2.07%$6M19.1K
12BABoeing Companyhistory →COM1.96%$5M14.6K
13BRK/BBerkshire Hathaway CL Bhistory →COM1.77%$5M22.5K
14VVisa Inchistory →COM1.76%$5M27.6K
15KRESpdr S&P Regional Bkinghistory →ETF1.75%$5M89.1K
16MCHIiShares MSCI China ETFhistory →ETF1.74%$5M79.6K
17SCZiShares Intl Small Cap ETFhistory →ETF1.67%$5M78.9K
18PEPPepsico Inchistory →COM1.62%$4M33.6K
19JPSTJpmorgan Ultra Shorthistory →ETF1.57%$4M84.4K
20LNGCheniere Energy Inchistory →COM1.55%$4M61.7K
21VTVVanguard Value ETFhistory →ETF1.47%$4M35.9K
22XARSpdr S&P Aerospacehistory →ETF1.46%$4M38.3K
23VNQVanguard REIT ETF indexhistory →ETF1.44%$4M44.7K
24METAFacebook Inchistory →COM1.29%$4M18.2K
25VCSHVanguard Short-Term Corp Bondhistory →ETF1.28%$3M43.1K
26VTRVentas Inchistory →COM1.27%$3M50.4K
27MUMicron Technology Inchistory →COM1.24%$3M87.2K
28Vanguard S&P 500 ETFETF1.23%$3M12.4K
29VEUVanguard Intl Equity Index exhistory →ETF1.19%$3M63.4K
30XLFSPDR Financial Sector ETFhistory →ETF1.18%$3M115.8K
31XLBSPDR Materials Sector ETFhistory →ETF1.15%$3M53.6K
32CVSCVS Corphistory →COM1.14%$3M56.8K
33INTCIntel Corphistory →COM1.02%$3M57.6K
34NFLXNetflix IncCOM1.00%$3M7.4K
35TCEHYTENCENT HOLDINGS LTD ADR UNSPOADR0.97%$3M58.0K
36VHTVanguard Health Care ETFETF0.95%$3M14.8K
37BABAALIBABA GROUP HLDG LTD ADRADR0.95%$3M15.2K
38IBBiShares Nasdaq BiotechETF0.93%$3M23.1K
39CSCOCisco Systems IncCOM0.89%$2M44.0K
40AMZNAmazon IncCOM0.88%$2M1.3K
41VOTVanguard Mid Cap GrowthETF0.87%$2M15.9K
42BONDPIMCO Total Return ETFETF0.83%$2M20.9K
43VWOVanguard MSCI Emerging MarketsETF0.79%$2M50.7K
44DALDELTA AIR LINES COMPANY NEWCOM0.66%$2M31.4K
45VDEVanguard Energy ETFETF0.64%$2M20.4K
46EXMOCExxon Mobil CorpCOM0.58%$2M20.5K
47KOCoca-Cola CompanyCOM0.57%$2M30.7K
48COMTIshares Commodities SlctETF0.55%$1M45.3K
49TIPIshares Barclays TIPS Bond FunETF0.53%$1M12.4K
50BNDXVanguard Intl Bond Index ETFETF0.50%$1M23.7K
51CMEChicago Mercantile ExchCOM0.48%$1M6.8K
52HD Supply Hldgs IncCOM0.48%$1M32.1K
53JPMMorgan J P & Co IncCOM0.36%$969,0008.7K
54AMTAmerican TowerCOM0.34%$924,0004.5K
55TAT&T Corp ComCOM0.34%$913,00027.2K
56XLISector Spdr Indl SelectETF0.32%$869,00011.2K
57GLWCorning IncCOM0.31%$831,00025.0K
58VAWVanguard Materials ETFETF0.30%$819,0006.4K
59MSFTMicrosoft CorpCOM0.30%$816,0006.1K
60CVXChevron CorporationCOM0.30%$814,0006.5K
61TECKTeck Resources Ltd Cl BfETF0.26%$715,00031.0K
62EFAiShares Intl EquitiesETF0.26%$697,00010.6K
63PGProcter & Gamble CoCOM0.25%$670,0006.1K
64EWZISHARES MSCI BRAZIL IND FDETF0.24%$658,00015.1K
65VFHVanguard Financials EtfETF0.24%$658,0009.5K
66UNHUnitedhealth Group IncCOM0.23%$637,0002.6K
67AEEAmeren Corp ComCOM0.23%$618,0008.2K
68VOEVanguard Mid Cap ValueETF0.22%$595,0005.3K
69VBRVanguard Small Cap ValueETF0.22%$594,0004.6K
70PFFIshares U.S. PreferredETF0.22%$590,00016.0K
71VBKVanguard Small Cap GrwthETF0.22%$586,0003.1K
72BKLNInvesco Senior Loan ETFETF0.20%$548,00024.2K
73United States Oil FundETF0.20%$542,00045.0K
74AMATApplied Materials IncCOM0.20%$539,00012.0K
75ORLYO REILLY AUTOMOTIVE INCCOM0.19%$521,0001.4K
76EEMIshares MSCI Emerging MktsETF0.17%$463,00010.8K
77SBUXSTARBUCKS CORP COMCOM0.17%$459,0005.5K
78VTIVanguard Total Stock Mkt ETFETF0.16%$447,0003.0K
79MUBIshares Muni Bond ETFETF0.16%$438,0003.9K
80VZVerizon CommunicationsCOM0.16%$429,0007.5K
81XYLXYLEM INC COMCOM0.15%$418,0005.0K
82IWDISHARES RUSSELL 1000 VALUEETF0.15%$414,0003.3K
83TRVThe Travelers CompaniesCOM0.14%$389,0002.6K
84GLDSPDR Gold Trust ETFETF0.14%$378,0002.8K
85WMTWal Mart Stores IncCOM0.14%$376,0003.4K
86GWXSPDR Intl Small Cap ETFETF0.13%$364,00012.1K
87VNQIVanguard Intl REIT ETFETF0.13%$349,0005.9K
88RVTRoyce Value CfCOM0.12%$335,00024.0K
89XLESPDR Energy Sector ETFETF0.12%$333,0005.2K
90JNJJohnson & JohnsonCOM0.12%$317,0002.3K
91BIDUBaidu.com, Inc.ADR0.12%$315,0002.7K
92FCXFreeport McMoranCOM0.11%$294,00025.4K
93DISWalt Disney CoCOM0.11%$286,0002.0K
94DVYISHARES SELECT DIVIDEND INDEXETF0.10%$284,0002.9K
95MGKVANGUARD MEGA CAP GROWTH ETFETF0.10%$278,0002.1K
96Invesco Financial Preferred ETETF0.10%$274,00014.9K
97Cerner CorpCOM0.10%$268,0003.7K
98Vanguard Intl Small Cap ETFETF0.10%$265,0002.5K
99GSGoldman Sachs Group IncCOM0.10%$262,0001.3K
100ARCONIC INC COMCOM0.10%$258,00010.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2021$453M227Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$434M232Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$450M227Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$412M213Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$370M168Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$352M135Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$315M135Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$269M121May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$291M130Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$256M126Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$272M130Aug 7, 201913F-HRchanges · EDGAR ↗
Q1 2019$264M123Apr 12, 201913F-HRchanges · EDGAR ↗
Q4 2018$224M128Feb 6, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.