SEC 13F Intelligence

Managers / Q1 2019 · view latest →

Paradigm Financial Advisors, LLC

CIK 0001597691 · 12818 DAYLIGHT CIRCLE, DES PERES, MO, 63131 · 314-966-3400

Reported Value
$264M
Q1 2019
Positions
123
Filings on Record
12
2019–present window
Filed
Apr 12, 2019
original filing

Summary

Paradigm Financial Advisors, LLC reported $264M in U.S.-listed holdings across 123 positions for Q1 2019.

Its largest position, AAPL, represents 6.9% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+39.3%
share of reported value
Largest Position
+6.9%
Apple

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $264MQ1 ’19Q2 ’19: $272MQ3 ’19: $256MQ3 ’19Q4 ’19: $291MQ1 ’20: $269MQ1 ’20Q2 ’20: $315MQ3 ’20: $352MQ3 ’20Q4 ’20: $370MQ1 ’21: $412MQ1 ’21Q2 ’21: $450MQ3 ’21: $434MQ3 ’21Q4 ’21: $453Mfilingsflow.com

Portfolio Composition

By security type
ETP: 49.0%Common Stock: 41.9%ADR: 3.7%Other: 3.6%REIT: 1.6%Closed-End Fund: 0.1%
  • ETP · 49.0% · $129M
  • Common Stock · 41.9% · $111M
  • ADR · 3.7% · $10M
  • Other · 3.6% · $10M
  • REIT · 1.6% · $4M
  • Closed-End Fund · 0.1% · $331,000

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
AAPLCall Apple IncNEW+98.0K98.0K+$19M$19M
QQQInvesco QQQ TrustNEW+82.2K82.2K+$15M$15M
VBVanguard SmCap ETFNEW+79.4K79.4K+$12M$12M
VOVanguard Mid Cap ETFNEW+75.2K75.2K+$12M$12M
BACCall Bank Of America CorNEW+370.6K370.6K+$10M$10M
VUGVanguard Growth ETFNEW+59.9K59.9K+$9M$9M
QCOMQualcomm IncNEW+146.2K146.2K+$8M$8M
VIGVanguard Dividend AppreciationNEW+68.8K68.8K+$8M$8M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

113 positions (from 114 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLApple Inchistory →COM6.91%$18M96.0K
2QQQInvesco QQQ Trusthistory →COM5.60%$15M82.2K
3VBVanguard SmCap ETFhistory →ETF4.60%$12M79.4K
4VOVanguard Mid Cap ETFhistory →ETF4.58%$12M75.2K
5BACBank of Americahistory →COM3.61%$10M345.1K
6VUGVanguard Growth ETFhistory →ETF3.55%$9M59.9K
7QCOMQualcomm Inchistory →COM3.16%$8M146.2K
8VIGVanguard Dividend Appreciationhistory →ETF2.86%$8M68.8K
9GOOGLAlphabet Inc. Class ACOM2.33%$6M5.2K
10KRESpdr S&P Regional Bkinghistory →ETF2.15%$6M110.4K
11SPYSPDR S&P 500history →ETF2.12%$6M19.8K
12BABoeing Companyhistory →COM2.11%$6M14.6K
13INTCIntel Corphistory →COM2.10%$6M103.3K
14CSCOCisco Systems Inchistory →COM2.01%$5M98.0K
15Citigroup IncCOM1.96%$5M83.0K
16BRK/BBerkshire Hathaway CL Bhistory →COM1.75%$5M23.0K
17SCZiShares Intl Small Cap ETFhistory →ETF1.75%$5M80.2K
18MCHIISHARES MSCI CHINA ETFhistory →ETF1.68%$4M71.2K
19VVisa Inchistory →COM1.65%$4M27.8K
20PEPPepsico Inchistory →COM1.60%$4M34.4K
21VTVVanguard Value ETFhistory →ETF1.44%$4M35.3K
22MUMicron Technology Inchistory →COM1.43%$4M91.3K
23VNQVanguard REIT ETF indexhistory →ETF1.34%$4M40.8K
24XARSpdr S&P Aerospacehistory →ETF1.34%$4M38.5K
25VTRVentas Inchistory →COM1.30%$3M53.7K
26Vanguard S&P 500 ETFETF1.28%$3M13.0K
27CVSCVS Corphistory →COM1.24%$3M60.9K
28XLFSPDR Financial Sector ETFhistory →ETF1.17%$3M120.2K
29VCSHVanguard Short-Term Corp Bondhistory →ETF1.15%$3M38.1K
30XLBSPDR Materials Sector ETFhistory →ETF1.13%$3M53.9K
31JPSTJpmorgan Ultra Shorthistory →ETF1.13%$3M59.1K
32METAFACEBOOK INC COMhistory →COM1.03%$3M16.3K
33VEUVanguard Intl Equity Index exhistory →ETF1.02%$3M53.8K
34IBBiShares Nasdaq Biotechhistory →ETF1.02%$3M24.0K
35LNGCheniere Energy Inchistory →COM1.02%$3M39.2K
36VHTVanguard Health Care ETFETF0.97%$3M14.8K
37NFLXNetflix IncCOM0.97%$3M7.1K
38BABAALIBABA GROUP HLDG LTD ADRADR0.94%$2M13.7K
39TCEHYTENCENT HOLDINGS LTD ADR UNSPOADR0.92%$2M52.5K
40VWOVanguard MSCI Emerging MarketsETF0.84%$2M52.4K
41BONDPIMCO Total Return ETFETF0.81%$2M20.2K
42VOTVanguard Mid Cap GrowthETF0.78%$2M14.3K
43AMZNAmazon IncCOM0.73%$2M1.1K
44VDEVanguard Energy ETFETF0.71%$2M20.9K
45EXMOCExxon Mobil CorpCOM0.69%$2M22.5K
46DALDELTA AIR LINES COMPANY NEWCOM0.61%$2M31.4K
47KOCoca-Cola CompanyCOM0.58%$2M32.4K
48COMTIshares Commodities SlctETF0.57%$2M45.7K
49TIPIshares Barclays TIPS Bond FunETF0.57%$2M13.3K
50HD Supply Hldgs IncCOM0.53%$1M32.1K
51BNDXVanguard Intl Bond Index ETFETF0.47%$1M22.3K
52AMTAmerican TowerCOM0.34%$890,0004.5K
53JPMMorgan J P & Co IncCOM0.33%$870,0008.6K
54TAT&T Corp ComCOM0.33%$869,00027.7K
55CATCaterpillar IncCOM0.32%$856,0006.3K
56CVXChevron CorporationCOM0.32%$851,0006.9K
57XLISector Spdr Indl SelectETF0.32%$842,00011.2K
58GLWCorning IncCOM0.31%$828,00025.0K
59MSFTMicrosoft CorpCOM0.30%$781,0006.6K
60VAWVanguard Materials ETFETF0.29%$775,0006.3K
61TECKTeck Resources Ltd Cl BfETF0.27%$719,00031.0K
62EFAiShares Intl EquitiesETF0.26%$686,00010.6K
63PGProcter & Gamble CoCOM0.25%$657,0006.3K
64VFHVanguard Financials EtfETF0.25%$651,00010.1K
65UNHUnitedhealth Group IncCOM0.24%$645,0002.6K
66AEEAmeren Corp ComCOM0.23%$615,0008.4K
67EWZISHARES MSCI BRAZIL IND FDETF0.23%$612,00014.9K
68United States Oil FundETF0.22%$569,00045.5K
69ORLYO REILLY AUTOMOTIVE INCCOM0.21%$548,0001.4K
70AMATApplied Materials IncCOM0.18%$476,00012.0K
71VZVerizon CommunicationsCOM0.18%$467,0007.9K
72BKLNInvesco Senior Loan ETFETF0.18%$462,00020.4K
73EEMIshares MSCI Emerging MktsETF0.17%$461,00010.7K
74IWDISHARES RUSSELL 1000 VALUEETF0.17%$436,0003.5K
75VTIVanguard Total Stock Mkt ETFETF0.16%$424,0002.9K
76JNJJohnson & JohnsonCOM0.16%$420,0003.0K
77VOEVanguard Mid Cap ValueETF0.16%$412,0003.8K
78BIDUBaidu.com, Inc.ADR0.16%$412,0002.5K
79SBUXSTARBUCKS CORP COMCOM0.15%$407,0005.5K
80XYLXYLEM INC COMCOM0.15%$395,0005.0K
81GWXSPDR Intl Small Cap ETFETF0.15%$390,00012.8K
82WMTWal Mart Stores IncCOM0.14%$363,0003.7K
83GLDSPDR Gold Trust ETFETF0.14%$360,0002.9K
84XLESPDR Energy Sector ETFETF0.14%$357,0005.4K
85TRVThe Travelers CompaniesCOM0.14%$357,0002.6K
86VNQIVanguard Intl REIT ETFETF0.13%$354,0005.9K
87FCXFreeport McMoranCOM0.13%$333,00025.9K
88RVTRoyce Value CfCOM0.13%$331,00024.0K
89DVYISHARES SELECT DIVIDEND INDEXETF0.11%$283,0002.9K
90VBKVanguard Small Cap GrwthETF0.10%$277,0001.5K
91MGKVANGUARD MEGA CAP GROWTH ETFETF0.10%$267,0002.1K
92DIADiamond Trust Series IETF0.10%$265,0001.0K
93XYZSQUARE INC ACOM0.10%$265,0003.5K
94VBRVanguard Small Cap ValueETF0.10%$261,0002.0K
95PFEPfizer IncCOM0.10%$252,0005.9K
96Invesco DB Commodity TrackingETF0.10%$252,00015.8K
97IWOISHARES RUSSELL 2000 GROWTH INETF0.09%$248,0001.3K
98GSGoldman Sachs Group IncCOM0.09%$246,0001.3K
99IWNISHARES RUSSELL 2000 VAL IND FETF0.09%$246,0002.1K
100HDHome Depot IncCOM0.09%$243,0001.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2021$453M227Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$434M232Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$450M227Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$412M213Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$370M168Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$352M135Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$315M135Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$269M121May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$291M130Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$256M126Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$272M130Aug 7, 201913F-HRchanges · EDGAR ↗
Q1 2019$264M123Apr 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.