SEC 13F Intelligence

Managers / Q4 2018 · view latest →

Paradigm Financial Advisors, LLC

CIK 0001597691 · 12818 DAYLIGHT CIRCLE, DES PERES, MO, 63131 · 314-966-3400

Reported Value
$224M
Q4 2018
Positions
128
Filings on Record
13
2019–present window
Filed
Feb 6, 2019
original filing

Summary

Paradigm Financial Advisors, LLC reported $224M in U.S.-listed holdings across 128 positions for Q4 2018.

Its largest position, AAPL, represents 6.8% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+39.7%
share of reported value
Largest Position
+6.8%
Apple

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $224MQ4 ’18Q1 ’19: $264MQ2 ’19: $272MQ2 ’19Q3 ’19: $256MQ4 ’19: $291MQ4 ’19Q1 ’20: $269MQ2 ’20: $315MQ2 ’20Q3 ’20: $352MQ4 ’20: $370MQ4 ’20Q1 ’21: $412MQ2 ’21: $450MQ2 ’21Q3 ’21: $434MQ4 ’21: $453MQ4 ’21filingsflow.com

Portfolio Composition

By security type
ETP: 48.3%Common Stock: 41.1%Other: 5.7%ADR: 2.9%REIT: 1.8%Closed-End Fund: 0.1%
  • ETP · 48.3% · $108M
  • Common Stock · 41.1% · $92M
  • Other · 5.7% · $13M
  • ADR · 2.9% · $6M
  • REIT · 1.8% · $4M
  • Closed-End Fund · 0.1% · $284,000

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
AAPLCall Apple IncNEW+99.2K99.2K+$16M$16M
QQQInvesco QQQ TrustNEW+80.5K80.5K+$12M$12M
VOVanguard Mid Cap ETFNEW+73.1K73.1K+$10M$10M
VBVanguard SmCap ETFNEW+76.2K76.2K+$10M$10M
BACCall Bank Of America CorNEW+368.9K368.9K+$9M$9M
QCOMQualcomm IncNEW+150.0K150.0K+$9M$9M
VUGVanguard Growth ETFNEW+58.4K58.4K+$8M$8M
VIGVanguard Dividend AppreciationNEW+68.2K68.2K+$7M$7M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2018

108 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLApple Inchistory →COM6.77%$15M96.2K
2QQQInvesco QQQ Trusthistory →COM5.54%$12M80.5K
3VOVanguard Mid Cap ETFhistory →ETF4.50%$10M73.1K
4VBVanguard SmCap ETFhistory →ETF4.48%$10M76.2K
5QCOMQualcomm Inchistory →COM3.78%$8M149.0K
6BACBank of Americahistory →COM3.66%$8M333.4K
7VUGVanguard Growth ETFhistory →ETF3.50%$8M58.4K
8VIGVanguard Dividend Appreciationhistory →ETF2.98%$7M68.2K
9INTCIntel Corphistory →COM2.25%$5M107.3K
10KRESpdr S&P Regional Bkinghistory →ETF2.24%$5M107.2K
11SPYSPDR S&P 500history →ETF2.20%$5M19.8K
12BRK/BBerkshire Hathaway CL Bhistory →COM2.11%$5M23.1K
13CSCOCisco Systems Inchistory →COM2.01%$4M103.8K
14Alphabet Inc. Class ACOM2.00%$4M4.3K
15BABoeing Companyhistory →COM1.98%$4M13.8K
16Citigroup IncCOM1.91%$4M82.4K
17SCZiShares Intl Small Cap ETFhistory →ETF1.82%$4M78.9K
18PEPPepsico Inchistory →COM1.76%$4M35.6K
19VVisa Inchistory →COM1.68%$4M28.5K
20VTVVanguard Value ETFhistory →ETF1.55%$3M35.4K
21VTRVentas Inchistory →COM1.52%$3M58.1K
22CVSCVS Corphistory →COM1.40%$3M47.9K
23XARSpdr S&P Aerospacehistory →ETF1.34%$3M37.9K
24XLFSPDR Financial Sector ETFhistory →ETF1.27%$3M119.6K
25VCSHVanguard Corp Bond Etfhistory →ETF1.27%$3M36.5K
26Vanguard S&P 500 ETFETF1.26%$3M12.3K
27MUMicron Technology Inchistory →COM1.24%$3M87.5K
28VNQVanguard REIT ETF indexhistory →ETF1.24%$3M37.1K
29XLBSPDR Materials Sector ETFhistory →ETF1.22%$3M54.2K
30VEUVanguard Intl Equity Index exhistory →ETF1.12%$3M54.9K
31VHTVanguard Health Care ETFhistory →ETF1.05%$2M14.7K
32IBBiShares Nasdaq Biotechhistory →ETF1.02%$2M23.8K
33LNGCheniere Energy IncCOM0.98%$2M37.1K
34BONDPIMCO Total Return ETFETF0.96%$2M20.9K
35JPSTJpmorgan Ultra ShortETF0.94%$2M42.1K
36VWOVanguard MSCI Emerging MarketsETF0.89%$2M52.3K
37KOCoca-Cola CompanyCOM0.80%$2M37.8K
38VOTVanguard Mid Cap GrowthETF0.77%$2M14.4K
39METAFACEBOOK INC COMCOM0.74%$2M12.6K
40TIPIshares Barclays TIPS Bond FunETF0.74%$2M15.1K
41VDEVanguard Energy ETFETF0.71%$2M20.8K
42DALDELTA AIR LINES COMPANY NEWCOM0.70%$2M31.4K
43EXMOCExxon Mobil CorpCOM0.69%$2M22.8K
44COMTIshares Commodities SlctETF0.62%$1M45.7K
45TCEHYTENCENT HOLDINGS LTD ADR UNSPOADR0.60%$1M34.3K
46BABAALIBABA GROUP HLDG LTD ADRADR0.60%$1M9.8K
47HD Supply Hldgs IncCOM0.51%$1M30.2K
48BNDXVanguard Intl Bond Index ETFETF0.46%$1M19.1K
49CATCaterpillar IncCOM0.37%$836,0006.6K
50JPMMorgan J P & Co IncCOM0.35%$791,0008.1K
51CVXChevron CorporationCOM0.34%$771,0007.1K
52GLWCorning IncCOM0.34%$755,00025.0K
53XLISector Spdr Indl SelectETF0.33%$742,00011.5K
54AMZNAmazon Com IncCOM0.32%$716,000477
55AMTAmerican TowerCOM0.32%$715,0004.5K
56TAT&T Corp ComCOM0.32%$710,00024.9K
57VAWVanguard Materials ETFETF0.31%$697,0006.3K
58TECKTeck Resources Ltd Cl BfETF0.30%$668,00031.0K
59PGProcter & Gamble CoCOM0.29%$646,0007.0K
60EFAiShares Intl EquitiesETF0.28%$622,00010.6K
61UNHUnitedhealth Group IncCOM0.27%$615,0002.5K
62MSFTMicrosoft CorpCOM0.27%$609,0006.0K
63EWZISHARES MSCI BRAZIL IND FDETF0.26%$580,00015.2K
64VFHVanguard Financials EtfETF0.26%$574,0009.7K
65AEEAmeren Corp ComCOM0.24%$546,0008.4K
66ORLYO REILLY AUTOMOTIVE INCCOM0.22%$486,0001.4K
67United States Oil FundETF0.21%$464,00048.0K
68JNJJohnson & JohnsonCOM0.19%$436,0003.4K
69EEMIshares MSCI Emerging MktsETF0.19%$419,00010.7K
70NFLXNetflix IncCOM0.18%$406,0001.5K
71AMATApplied Materials IncCOM0.18%$393,00012.0K
72IWDISHARES RUSSELL 1000 VALUEETF0.17%$390,0003.5K
73GWXSPDR Intl Small Cap ETFETF0.17%$374,00013.4K
74BIDUBaidu.com, Inc.ADR0.16%$357,0002.2K
75KRKroger CoCOM0.16%$356,00012.9K
76VZVerizon CommunicationsCOM0.16%$354,0006.3K
77SBUXSTARBUCKS CORP COMCOM0.16%$352,0005.5K
78VTIVanguard Total Stock Mkt ETFETF0.16%$351,0002.8K
79VOEVanguard Mid Cap ValueETF0.15%$343,0003.6K
80XYLXYLEM INC COMCOM0.15%$334,0005.0K
81WMTWal Mart Stores IncCOM0.14%$314,0003.4K
82TRVThe Travelers CompaniesCOM0.14%$311,0002.6K
83VNQIVanguard Intl REIT ETFETF0.14%$311,0005.9K
84XLESPDR Energy Sector ETFETF0.14%$310,0005.4K
85RVTRoyce Value CfCOM0.13%$284,00024.0K
86GLDSPDR Gold Trust ETFETF0.12%$271,0002.2K
87FCXFreeport McMoranCOM0.12%$267,00025.9K
88DVYISHARES SELECT DIVIDEND INDEXETF0.12%$258,0002.9K
89PFEPfizer IncCOM0.12%$258,0005.9K
90EUFNiShares European Financial ETFETF0.11%$250,00014.7K
91ABXBarrick Gold CorpCOM0.11%$245,00018.1K
92DIADiamond Trust Series IETF0.11%$245,0001.0K
93GSGoldman Sachs Group IncCOM0.11%$239,0001.4K
94MRKMerck & Co IncCOM0.11%$236,0003.1K
95BKLNInvesco Senior Loan ETFETF0.11%$236,00010.8K
96MGKVANGUARD MEGA CAP GROWTH ETFETF0.10%$230,0002.1K
97VBKVanguard Small Cap GrwthETF0.10%$227,0001.5K
98VBRVanguard Small Cap ValueETF0.10%$224,0002.0K
99IWOISHARES RUSSELL 2000 GROWTH INETF0.10%$224,0001.3K
100IWNISHARES RUSSELL 2000 VAL IND FETF0.10%$220,0002.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2021$453M227Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$434M232Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$450M227Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$412M213Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$370M168Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$352M135Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$315M135Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$269M121May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$291M130Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$256M126Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$272M130Aug 7, 201913F-HRchanges · EDGAR ↗
Q1 2019$264M123Apr 12, 201913F-HRchanges · EDGAR ↗
Q4 2018$224M128Feb 6, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.