SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Surevest, LLC

CIK 0001593842 · 1880 CENTURY PARK EAST, SUITE 1020, LOS ANGELES, CA, 90067 · 4802727116

Reported Value
$331M
Q1 2021
Positions
92
Filings on Record
16
2019–present window
Filed
Apr 19, 2021
original filing

Summary

Surevest, LLC reported $331M in U.S.-listed holdings across 92 positions for Q1 2021.

Its largest position, ACWX, represents 8.1% of the portfolio.

Compared with Q4 2020, the fund opened 8 new positions and exited 4.

Portfolio Metrics

Turnover
+6.5%
vs prior filed quarter
Top-10 Concentration
+28.0%
share of reported value
Largest Position
+8.1%
Ishares Tr
New / Exited
8 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $127MQ4 ’18Q1 ’19: $162MQ2 ’19: $193MQ2 ’19Q3 ’19: $203MQ4 ’19: $234MQ4 ’19Q1 ’20: $184MQ2 ’20: $226MQ2 ’20Q3 ’20: $254MQ4 ’20: $300MQ4 ’20Q1 ’21: $331MQ2 ’21: $384MQ2 ’21Q3 ’21: $396MQ4 ’21: $422MQ4 ’21Q1 ’22: $414MQ2 ’22: $381MQ2 ’22Q3 ’22: $368Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 78.5%ETP: 17.4%REIT: 1.4%ADR: 1.2%Other: 0.9%MLP: 0.6%
  • Common Stock · 78.5% · $260M
  • ETP · 17.4% · $57M
  • REIT · 1.4% · $5M
  • ADR · 1.2% · $4M
  • Other · 0.9% · $3M
  • MLP · 0.6% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ACWXISHARES TRNEW+251.0K251.0K+$14M$14M
SMMDISHARES TRNEW+108.4K108.4K+$7M$7M
PYPLPAYPAL HLDGS INCNEW+16.5K16.5K+$4M$4M
CANOPY GROWTH CORPNEW+95.2K95.2K+$3M$3M
STAGSTAG INDL INCNEW+38.1K38.1K+$1M$1M
MASMASCO CORPNEW+8.5K8.5K+$509,000$509,000
VEAVANGUARD TAX-MANAGED INTL FDNEW+7.6K7.6K+$375,000$375,000
IWNISHARES TRNEW+1.4K1.4K+$224,000$224,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

85 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ACWXISHARES TRMSCI ACWI EX US · RUSEL 2500 ETF · ISHS 1-5YR INVS · ISHS 5-10YR INVT · RUS 2000 GRW ETF · RUS 1000 VAL ETF · RUS 2000 VAL ETF8.10%$27M455.9K
2BNDVANGUARD BD INDEX FDShistory →TOTAL BND MRKT4.77%$16M186.1K
3AAPLAPPLE INChistory →COM2.45%$8M66.3K
4GOOGALPHABET INCCAP STK CL C · CAP STK CL A2.26%$7M3.6K
5AMZNAMAZON COM INChistory →COM1.95%$6M2.1K
6METAFACEBOOK INChistory →CL A1.78%$6M20.0K
7CRWDCROWDSTRIKE HLDGS INChistory →CL A1.74%$6M31.5K
8CVXCHEVRON CORP NEWhistory →COM1.68%$6M53.1K
9MSFTMICROSOFT CORPhistory →COM1.65%$5M23.2K
10GSGOLDMAN SACHS GROUP INChistory →COM1.63%$5M16.5K
11PANWPALO ALTO NETWORKS INChistory →COM1.60%$5M16.4K
12JPMJPMORGAN CHASE & COhistory →COM1.57%$5M34.0K
13NOWSERVICENOW INChistory →COM1.56%$5M10.3K
14PIIPOLARIS INChistory →COM1.55%$5M38.4K
15DISDISNEY WALT COhistory →COM1.53%$5M27.4K
16SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.52%$5M12.7K
17RTXRAYTHEON TECHNOLOGIES CORPhistory →COM1.51%$5M64.7K
18EMREMERSON ELEC COhistory →COM1.47%$5M54.0K
19PEPPEPSICO INChistory →COM1.47%$5M34.3K
20UPSUNITED PARCEL SERVICE INChistory →CL B1.45%$5M28.2K
21CMICUMMINS INChistory →COM1.45%$5M18.4K
22GPCGENUINE PARTS COhistory →COM1.44%$5M41.3K
23AFLAFLAC INChistory →COM1.43%$5M92.6K
24MMM3M COhistory →COM1.43%$5M24.6K
25ABBVABBVIE INChistory →COM1.38%$5M42.3K
26LMTLOCKHEED MARTIN CORPhistory →COM1.38%$5M12.3K
27TRVTRAVELERS COMPANIES INChistory →COM1.37%$5M30.2K
28GDGENERAL DYNAMICS CORPhistory →COM1.37%$5M25.0K
29KOCOCA COLA COhistory →COM1.35%$4M84.7K
30CLCOLGATE PALMOLIVE COhistory →COM1.34%$4M56.2K
31AIZASSURANT INChistory →COM1.34%$4M31.2K
32ITWILLINOIS TOOL WKS INChistory →COM1.33%$4M19.8K
33VVISA INChistory →COM CL A1.32%$4M20.7K
34BMYBRISTOL-MYERS SQUIBB COhistory →COM1.32%$4M69.2K
35WMWASTE MGMT INC DELhistory →COM1.32%$4M33.8K
36PMPHILIP MORRIS INTL INChistory →COM1.32%$4M49.1K
37CRMSALESFORCE COM INChistory →COM1.32%$4M20.5K
38UNPUNION PAC CORPhistory →COM1.31%$4M19.6K
39KELKELLOGG COhistory →COM1.30%$4M68.0K
40APDAIR PRODS & CHEMS INChistory →COM1.30%$4M15.2K
41MCDMCDONALDS CORPhistory →COM1.30%$4M19.1K
42NOCNORTHROP GRUMMAN CORPhistory →COM1.29%$4M13.2K
43NKENIKE INChistory →CL B1.28%$4M31.9K
44TAT&T INChistory →COM1.28%$4M139.6K
45JNJJOHNSON & JOHNSONhistory →COM1.28%$4M25.7K
46MDTMEDTRONIC PLChistory →SHS1.27%$4M35.6K
47GISGENERAL MLS INChistory →COM1.27%$4M68.5K
48KMBKIMBERLY-CLARK CORPhistory →COM1.27%$4M30.1K
49PGPROCTER AND GAMBLE COhistory →COM1.26%$4M30.9K
50SHWSHERWIN WILLIAMS COhistory →COM1.26%$4M5.6K
51FTCHQFARFETCH LTDhistory →ORD SH CL A1.24%$4M77.6K
52VZVERIZON COMMUNICATIONS INChistory →COM1.24%$4M70.7K
53EDCONSOLIDATED EDISON INChistory →COM1.23%$4M54.6K
54PYPLPAYPAL HLDGS INChistory →COM1.21%$4M16.5K
55BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS1.20%$4M17.6K
56CLXCLOROX CO DELhistory →COM1.14%$4M19.5K
57ZMZOOM VIDEO COMMUNICATIONS INhistory →CL A1.04%$3M10.7K
58SWKSTANLEY BLACK & DECKER INChistory →COM1.03%$3M17.0K
59CANOPY GROWTH CORPCOM0.92%$3M95.2K
60ANGLVANECK VECTORS ETF TRFALLEN ANGEL HG0.84%$3M87.1K
61VOOVANGUARD INDEX FDSS&P 500 ETF SHS0.84%$3M7.6K
62SCHOSCHWAB STRATEGIC TRSHT TM US TRES0.78%$3M50.1K
63ILPTINDUSTRIAL LOGISTICS PPTYS TCOM SHS BEN INT0.54%$2M76.7K
64MONMOUTH REAL ESTATE INVT COCL A0.50%$2M94.1K
65STAGSTAG INDL INCCOM0.39%$1M38.1K
66SPDWSPDR INDEX SHS FDSPORTFOLIO DEVLPD0.35%$1M32.5K
67ADSKAUTODESK INCCOM0.32%$1M3.8K
68EPDENTERPRISE PRODS PARTNERS LCOM0.23%$776,00035.2K
69BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.19%$622,0002.4K
70MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.16%$537,00012.4K
71MASMASCO CORPCOM0.15%$509,0008.5K
72WFCWELLS FARGO CO NEWCOM0.14%$447,00011.4K
73ORCLORACLE CORPCOM0.13%$428,0006.1K
74OTISOTIS WORLDWIDE CORPCOM0.13%$419,0006.1K
75VEAVANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.11%$375,0007.6K
76ETENERGY TRANSFER LPCOM UT LTD PTN0.11%$369,00048.1K
77RMDRESMED INCCOM0.10%$328,0001.7K
78EGBNEAGLE BANCORP INC MDCOM0.09%$313,0005.9K
79PAAPLAINS ALL AMERN PIPELINE LUNIT LTD PARTN0.09%$298,00032.8K
80INTCINTEL CORPCOM0.09%$295,0004.6K
81CARRCARRIER GLOBAL CORPORATIONCOM0.08%$281,0006.7K
82PDPINVESCO EXCHANGE TRADED FD TDWA MOMENTUM0.07%$246,0002.9K
83MRSHMARSH & MCLENNAN COS INCCOM0.07%$243,0002.0K
84COSTCOSTCO WHSL CORP NEWCOM0.07%$222,000629
85PEOPLES UNITED FINANCIAL INCCOM0.06%$202,00011.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$368M528Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$381M594Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$414M546May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$422M554Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$396M109Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$384M99Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$331M92Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$300M88Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$254M81Oct 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$226M80Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$184M96Apr 16, 202013F-HRchanges · EDGAR ↗
Q4 2019$234M146Jan 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$203M133Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$193M134Jul 10, 201913F-HRchanges · EDGAR ↗
Q1 2019$162M122Apr 9, 201913F-HRchanges · EDGAR ↗
Q4 2018$127M141Feb 20, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.