SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Surevest, LLC

CIK 0001593842 · 1880 CENTURY PARK EAST, SUITE 1020, LOS ANGELES, CA, 90067 · 4802727116

Reported Value
$234M
Q4 2019
Positions
146
Filings on Record
16
2019–present window
Filed
Jan 14, 2020
original filing

Summary

Surevest, LLC reported $234M in U.S.-listed holdings across 146 positions for Q4 2019.

Its largest position, IQDG, represents 19.4% of the portfolio.

Compared with Q3 2019, the fund opened 17 new positions and exited 4.

Portfolio Metrics

Turnover
+2.8%
vs prior filed quarter
Top-10 Concentration
+45.9%
share of reported value
Largest Position
+19.4%
Wisdomtree Tr
New / Exited
17 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $127MQ4 ’18Q1 ’19: $162MQ2 ’19: $193MQ2 ’19Q3 ’19: $203MQ4 ’19: $234MQ4 ’19Q1 ’20: $184MQ2 ’20: $226MQ2 ’20Q3 ’20: $254MQ4 ’20: $300MQ4 ’20Q1 ’21: $331MQ2 ’21: $384MQ2 ’21Q3 ’21: $396MQ4 ’21: $422MQ4 ’21Q1 ’22: $414MQ2 ’22: $381MQ2 ’22Q3 ’22: $368Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 47.2%ETP: 44.1%REIT: 3.9%Other: 2.5%MLP: 1.3%ADR: 1.1%
  • Common Stock · 47.2% · $110M
  • ETP · 44.1% · $103M
  • REIT · 3.9% · $9M
  • Other · 2.5% · $6M
  • MLP · 1.3% · $3M
  • ADR · 1.1% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BNDVANGUARD BD INDEX FD INCNEW+19.1K19.1K+$2M$2M
FNDFSCHWAB STRATEGIC TRNEW+27.1K27.1K+$783,000$783,000
IDLVINVESCO EXCHNG TRADED FD TRNEW+17.1K17.1K+$584,000$584,000
EFGISHARES TRNEW+6.4K6.4K+$555,000$555,000
NOBLPROSHARES TRNEW+6.1K6.1K+$460,000$460,000
METAFACEBOOK INCNEW+2.1K2.1K+$430,000$430,000
SPDR SERIES TRUSTNEW+9.9K9.9K+$346,000$346,000
SPYGSPDR SERIES TRUSTNEW+7.7K7.7K+$323,000$323,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

99 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IQDGWISDOMTREE TRINTL QULTY DIV · EMER MKT HIGH FD · YIELD ENHANCD US · INTL SMCAP DIV · US MIDCAP DIVID · CURRNCY INT EQ · US SMALLCAP FUND · INTL MIDCAP DV · INDIA ERNGS FD · US LARGECAP FUND · US MIDCAP FUND · FLOATNG RAT TREA · EM EX ST-OWNED · DYNAMIC LNG EQ · EMG MKTS SMCAP · EUROPE SMCP DV19.39%$45M1.18M
2STIPISHARES TR0-5 YR TIPS ETF · FLTG RATE NT ETF · INTL MOMENTUM FT · MSCI ACWI ETF · USA QUALITY FCTR · USA MOMENTUM FCT · EAFE GRWTH ETF · NASDAQ BIOTECH · RUS MID CAP ETF · SH TR CRPORT ETF · INTRM TR CRP ETF · INTL QLTY FACTOR · U.S. FIN SVC ETF · SHRT NAT MUN ETF9.74%$23M363.6K
3SJNKSPDR SERIES TRUSTBLOOMBERG SRT TR · S&P 400 MDCP GRW · S&P 600 SMCP VAL · S&P 600 SMCP GRW · HLTH CR EQUIP · S&P BK ETF · PRTFLO S&P500 VL · PRTFLO S&P500 GW · PRTFLO S&P500 HI · NUVEEN BLMBRG SR · S&P 400 MDCP VAL4.17%$10M226.0K
4VEUVANGUARD INTL EQUITY INDEX FALLWRLD EX US · FTSE EMR MKT ETF3.21%$8M141.0K
5SPDWSPDR INDEX SHS FDShistory →PORTFOLIO DEVLPD2.37%$6M177.0K
6STOTSSGA ACTIVE TRhistory →SPDR DBLELN SHRT2.16%$5M102.5K
7GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.33%$3M2.3K
8AMZNAMAZON COM INChistory →COM1.26%$3M1.6K
9DISDISNEY WALT COhistory →COM DISNEY1.16%$3M18.8K
10GISGENERAL MLS INChistory →COM1.15%$3M50.3K
11SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.14%$3M8.3K
12AAPLAPPLE INChistory →COM1.12%$3M8.9K
13PGPROCTER & GAMBLE COhistory →COM1.09%$3M20.5K
14AVBAVALONBAY CMNTYS INChistory →COM1.08%$3M12.0K
15VVISA INChistory →COM CL A1.07%$3M13.3K
16ELSEQUITY LIFESTYLE PPTYS INChistory →COM1.04%$2M34.6K
17KELKELLOGG COhistory →COM1.00%$2M34.0K
18SHWSHERWIN WILLIAMS COCOM0.99%$2M4.0K
19PEPPEPSICO INCCOM0.98%$2M16.9K
20AIZASSURANT INCCOM0.98%$2M17.4K
21TAT&T INCCOM0.97%$2M58.4K
22JNJJOHNSON & JOHNSONCOM0.97%$2M15.5K
23VZVERIZON COMMUNICATIONS INCCOM0.96%$2M36.7K
24NOCNORTHROP GRUMMAN CORPCOM0.96%$2M6.5K
25UTXZUNITED TECHNOLOGIES CORPCOM0.95%$2M14.8K
26CMICUMMINS INCCOM0.94%$2M12.3K
27MDTMEDTRONIC PLCSHS0.93%$2M19.1K
28PIIPOLARIS INCCOM0.92%$2M21.2K
29CVXCHEVRON CORP NEWCOM0.91%$2M17.7K
30ESSESSEX PPTY TR INCCOM0.91%$2M7.1K
31EDCONSOLIDATED EDISON INCCOM0.91%$2M23.5K
32EMREMERSON ELEC COCOM0.91%$2M27.9K
33DDOMINION ENERGY INCCOM0.90%$2M25.3K
34ABBVABBVIE INCCOM0.89%$2M23.5K
35BMYBRISTOL MYERS SQUIBB COCOM0.89%$2M32.3K
36UNPUNION PACIFIC CORPCOM0.87%$2M11.3K
37DLRDIGITAL RLTY TR INCCOM0.87%$2M17.0K
38PEOPLES UTD FINL INCCOM0.87%$2M120.4K
39GDGENERAL DYNAMICS CORPCOM0.86%$2M11.5K
40KOCOCA COLA COCOM0.86%$2M36.4K
41GPCGENUINE PARTS COCOM0.85%$2M18.8K
42WMWASTE MGMT INC DELCOM0.85%$2M17.5K
43CRMSALESFORCE COM INCCOM0.85%$2M12.3K
44AFLAFLAC INCCOM0.84%$2M37.2K
45MCDMCDONALDS CORPCOM0.82%$2M9.8K
46EXMOCEXXON MOBIL CORPCOM0.81%$2M27.2K
47RRYDER SYS INCCOM0.81%$2M34.8K
48TRVTRAVELERS COMPANIES INCCOM0.81%$2M13.8K
49BXBLACKSTONE GROUP INCCOM CL A0.80%$2M33.6K
50PMPHILIP MORRIS INTL INCCOM0.78%$2M21.5K
51BABAALIBABA GROUP HLDG LTDSPONSORED ADS0.77%$2M8.5K
52NKENIKE INCCL B0.71%$2M16.3K
53ITWILLINOIS TOOL WKS INCCOM0.69%$2M9.0K
54CARLYLE GROUP L PCOM UTS LTD PTN0.69%$2M50.2K
55BNDVANGUARD BD INDEX FD INCTOTAL BND MRKT0.68%$2M19.1K
56APDAIR PRODS & CHEMS INCCOM0.67%$2M6.7K
57MMM3M COCOM0.66%$2M8.8K
58KMBKIMBERLY CLARK CORPCOM0.63%$1M10.7K
59RCLROYAL CARIBBEAN CRUISES LTDCOM0.60%$1M10.6K
60CLCOLGATE PALMOLIVE COCOM0.60%$1M20.4K
61CLXCLOROX CO DELCOM0.60%$1M9.1K
62GILDGILEAD SCIENCES INCCOM0.59%$1M21.2K
63VBRVANGUARD INDEX FDSSM CP VAL ETF · S&P 500 ETF SHS · VALUE ETF0.55%$1M8.6K
64FNDFSCHWAB STRATEGIC TRSCHWB FDT INT LG · SHT TM US TRES0.45%$1M32.2K
65MSFTMICROSOFT CORPCOM0.44%$1M6.5K
66ADSKAUTODESK INCCOM0.41%$968,0005.3K
67WFCWELLS FARGO CO NEWPERP PFD CNV A0.41%$953,000657
68NTNXNUTANIX INCCL A0.40%$938,00030.0K
69IDLVINVESCO EXCHNG TRADED FD TRS&P INTL LOW · DWA DEV MKTS0.40%$928,00029.1K
70EGBNEAGLE BANCORP INC MDCOM0.39%$921,00018.9K
71LYFTLYFT INCCL A COM0.39%$919,00021.4K
72MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.39%$910,00014.5K
73EPDENTERPRISE PRODS PARTNERS LCOM0.38%$886,00031.5K
74PDPINVESCO EXCHANGE TRADED FD TDWA MOMENTUM0.34%$804,00012.5K
75BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.33%$784,0003.5K
76BTIBRITISH AMERN TOB PLCSPONSORED ADR0.29%$676,00015.9K
77TDTORONTO DOMINION BK ONTCOM NEW0.29%$674,00012.0K
78ETENERGY TRANSFER LPCOM UT LTD PTN0.26%$617,00048.1K
79UNILEVER PLCSPON ADR NEW0.26%$614,00010.7K
80PAAPLAINS ALL AMERN PIPELINE LUNIT LTD PARTN0.23%$537,00029.2K
81MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.23%$531,0001.4K
82CVSCVS HEALTH CORPCOM0.21%$494,0006.7K
83NOBLPROSHARES TRS&P 500 DV ARIST0.20%$460,0006.1K
84COSTCOSTCO WHSL CORP NEWCOM0.19%$456,0001.6K
85METAFACEBOOK INCCL A0.18%$430,0002.1K
86VIGVANGUARD GROUPDIV APP ETF0.15%$357,0002.9K
87GLAXOSMITHKLINE PLCSPONSORED ADR0.15%$352,0007.5K
88JPMJPMORGAN CHASE & COCOM0.15%$350,0002.5K
89AMGNAMGEN INCCOM0.13%$294,0001.2K
90ANGLVANECK VECTORS ETF TRUSTFALLEN ANGEL HG0.11%$264,0008.9K
91RMDRESMED INCCOM0.11%$262,0001.7K
92NOWSERVICENOW INCCOM0.11%$261,000925
93VGTVANGUARD WORLD FDSINF TECH ETF0.11%$250,0001.0K
94PANWPALO ALTO NETWORKS INCCOM0.11%$246,0001.1K
95PRUPRUDENTIAL FINL INCCOM0.10%$232,0002.5K
96VYMVANGUARD WHITEHALL FDS INCHIGH DIV YLD0.10%$227,0002.4K
97AMATAPPLIED MATLS INCCOM0.09%$216,0003.5K
98PEGPUBLIC SVC ENTERPRISE GRP INCOM0.09%$200,0003.4K
99FFORD MTR CO DELCOM0.05%$123,00013.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$368M528Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$381M594Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$414M546May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$422M554Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$396M109Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$384M99Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$331M92Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$300M88Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$254M81Oct 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$226M80Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$184M96Apr 16, 202013F-HRchanges · EDGAR ↗
Q4 2019$234M146Jan 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$203M133Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$193M134Jul 10, 201913F-HRchanges · EDGAR ↗
Q1 2019$162M122Apr 9, 201913F-HRchanges · EDGAR ↗
Q4 2018$127M141Feb 20, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.