SEC 13F Intelligence

Managers / Q4 2018 · view latest →

Surevest, LLC

CIK 0001593842 · 1880 CENTURY PARK EAST, SUITE 1020, LOS ANGELES, CA, 90067 · 4802727116

Reported Value
$127M
Q4 2018
Positions
141
Filings on Record
16
2019–present window
Filed
Feb 20, 2019
original filing

Summary

Surevest, LLC reported $127M in U.S.-listed holdings across 141 positions for Q4 2018.

The portfolio is heavily concentrated: AGGY alone accounts for 26.1% of reported value.

Portfolio Metrics

Top-10 Concentration
+71.6%
share of reported value
Largest Position
+26.1%
Wisdomtree Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $127MQ4 ’18Q1 ’19: $162MQ2 ’19: $193MQ2 ’19Q3 ’19: $203MQ4 ’19: $234MQ4 ’19Q1 ’20: $184MQ2 ’20: $226MQ2 ’20Q3 ’20: $254MQ4 ’20: $300MQ4 ’20Q1 ’21: $331MQ2 ’21: $384MQ2 ’21Q3 ’21: $396MQ4 ’21: $422MQ4 ’21Q1 ’22: $414MQ2 ’22: $381MQ2 ’22Q3 ’22: $368Mfilingsflow.com

Portfolio Composition

By security type
ETP: 69.1%Common Stock: 24.3%Other: 3.8%REIT: 1.9%ADR: 0.6%Other: 0.4%
  • ETP · 69.1% · $87M
  • Common Stock · 24.3% · $31M
  • Other · 3.8% · $5M
  • REIT · 1.9% · $2M
  • ADR · 0.6% · $743,000
  • Other · 0.4% · $507,000

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
VEUVANGUARD INTL EQUITY INDEX FNEW+140.5K140.5K+$6M$6M
STIPISHARES TRNEW+63.0K63.0K+$6M$6M
FLOTISHARES TRNEW+102.1K102.1K+$5M$5M
AGGYWISDOMTREE TRNEW+92.0K92.0K+$4M$4M
SPDWSPDR INDEX SHS FDSNEW+142.2K142.2K+$4M$4M
STOTSSGA ACTIVE TRNEW+71.2K71.2K+$3M$3M
SJNKSPDR SER TRNEW+114.2K114.2K+$3M$3M
DDWMWISDOMTREE TRNEW+110.8K110.8K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2018

86 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AGGYWISDOMTREE TRYIELD ENHANCD US · CURRNCY INT EQ · EMER MKT HIGH FD · US MIDCAP DIVID · INTL QULTY DIV · US EARNINGS 500 · INTL MIDCAP DV · INTL SMCAP DIV · EM EX ST-OWNED · INDIA ERNGS FD · FLOATNG RAT TREA · US SMALLCP ERNGS · DYNAMIC LNG EQ · US MIDCP EARNING · EMG MKTS SMCAP · JP SMALLCP DIV · EUROPE SMCP DV26.13%$33M993.2K
2STIPISHARES TR0-5 YR TIPS ETF · FLTG RATE NT ETF · USA MOMENTUM FCT · USA QUALITY FCTR · INTL MOMENTUM FT · MSCI ACWI ETF · NASDAQ BIOTECH · U.S. FIN SVC ETF · SELECT DIVID ETF · RUS MID CAP ETF · RUS 1000 ETF · RUSSELL 2000 ETF · S&P MC 400VL ETF · SHRT NAT MUN ETF · CORE S&P SCP ETF · S&P MC 400GR ETF · INTL QLTY FACTOR · IBOXX INV CP ETF20.59%$26M407.9K
3VEUVANGUARD INTL EQUITY INDEX FALLWRLD EX US · FTSE EMR MKT ETF · FTSE PACIFIC ETF · FTSE EUROPE ETF6.53%$8M180.8K
4KBESPDR SERIES TRUSTS&P BK ETF · HLTH CR EQUIP · S&P 400 MDCP GRW · S&P 600 SMCP GRW · S&P 600 SMCP VAL3.89%$5M102.4K
5SPDWSPDR INDEX SHS FDSPORTFOLIO DEVLPD · DJ INTL RL ETF3.14%$4M148.2K
6STOTSSGA ACTIVE TRhistory →SPDR DBLELN SHRT2.74%$3M71.2K
7SJNKSPDR SER TRBLOOMBERG SRT TR · PRTFLO S&P500 HI · NUVEEN BLMBRG SR2.73%$3M126.5K
8VBRVANGUARD INDEX FDSSM CP VAL ETF · REAL ESTATE ETF · VALUE ETF · TOTAL STK MKT2.04%$3M26.0K
9GOOGLALPHABET INCCAP STK CL A · CAP STK CL C2.01%$3M2.4K
10DISDISNEY WALT COhistory →COM DISNEY1.83%$2M21.1K
11AAPLAPPLE INChistory →COM1.51%$2M12.2K
12AMZNAMAZON COM INChistory →COM1.44%$2M1.2K
13GISGENERAL MLS INChistory →COM1.41%$2M45.8K
14CRMSALESFORCE COM INChistory →COM1.23%$2M11.4K
15AVBAVALONBAY CMNTYS INChistory →COM1.21%$2M8.8K
16EGBNEAGLE BANCORP INC MDhistory →COM1.17%$1M30.3K
17ALLERGAN PLCSHS1.05%$1M9.9K
18CBCHUBB LIMITEDhistory →COM1.01%$1M9.9K
19PDPINVESCO EXCHANGE TRADED FD TDWA MOMENTUM · FTSE RAFI 10000.76%$957,00017.5K
20PGPROCTER AND GAMBLE COCOM0.64%$811,0008.8K
21VZVERIZON COMMUNICATIONS INCCOM0.64%$807,00014.4K
22VHTVANGUARD WORLD FDSHEALTH CAR ETF · INF TECH ETF0.60%$761,0004.7K
23ADSKAUTODESK INCCOM0.54%$679,0005.3K
24JNJJOHNSON & JOHNSONCOM0.53%$673,0005.2K
25VEAVANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF0.51%$647,00017.4K
26PEPPEPSICO INCCOM0.45%$566,0005.1K
27PIZINVESCO EXCHNG TRADED FD TRDWA DEV MKTS0.43%$548,00023.9K
28BRK/ABERKSHIRE HATHAWAY INC DELCL A · CL B NEW0.41%$522,0001.1K
29MSFTMICROSOFT CORPCOM0.39%$489,0004.8K
30TAT&T INCCOM0.38%$480,00016.8K
31VIGVANGUARD GROUPDIV APP ETF0.37%$464,0004.7K
32RCLROYAL CARIBBEAN CRUISES LTDCOM0.32%$409,0004.2K
33EDCONSOLIDATED EDISON INCCOM0.32%$403,0005.3K
34COSTCOSTCO WHSL CORP NEWCOM0.29%$362,0001.8K
35VVISA INCCOM CL A0.28%$357,0002.7K
36ABBVABBVIE INCCOM0.28%$354,0003.8K
37EXMOCEXXON MOBIL CORPCOM0.28%$351,0005.2K
38HYSPIMCO ETF TR0-5 HIGH YIELD0.28%$350,0003.7K
39DDOMINION ENERGY INCCOM0.28%$350,0004.9K
40UTXZUNITED TECHNOLOGIES CORPCOM0.27%$345,0003.2K
41GILDGILEAD SCIENCES INCCOM0.26%$326,0005.2K
42MCDMCDONALDS CORPCOM0.26%$325,0001.8K
43MMM3M COCOM0.25%$318,0001.7K
44GDGENERAL DYNAMICS CORPCOM0.25%$318,0002.0K
45UHALAMERCOCOM0.25%$317,000966
46TDTORONTO DOMINION BK ONTCOM NEW0.25%$317,0006.4K
47CVSCVS HEALTH CORPCOM0.24%$308,0004.7K
48JPMJPMORGAN CHASE & COCOM0.24%$305,0003.1K
49VTIPVANGUARD MALVERN FDSSTRM INFPROIDX0.23%$297,0006.2K
50BXUSDBLACKSTONE GROUP L PCOM UNIT LTD0.23%$294,0009.8K
51GPCGENUINE PARTS COCOM0.23%$290,0003.0K
52TRVTRAVELERS COMPANIES INCCOM0.23%$287,0002.4K
53BABAALIBABA GROUP HLDG LTDSPONSORED ADS0.23%$285,0002.1K
54WMWASTE MGMT INC DELCOM0.23%$285,0003.2K
55UNPUNION PAC CORPCOM0.22%$282,0002.0K
56MDTMEDTRONIC PLCSHS0.22%$281,0003.1K
57AFLAFLAC INCCOM0.22%$277,0006.1K
58UNILEVER PLCSPON ADR NEW0.22%$276,0005.3K
59CVXCHEVRON CORP NEWCOM0.22%$275,0002.5K
60ELSEQUITY LIFESTYLE PPTYS INCCOM0.22%$275,0002.8K
61PEOPLES UNITED FINANCIAL INCCOM0.22%$275,00019.1K
62SHWSHERWIN WILLIAMS COCOM0.22%$273,000693
63BMYBRISTOL MYERS SQUIBB COCOM0.21%$272,0005.2K
64DLRDIGITAL RLTY TR INCCOM0.21%$271,0002.5K
65ESSESSEX PPTY TR INCCOM0.21%$271,0001.1K
66VYMVANGUARD WHITEHALL FDS INCHIGH DIV YLD0.21%$268,0003.4K
67KOCOCA COLA COCOM0.21%$263,0005.6K
68NOCNORTHROP GRUMMAN CORPCOM0.20%$258,0001.1K
69AXPAMERICAN EXPRESS COCOM0.20%$254,0002.7K
70CMICUMMINS INCCOM0.20%$252,0001.9K
71KELKELLOGG COCOM0.20%$249,0004.4K
72BTIBRITISH AMERN TOB PLCSPONSORED ADR0.20%$247,0007.8K
73RRYDER SYS INCCOM0.20%$247,0005.1K
74SPYSPDR S&P 500 ETF TRTR UNIT0.20%$247,000990
75EMREMERSON ELEC COCOM0.19%$245,0004.1K
76AIZASSURANT INCCOM0.19%$244,0002.7K
77PMPHILIP MORRIS INTL INCCOM0.19%$237,0003.6K
78PIIPOLARIS INDS INCCOM0.19%$235,0003.1K
79GLAXOSMITHKLINE PLCSPONSORED ADR0.18%$234,0006.1K
80BUDANHEUSER BUSCH INBEV SA/NVSPONSORED ADR0.17%$211,0003.2K
81XFRAXBLACKROCK FLOAT RATE OME STRCOM0.14%$173,00014.6K
82XAWFXALLIANCEBERNSTEIN GBL HGH INCOM0.09%$115,00010.9K
83HYTBLACKROCK CORPOR HI YLD FD ICOM0.08%$103,00011.1K
84XXHYBXXNEW AMER HIGH INCOME FD INCCOM NEW0.08%$99,00013.1K
85ABERDEEN ASIA PACIFIC INCOMCOM0.05%$63,00016.4K
86SANDRIDGE MISSISSIPPIAN TR IUNIT BEN INT0.01%$17,00021.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$368M528Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$381M594Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$414M546May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$422M554Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$396M109Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$384M99Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$331M92Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$300M88Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$254M81Oct 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$226M80Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$184M96Apr 16, 202013F-HRchanges · EDGAR ↗
Q4 2019$234M146Jan 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$203M133Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$193M134Jul 10, 201913F-HRchanges · EDGAR ↗
Q1 2019$162M122Apr 9, 201913F-HRchanges · EDGAR ↗
Q4 2018$127M141Feb 20, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.