SEC 13F Intelligence

Managers / Q3 2022

Surevest, LLC

CIK 0001593842 · 1880 CENTURY PARK EAST, SUITE 1020, LOS ANGELES, CA, 90067 · 4802727116

Reported Value
$368M
Q3 2022
Positions
528
Filings on Record
16
2019–present window
Filed
Nov 14, 2022
original filing

Summary

Surevest, LLC reported $368M in U.S.-listed holdings across 528 positions for Q3 2022.

The portfolio is heavily concentrated: IWF alone accounts for 26.0% of reported value.

Compared with Q2 2022, the fund opened 22 new positions and exited 88.

Portfolio Metrics

Turnover
+3.2%
vs prior filed quarter
Top-10 Concentration
+40.5%
share of reported value
Largest Position
+26.0%
Ishares Tr
New / Exited
22 / 88
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $127MQ4 ’18Q1 ’19: $162MQ2 ’19: $193MQ2 ’19Q3 ’19: $203MQ4 ’19: $234MQ4 ’19Q1 ’20: $184MQ2 ’20: $226MQ2 ’20Q3 ’20: $254MQ4 ’20: $300MQ4 ’20Q1 ’21: $331MQ2 ’21: $384MQ2 ’21Q3 ’21: $396MQ4 ’21: $422MQ4 ’21Q1 ’22: $414MQ2 ’22: $381MQ2 ’22Q3 ’22: $368Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 61.6%ETP: 34.6%REIT: 2.8%MLP: 1.0%Other: 0.1%Other: 0.1%
  • Common Stock · 61.6% · $226M
  • ETP · 34.6% · $127M
  • REIT · 2.8% · $10M
  • MLP · 1.0% · $4M
  • Other · 0.1% · $218,000
  • Other · 0.1% · $202,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ARCCARES CAPITAL CORPNEW+7.1K7.1K+$119,000$119,000
SNOWSNOWFLAKE INCNEW+644644+$109,000$109,000
ARKKARK ETF TRNEW+850850+$32,000$32,000
VUGVANGUARD INDEX FDSNEW+106106+$23,000$23,000
BJBJS WHSL CLUB HLDGS INCNEW+165165+$12,000$12,000
GSKGSK PLCNEW+424424+$12,000$12,000
VHTVANGUARD WORLD FDSNEW+4545+$10,000$10,000
SCZISHARES TRNEW+159159+$8,000$8,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

423 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWFISHARES TRRUS 1000 GRW ETF · CORE US AGGBD ET · CORE MSCI TOTAL · MSCI ACWI EX US · MORNINGSTAR VALU · RUSEL 2500 ETF · MORNINGSTR US EQ · MORNINGSTAR GRWT · MRGSTR MD CP VAL · MRGSTR MD CP ETF · MRGSTR MD CP GRW · MRNING SM CP ETF · MRGSTR SM CP ETF · U.S. REAL ES ETF · ISHS 1-5YR INVS · ISHS 5-10YR INVT · RUSSELL 2000 ETF · RUS 1000 VAL ETF · MRGSTR SM CP GR · RUS 2000 GRW ETF · RUS 2000 VAL ETF · RUS 1000 ETF · GLOBAL 100 ETF · US HLTHCARE ETF · NORTH AMERN NAT · CORE MSCI EAFE · CORE S&P500 ETF · US TRSPRTION · 0-5 YR TIPS ETF · MSCI EAFE ETF · PFD AND INCM SEC · SELECT DIVID ETF · INDIA 50 ETF · EAFE SML CP ETF · CORE S&P SCP ETF · EAFE GRWTH ETF · RUS MID CAP ETF25.95%$95M1.55M
2AAPLAPPLE INChistory →COM2.99%$11M79.4K
3VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · ALLWRLD EX US · FTSE SMCAP ETF · GLB EX US ETF1.71%$6M171.6K
4GOOGALPHABET INCCAP STK CL C · CAP STK CL A1.58%$6M60.6K
5BSVVANGUARD BD INDEX FDSSHORT TRM BOND · TOTAL BND MRKT · LONG TERM BOND1.50%$6M75.7K
6PANWPALO ALTO NETWORKS INChistory →COM1.49%$5M33.5K
7CVXCHEVRON CORP NEWhistory →COM1.35%$5M34.5K
8MSFTMICROSOFT CORPhistory →COM1.30%$5M20.5K
9GPCGENUINE PARTS COhistory →COM1.29%$5M31.8K
10PMPHILIP MORRIS INTL INChistory →COM1.29%$5M57.2K
11WPCWP CAREY INChistory →COM1.27%$5M67.0K
12SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.25%$5M12.9K
13GISGENERAL MLS INChistory →COM1.24%$5M59.6K
14NOCNORTHROP GRUMMAN CORPhistory →COM1.24%$5M9.7K
15AMZNAMAZON COM INChistory →COM1.24%$5M40.2K
16PEPPEPSICO INChistory →COM1.20%$4M27.0K
17VOOVANGUARD INDEX FDSS&P 500 ETF SHS · LARGE CAP ETF · REAL ESTATE ETF · SM CP VAL ETF · MID CAP ETF · TOTAL STK MKT · SMALL CP ETF · SML CP GRW ETF · GROWTH ETF · VALUE ETF · EXTEND MKT ETF1.14%$4M19.7K
18WMWASTE MGMT INC DELhistory →COM1.12%$4M25.6K
19ABBVABBVIE INChistory →COM1.09%$4M30.0K
20KELKELLOGG COhistory →COM1.08%$4M57.0K
21GSGOLDMAN SACHS GROUP INChistory →COM1.06%$4M13.3K
22KOCOCA COLA COhistory →COM1.04%$4M68.5K
23JNJJOHNSON & JOHNSONhistory →COM1.03%$4M23.3K
24METAMETA PLATFORMS INChistory →CL A1.03%$4M27.9K
25TRVTRAVELERS COMPANIES INChistory →COM1.03%$4M24.7K
26AFLAFLAC INChistory →COM1.02%$4M67.0K
27BMYBRISTOL-MYERS SQUIBB COhistory →COM1.02%$4M52.8K
28MCDMCDONALDS CORPhistory →COM1.00%$4M15.9K
29EDCONSOLIDATED EDISON INCCOM0.99%$4M42.5K
30GDGENERAL DYNAMICS CORPCOM0.98%$4M17.0K
31NKENIKE INCCL B0.96%$4M42.4K
32CLCOLGATE PALMOLIVE COCOM0.96%$4M50.1K
33UPSUNITED PARCEL SERVICE INCCL B0.96%$4M21.8K
34CMICUMMINS INCCOM0.93%$3M16.8K
35ADMARCHER DANIELS MIDLAND COCOM0.92%$3M42.1K
36AIZASSURANT INCCOM0.92%$3M23.2K
37APDAIR PRODS & CHEMS INCCOM0.90%$3M14.1K
38VVISA INCCOM CL A0.88%$3M18.3K
39PIIPOLARIS INCCOM0.88%$3M33.8K
40EMREMERSON ELEC COCOM0.87%$3M43.7K
41PGPROCTER AND GAMBLE COCOM0.86%$3M25.1K
42UNPUNION PAC CORPCOM0.85%$3M16.0K
43NOWSERVICENOW INCCOM0.85%$3M8.2K
44BXSLBLACKSTONE SECD LENDING FDCOMMON STOCK0.84%$3M136.4K
45KMBKIMBERLY-CLARK CORPCOM0.84%$3M27.5K
46ITWILLINOIS TOOL WKS INCCOM0.84%$3M17.1K
47LMTLOCKHEED MARTIN CORPCOM0.83%$3M7.9K
48SHWSHERWIN WILLIAMS COCOM0.80%$3M14.4K
49ADPAUTOMATIC DATA PROCESSING INCOM0.78%$3M12.6K
50CLXCLOROX CO DELCOM0.72%$3M20.7K
51CRMSALESFORCE INCCOM0.71%$3M18.1K
52MDTMEDTRONIC PLCSHS0.69%$3M31.5K
53OHIOMEGA HEALTHCARE INVS INCCOM0.69%$3M85.9K
54WFCWELLS FARGO CO NEWPERP PFD CNV A · COM0.69%$3M13.3K
55VZVERIZON COMMUNICATIONS INCCOM0.68%$3M66.2K
56TGTTARGET CORPCOM0.67%$2M16.7K
57SYYSYSCO CORPCOM0.67%$2M34.8K
58SBUXSTARBUCKS CORPCOM0.67%$2M29.1K
59CRWDCROWDSTRIKE HLDGS INCCL A0.65%$2M14.6K
60CBCHUBB LIMITEDCOM0.65%$2M13.1K
61MMM3M COCOM0.63%$2M21.0K
62WSMWILLIAMS SONOMA INCCOM0.57%$2M17.7K
63BWXSPDR SER TRBLOOMBERG INTL T · BLOOMBERG SHT TE · S&P HOMEBUILD · PORTFOLIO S&P5000.56%$2M97.9K
64SCHPSCHWAB STRATEGIC TRUS TIPS ETF · SHT TM US TRES · INTL EQTY ETF · US MID-CAP ETF0.54%$2M40.6K
65STAGSTAG INDL INCCOM0.54%$2M69.7K
66DISDISNEY WALT COCOM0.50%$2M19.5K
67SWKSTANLEY BLACK & DECKER INCCOM0.42%$2M20.7K
68RTXRAYTHEON TECHNOLOGIES CORPCOM0.39%$1M17.7K
69RWXSPDR INDEX SHS FDSDJ INTL RL ETF · PORTFOLIO DEVLPD · PORTFOLIO EMG MK0.39%$1M56.8K
70DFACDIMENSIONAL ETF TRUSTUS CORE EQUITY 2 · US EQUITY ETF · WORLD EX US CORE · US TARGETED VLU0.34%$1M46.2K
71PYPLPAYPAL HLDGS INCCOM0.32%$1M13.5K
72TSLATESLA INCCOM0.31%$1M4.3K
73PFEPFIZER INCCOM0.30%$1M25.6K
74MASMASCO CORPCOM0.28%$1M22.3K
75EPDENTERPRISE PRODS PARTNERS LCOM0.28%$1M42.8K
76ABNBAIRBNB INCCOM CL A0.27%$988,0009.4K
77JPMJPMORGAN CHASE & COCOM0.26%$968,0009.3K
78ETENERGY TRANSFER L PCOM UT LTD PTN0.26%$951,00086.2K
79RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · DWA MOMENTUM · S&P500 EQL TEC · FINL PFD ETF · WILDERHIL CLAN0.24%$866,0008.4K
80ZMZOOM VIDEO COMMUNICATIONS INCL A0.24%$864,00011.7K
81COFCAPITAL ONE FINL CORPCOM0.23%$858,0009.3K
82BXBLACKSTONE INCCOM0.23%$852,00010.2K
83NOBLPROSHARES TRS&P 500 DV ARIST0.23%$837,00010.5K
84PAAPLAINS ALL AMERN PIPELINE LUNIT LTD PARTN0.22%$793,00075.4K
85NVDANVIDIA CORPORATIONCOM0.21%$784,0006.5K
86RBLXROBLOX CORPCL A0.21%$784,00021.9K
87ILPTINDUSTRIAL LOGISTICS PPTYS TCOM SHS BEN INT0.21%$778,000141.5K
88DOCUDOCUSIGN INCCOM0.21%$757,00014.2K
89INFORMATICA INCCOM CL A0.20%$753,00037.5K
90MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.20%$741,00015.6K
91TWLOTWILIO INCCL A0.19%$713,00010.3K
92ADSKAUTODESK INCCOM0.19%$706,0003.8K
93VONGVANGUARD SCOTTSDALE FDSVNG RUS1000GRW0.18%$667,00012.3K
94BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.18%$647,0002.4K
95ORCLORACLE CORPCOM0.10%$378,0006.2K
96RMDRESMED INCCOM0.10%$369,0001.7K
97VEAVANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT0.10%$362,0009.9K
98COINCOINBASE GLOBAL INCCOM CL A0.09%$342,0005.3K
99ANGLVANECK ETF TRUSTFALLEN ANGEL HG0.09%$318,00012.1K
100VDEVANGUARD WORLD FDSENERGY ETF · INF TECH ETF · HEALTH CAR ETF · INDUSTRIAL ETF · MATERIALS ETF0.08%$308,0002.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$368M528Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$381M594Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$414M546May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$422M554Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$396M109Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$384M99Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$331M92Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$300M88Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$254M81Oct 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$226M80Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$184M96Apr 16, 202013F-HRchanges · EDGAR ↗
Q4 2019$234M146Jan 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$203M133Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$193M134Jul 10, 201913F-HRchanges · EDGAR ↗
Q1 2019$162M122Apr 9, 201913F-HRchanges · EDGAR ↗
Q4 2018$127M141Feb 20, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.