SEC 13F Intelligence

Managers / Q1 2020 · view latest →

Surevest, LLC

CIK 0001593842 · 1880 CENTURY PARK EAST, SUITE 1020, LOS ANGELES, CA, 90067 · 4802727116

Reported Value
$184M
Q1 2020
Positions
96
Filings on Record
16
2019–present window
Filed
Apr 16, 2020
original filing

Summary

Surevest, LLC reported $184M in U.S.-listed holdings across 96 positions for Q1 2020.

Its largest position, BND, represents 7.1% of the portfolio.

Compared with Q4 2019, the fund opened 5 new positions and exited 52.

Portfolio Metrics

Turnover
+33.1%
vs prior filed quarter
Top-10 Concentration
+25.9%
share of reported value
Largest Position
+7.1%
Vanguard Bd Index Fds
New / Exited
5 / 52
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $127MQ4 ’18Q1 ’19: $162MQ2 ’19: $193MQ2 ’19Q3 ’19: $203MQ4 ’19: $234MQ4 ’19Q1 ’20: $184MQ2 ’20: $226MQ2 ’20Q3 ’20: $254MQ4 ’20: $300MQ4 ’20Q1 ’21: $331MQ2 ’21: $384MQ2 ’21Q3 ’21: $396MQ4 ’21: $422MQ4 ’21Q1 ’22: $414MQ2 ’22: $381MQ2 ’22Q3 ’22: $368Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 79.1%ETP: 16.1%REIT: 1.7%ADR: 1.5%Other: 0.9%MLP: 0.7%
  • Common Stock · 79.1% · $145M
  • ETP · 16.1% · $30M
  • REIT · 1.7% · $3M
  • ADR · 1.5% · $3M
  • Other · 0.9% · $2M
  • MLP · 0.7% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MPTMEDICAL PPTYS TRUST INCNEW+176.1K176.1K+$3M$3M
RHRHNEW+28.7K28.7K+$3M$3M
UPSUNITED PARCEL SERVICE INCNEW+26.0K26.0K+$2M$2M
CGCARLYLE GROUP INCNEW+94.0K94.0K+$2M$2M
CRWDCROWDSTRIKE HLDGS INCNEW+34.1K34.1K+$2M$2M
PANWPALO ALTO NETWORKS INCADDED+16.0K17.1K+$3M$3M
NOWSERVICENOW INCADDED+8.4K9.3K+$2M$3M
ANGLVANECK VECTORS ETF TRADDED+80.1K89.0K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

84 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BNDVANGUARD BD INDEX FDShistory →TOTAL BND MRKT7.07%$13M152.2K
2IGIBISHARES TRINTRM TR CRP ETF · SH TR CRPORT ETF · 0-5 YR TIPS ETF · FLTG RATE NT ETF · RUS MID CAP ETF2.98%$5M99.5K
3AMZNAMAZON COM INChistory →COM2.53%$5M2.4K
4AAPLAPPLE INChistory →COM2.49%$5M18.0K
5GOOGALPHABET INCCAP STK CL C · CAP STK CL A2.40%$4M3.8K
6METAFACEBOOK INChistory →CL A1.86%$3M20.4K
7MSFTMICROSOFT CORPhistory →COM1.68%$3M19.6K
8MPTMEDICAL PPTYS TRUST INChistory →COM1.66%$3M176.1K
9GISGENERAL MLS INChistory →COM1.61%$3M56.2K
10RHRHhistory →COM1.57%$3M28.7K
11BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS1.54%$3M14.6K
12PANWPALO ALTO NETWORKS INChistory →COM1.52%$3M17.1K
13CRMSALESFORCE COM INChistory →COM1.52%$3M19.4K
14VZVERIZON COMMUNICATIONS INChistory →COM1.49%$3M50.8K
15DISDISNEY WALT COhistory →COM DISNEY1.48%$3M28.2K
16PGPROCTER & GAMBLE COhistory →COM1.48%$3M24.7K
17JNJJOHNSON & JOHNSONhistory →COM1.47%$3M20.6K
18BMYBRISTOL-MYERS SQUIBB COhistory →COM1.47%$3M48.3K
19NOWSERVICENOW INChistory →COM1.45%$3M9.3K
20VVISA INChistory →COM CL A1.44%$3M16.4K
21PEPPEPSICO INChistory →COM1.44%$3M22.0K
22EDCONSOLIDATED EDISON INChistory →COM1.44%$3M33.9K
23ABBVABBVIE INChistory →COM1.40%$3M33.8K
24CLCOLGATE PALMOLIVE COhistory →COM1.39%$3M38.6K
25DDOMINION ENERGY INChistory →COM1.39%$3M35.3K
26CVXCHEVRON CORP NEWhistory →COM1.38%$3M35.0K
27NOCNORTHROP GRUMMAN CORPhistory →COM1.37%$3M8.3K
28AIZASSURANT INChistory →COM1.36%$2M24.0K
29CMICUMMINS INChistory →COM1.36%$2M18.4K
30KELKELLOGG COhistory →COM1.34%$2M41.0K
31CLXCLOROX CO DELhistory →COM1.34%$2M14.2K
32UPSUNITED PARCEL SERVICE INChistory →CL B1.32%$2M26.0K
33APDAIR PRODS & CHEMS INChistory →COM1.31%$2M12.1K
34KMBKIMBERLY CLARK CORPhistory →COM1.31%$2M18.8K
35GPCGENUINE PARTS COhistory →COM1.30%$2M35.5K
36EMREMERSON ELEC COhistory →COM1.30%$2M50.1K
37ITWILLINOIS TOOL WKS INChistory →COM1.30%$2M16.8K
38TAT&T INChistory →COM1.29%$2M81.6K
39GDGENERAL DYNAMICS CORPhistory →COM1.29%$2M18.0K
40AGGYWISDOMTREE TRFLOATNG RAT TREA · YIELD ENHANCD US · US LARGECAP FUND · US MIDCAP DIVID1.29%$2M86.0K
41KOCOCA COLA COhistory →COM1.29%$2M53.7K
42MDTMEDTRONIC PLChistory →SHS1.29%$2M26.3K
43NKENIKE INChistory →CL B1.28%$2M28.5K
44MCDMCDONALDS CORPhistory →COM1.28%$2M14.2K
45PIIPOLARIS INChistory →COM1.27%$2M48.3K
46MMM3M COhistory →COM1.26%$2M17.0K
47UNPUNION PAC CORPhistory →COM1.25%$2M16.3K
48SHWSHERWIN WILLIAMS COhistory →COM1.25%$2M5.0K
49WMWASTE MGMT INC DELhistory →COM1.25%$2M24.8K
50AFLAFLAC INChistory →COM1.24%$2M66.6K
51EXMOCEXXON MOBIL CORPhistory →COM1.24%$2M59.8K
52ANGLVANECK VECTORS ETF TRhistory →FALLEN ANGEL HG1.23%$2M89.0K
53PMPHILIP MORRIS INTL INChistory →COM1.22%$2M30.6K
54PEOPLES UTD FINL INCCOM1.21%$2M201.0K
55TRVTRAVELERS COMPANIES INChistory →COM1.21%$2M22.4K
56UTXZUNITED TECHNOLOGIES CORPhistory →COM1.18%$2M23.0K
57SCHOSCHWAB STRATEGIC TRhistory →SHT TM US TRES1.17%$2M41.6K
58JPMJPMORGAN CHASE & COhistory →COM1.15%$2M23.5K
59CGCARLYLE GROUP INChistory →COM1.11%$2M94.0K
60LYFTLYFT INChistory →CL A COM1.07%$2M73.6K
61CRWDCROWDSTRIKE HLDGS INChistory →CL A1.03%$2M34.1K
62WFCWELLS FARGO CO NEWPERP PFD CNV A0.99%$2M1.4K
63SPYSPDR S&P 500 ETF TRTR UNIT0.85%$2M6.1K
64SJNKSPDR SER TRBLOOMBERG SRT TR · S&P 400 MDCP GRW · PRTFLO S&P500 GW · PRTFLO S&P500 VL · S&P BK ETF0.81%$1M51.6K
65SPDWSPDR INDEX SHS FDSPORTFOLIO DEVLPD0.65%$1M49.9K
66ADSKAUTODESK INCCOM0.32%$590,0003.8K
67GILDGILEAD SCIENCES INCCOM0.30%$548,0007.3K
68MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.29%$529,00014.5K
69BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.28%$523,0002.9K
70EPDENTERPRISE PRODS PARTNERS LCOM0.24%$450,00031.5K
71VBRVANGUARD INDEX FDSSM CP VAL ETF0.23%$417,0004.7K
72COSTCOSTCO WHSL CORP NEWCOM0.22%$408,0001.4K
73STOTSSGA ACTIVE TRSPDR DBLELN SHRT0.22%$406,0008.4K
74EGBNEAGLE BANCORP INC MDCOM0.21%$388,00012.8K
75PDPINVESCO EXCHANGE TRADED FD TDWA MOMENTUM0.17%$321,0006.0K
76NTNXNUTANIX INCCL A0.17%$316,00020.0K
77BXBLACKSTONE GROUP INCCOM CL A0.15%$274,0006.0K
78GLAXOSMITHKLINE PLCSPONSORED ADR0.14%$265,0007.0K
79RMDRESMED INCCOM0.14%$249,0001.7K
80VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.13%$239,0002.3K
81AMGNAMGEN INCCOM0.12%$225,0001.1K
82ETENERGY TRANSFER LPCOM UT LTD PTN0.12%$221,00048.1K
83PAAPLAINS ALL AMERN PIPELINE LUNIT LTD PARTN0.08%$154,00029.2K
84FFORD MTR CO DELCOM0.04%$73,00015.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$368M528Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$381M594Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$414M546May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$422M554Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$396M109Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$384M99Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$331M92Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$300M88Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$254M81Oct 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$226M80Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$184M96Apr 16, 202013F-HRchanges · EDGAR ↗
Q4 2019$234M146Jan 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$203M133Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$193M134Jul 10, 201913F-HRchanges · EDGAR ↗
Q1 2019$162M122Apr 9, 201913F-HRchanges · EDGAR ↗
Q4 2018$127M141Feb 20, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.