SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Surevest, LLC

CIK 0001593842 · 1880 CENTURY PARK EAST, SUITE 1020, LOS ANGELES, CA, 90067 · 4802727116

Reported Value
$254M
Q3 2020
Positions
81
Filings on Record
16
2019–present window
Filed
Oct 16, 2020
original filing

Summary

Surevest, LLC reported $254M in U.S.-listed holdings across 81 positions for Q3 2020.

Its largest position, BND, represents 5.9% of the portfolio.

Compared with Q2 2020, the fund opened 6 new positions and exited 5.

Portfolio Metrics

Turnover
+3.8%
vs prior filed quarter
Top-10 Concentration
+27.0%
share of reported value
Largest Position
+5.9%
Vanguard Bd Index Fds
New / Exited
6 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $127MQ4 ’18Q1 ’19: $162MQ2 ’19: $193MQ2 ’19Q3 ’19: $203MQ4 ’19: $234MQ4 ’19Q1 ’20: $184MQ2 ’20: $226MQ2 ’20Q3 ’20: $254MQ4 ’20: $300MQ4 ’20Q1 ’21: $331MQ2 ’21: $384MQ2 ’21Q3 ’21: $396MQ4 ’21: $422MQ4 ’21Q1 ’22: $414MQ2 ’22: $381MQ2 ’22Q3 ’22: $368Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 84.0%ETP: 13.0%ADR: 1.9%REIT: 0.6%MLP: 0.5%
  • Common Stock · 84.0% · $214M
  • ETP · 13.0% · $33M
  • ADR · 1.9% · $5M
  • REIT · 0.6% · $1M
  • MLP · 0.5% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LMTLOCKHEED MARTIN CORPNEW+8.7K8.7K+$3M$3M
GSGOLDMAN SACHS GROUP INCNEW+10.6K10.6K+$2M$2M
FTCHQFARFETCH LTDNEW+82.7K82.7K+$2M$2M
ILPTINDUSTRIAL LOGISTICS PPTYS TNEW+64.2K64.2K+$1M$1M
MRSHMARSH & MCLENNAN COS INCNEW+2.0K2.0K+$229,000$229,000
CARRCARRIER GLOBAL CORPORATIONNEW+6.9K6.9K+$210,000$210,000
AAPLAPPLE INCADDED+54.0K74.5K+$1M$9M
EXMOCEXXON MOBIL CORPSOLD OUT−68.6K0−$3M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

77 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BNDVANGUARD BD INDEX FDShistory →TOTAL BND MRKT5.87%$15M169.3K
2AAPLAPPLE INChistory →COM3.39%$9M74.5K
3AMZNAMAZON COM INChistory →COM2.97%$8M2.4K
4GOOGALPHABET INCCAP STK CL C · CAP STK CL A2.30%$6M4.0K
5CRWDCROWDSTRIKE HLDGS INChistory →CL A2.17%$6M40.3K
6METAFACEBOOK INChistory →CL A2.13%$5M20.7K
7NOWSERVICENOW INChistory →COM2.12%$5M11.1K
8CRMSALESFORCE COM INChistory →COM2.12%$5M21.4K
9IGIBISHARES TRISHS 5-10YR INVT · ISHS 1-5YR INVS · RUS 2000 GRW ETF2.03%$5M86.0K
10BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS1.92%$5M16.6K
11PANWPALO ALTO NETWORKS INChistory →COM1.90%$5M19.8K
12MSFTMICROSOFT CORPhistory →COM1.81%$5M21.9K
13UPSUNITED PARCEL SERVICE INChistory →CL B1.79%$5M27.3K
14DISDISNEY WALT COhistory →COM DISNEY1.74%$4M35.7K
15SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.67%$4M12.7K
16CMICUMMINS INChistory →COM1.64%$4M19.7K
17NKENIKE INChistory →CL B1.61%$4M32.6K
18PIIPOLARIS INChistory →COM1.60%$4M43.3K
19APDAIR PRODS & CHEMS INChistory →COM1.59%$4M13.6K
20PEPPEPSICO INChistory →COM1.57%$4M28.8K
21CLCOLGATE PALMOLIVE COhistory →COM1.53%$4M50.6K
22SHWSHERWIN WILLIAMS COhistory →COM1.50%$4M5.5K
23EMREMERSON ELEC COhistory →COM1.50%$4M58.0K
24UNPUNION PAC CORPhistory →COM1.47%$4M18.9K
25MCDMCDONALDS CORPhistory →COM1.46%$4M17.0K
26GISGENERAL MLS INChistory →COM1.46%$4M60.2K
27GPCGENUINE PARTS COhistory →COM1.46%$4M39.0K
28VVISA INChistory →COM CL A1.45%$4M18.4K
29ITWILLINOIS TOOL WKS INChistory →COM1.45%$4M19.1K
30PGPROCTER AND GAMBLE COhistory →COM1.43%$4M26.1K
31AIZASSURANT INChistory →COM1.42%$4M29.7K
32JPMJPMORGAN CHASE & COhistory →COM1.40%$4M37.1K
33JNJJOHNSON & JOHNSONhistory →COM1.37%$3M23.5K
34BMYBRISTOL-MYERS SQUIBB COhistory →COM1.36%$3M57.6K
35MDTMEDTRONIC PLChistory →SHS1.36%$3M33.2K
36EDCONSOLIDATED EDISON INChistory →COM1.36%$3M44.4K
37VZVERIZON COMMUNICATIONS INChistory →COM1.35%$3M57.9K
38CLXCLOROX CO DELhistory →COM1.34%$3M16.2K
39WMWASTE MGMT INC DELhistory →COM1.33%$3M29.9K
40ABBVABBVIE INChistory →COM1.33%$3M38.6K
41DDOMINION ENERGY INChistory →COM1.33%$3M42.8K
42KOCOCA COLA COhistory →COM1.32%$3M68.2K
43KMBKIMBERLY CLARK CORPhistory →COM1.32%$3M22.8K
44MMM3M COhistory →COM1.32%$3M20.9K
45LMTLOCKHEED MARTIN CORPhistory →COM1.31%$3M8.7K
46NOCNORTHROP GRUMMAN CORPhistory →COM1.30%$3M10.5K
47KELKELLOGG COhistory →COM1.30%$3M51.3K
48CVXCHEVRON CORP NEWhistory →COM1.30%$3M46.0K
49TAT&T INChistory →COM1.30%$3M115.8K
50AFLAFLAC INChistory →COM1.29%$3M90.6K
51RTXRAYTHEON TECHNOLOGIES CORPhistory →COM1.27%$3M56.4K
52TRVTRAVELERS COMPANIES INChistory →COM1.26%$3M29.5K
53GDGENERAL DYNAMICS CORPhistory →COM1.25%$3M23.0K
54PEOPLES UNITED FINANCIAL INCCOM1.22%$3M300.9K
55PMPHILIP MORRIS INTL INChistory →COM1.11%$3M37.5K
56ANGLVANECK VECTORS ETF TRhistory →FALLEN ANGEL HG1.05%$3M89.6K
57SCHOSCHWAB STRATEGIC TRSHT TM US TRES0.99%$3M49.1K
58WFCWELLS FARGO CO NEWPERP PFD CNV A · COM0.95%$2M13.1K
59VOOVANGUARD INDEX FDSS&P 500 ETF SHS0.90%$2M7.4K
60GSGOLDMAN SACHS GROUP INCCOM0.84%$2M10.6K
61FTCHQFARFETCH LTDORD SH CL A0.82%$2M82.7K
62ILPTINDUSTRIAL LOGISTICS PPTYS TCOM SHS BEN INT0.55%$1M64.2K
63SPDWSPDR INDEX SHS FDSPORTFOLIO DEVLPD0.38%$959,00032.8K
64ADSKAUTODESK INCCOM0.34%$873,0003.8K
65OTISOTIS WORLDWIDE CORPCOM0.24%$602,0009.6K
66BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.21%$528,0002.5K
67EPDENTERPRISE PRODS PARTNERS LCOM0.17%$428,00027.1K
68MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.17%$423,00012.4K
69ORCLORACLE CORPCOM0.14%$364,0006.1K
70PDPINVESCO EXCHANGE TRADED FD TDWA MOMENTUM0.13%$331,0004.3K
71RMDRESMED INCCOM0.11%$289,0001.7K
72COSTCOSTCO WHSL CORP NEWCOM0.11%$275,000774
73ETENERGY TRANSFER LPCOM UT LTD PTN0.10%$261,00048.1K
74INTCINTEL CORPCOM0.09%$239,0004.6K
75MRSHMARSH & MCLENNAN COS INCCOM0.09%$229,0002.0K
76CARRCARRIER GLOBAL CORPORATIONCOM0.08%$210,0006.9K
77PAAPLAINS ALL AMERN PIPELINE LUNIT LTD PARTN0.08%$196,00032.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$368M528Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$381M594Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$414M546May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$422M554Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$396M109Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$384M99Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$331M92Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$300M88Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$254M81Oct 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$226M80Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$184M96Apr 16, 202013F-HRchanges · EDGAR ↗
Q4 2019$234M146Jan 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$203M133Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$193M134Jul 10, 201913F-HRchanges · EDGAR ↗
Q1 2019$162M122Apr 9, 201913F-HRchanges · EDGAR ↗
Q4 2018$127M141Feb 20, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.