SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Surevest, LLC

CIK 0001593842 · 1880 CENTURY PARK EAST, SUITE 1020, LOS ANGELES, CA, 90067 · 4802727116

Reported Value
$203M
Q3 2019
Positions
133
Filings on Record
16
2019–present window
Filed
Oct 15, 2019
original filing

Summary

Surevest, LLC reported $203M in U.S.-listed holdings across 133 positions for Q3 2019.

The portfolio is heavily concentrated: IQDG alone accounts for 21.3% of reported value.

Compared with Q2 2019, the fund opened 5 new positions and exited 6.

Portfolio Metrics

Turnover
+3.9%
vs prior filed quarter
Top-10 Concentration
+51.9%
share of reported value
Largest Position
+21.3%
Wisdomtree Tr
New / Exited
5 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $127MQ4 ’18Q1 ’19: $162MQ2 ’19: $193MQ2 ’19Q3 ’19: $203MQ4 ’19: $234MQ4 ’19Q1 ’20: $184MQ2 ’20: $226MQ2 ’20Q3 ’20: $254MQ4 ’20: $300MQ4 ’20Q1 ’21: $331MQ2 ’21: $384MQ2 ’21Q3 ’21: $396MQ4 ’21: $422MQ4 ’21Q1 ’22: $414MQ2 ’22: $381MQ2 ’22Q3 ’22: $368Mfilingsflow.com

Portfolio Composition

By security type
ETP: 47.8%Common Stock: 42.4%REIT: 4.5%Other: 2.8%MLP: 1.5%ADR: 0.9%
  • ETP · 47.8% · $97M
  • Common Stock · 42.4% · $86M
  • REIT · 4.5% · $9M
  • Other · 2.8% · $6M
  • MLP · 1.5% · $3M
  • ADR · 0.9% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BXBLACKSTONE GROUP INCNEW+34.0K34.0K+$2M$2M
CARLYLE GROUP L PNEW+45.8K45.8K+$1M$1M
AGGISHARES TRNEW+2.4K2.4K+$272,000$272,000
HEALTHCARE TR AMER INCNEW+9.3K9.3K+$272,000$272,000
RMDRESMED INCNEW+1.7K1.7K+$228,000$228,000
ALLERGAN PLCSOLD OUT−10.0K0−$2M$0
BXUSDBLACKSTONE GROUP L PSOLD OUT−32.7K0−$1M$0
VPLVANGUARD INTL EQUITY INDEX FSOLD OUT−4.0K0−$266,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

93 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IQDGWISDOMTREE TRINTL QULTY DIV · YIELD ENHANCD US · US MIDCAP DIVID · INTL SMCAP DIV · EMER MKT HIGH FD · CURRNCY INT EQ · US SMALLCAP FUND · INTL MIDCAP DV · US LARGECAP FUND · INDIA ERNGS FD · US MIDCAP FUND · FLOATNG RAT TREA · DYNAMIC LNG EQ · EM EX ST-OWNED · EMG MKTS SMCAP · EUROPE SMCP DV21.31%$43M1.20M
2STIPISHARES TR0-5 YR TIPS ETF · FLTG RATE NT ETF · INTL MOMENTUM FT · USA QUALITY FCTR · MSCI ACWI ETF · USA MOMENTUM FCT · NASDAQ BIOTECH · U.S. FIN SVC ETF · CORE US AGGBD ET · RUS MID CAP ETF · INTL QLTY FACTOR · SHRT NAT MUN ETF · US TREAS BD ETF11.86%$24M395.1K
3SJNKSPDR SERIES TRUSTBLOOMBERG SRT TR · S&P 400 MDCP GRW · S&P 600 SMCP VAL · HLTH CR EQUIP · S&P 600 SMCP GRW · S&P BK ETF · PRTFLO S&P500 HI · NUVEEN BLMBRG SR4.50%$9M221.1K
4VEUVANGUARD INTL EQUITY INDEX FALLWRLD EX US · FTSE EMR MKT ETF3.58%$7M147.5K
5STOTSSGA ACTIVE TRhistory →SPDR DBLELN SHRT2.79%$6M114.2K
6SPDWSPDR INDEX SHS FDShistory →PORTFOLIO DEVLPD2.57%$5M178.2K
7GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.47%$3M2.5K
8AMZNAMAZON COM INChistory →COM1.37%$3M1.6K
9DISDISNEY WALT COhistory →COM DISNEY1.26%$3M19.7K
10AVBAVALONBAY CMNTYS INChistory →COM1.22%$2M11.6K
11SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.15%$2M7.9K
12GISGENERAL MLS INChistory →COM1.11%$2M40.9K
13ELSEQUITY LIFESTYLE PPTYS INChistory →COM1.06%$2M16.2K
14ESSESSEX PPTY TR INChistory →COM1.05%$2M6.5K
15AAPLAPPLE INChistory →COM1.05%$2M9.5K
16VVISA INChistory →COM CL A1.02%$2M12.1K
17PGPROCTER & GAMBLE COhistory →COM1.02%$2M16.6K
18DLRDIGITAL RLTY TR INCCOM1.00%$2M15.6K
19NOCNORTHROP GRUMMAN CORPCOM0.96%$2M5.2K
20PEPPEPSICO INCCOM0.90%$2M13.4K
21MCDMCDONALDS CORPCOM0.87%$2M8.3K
22CRMSALESFORCE COM INCCOM0.87%$2M12.0K
23CMICUMMINS INCCOM0.86%$2M10.8K
24TAT&T INCCOM0.86%$2M46.0K
25VZVERIZON COMMUNICATIONS INCCOM0.85%$2M28.7K
26AIZASSURANT INCCOM0.85%$2M13.7K
27SHWSHERWIN WILLIAMS COCOM0.84%$2M3.1K
28AFLAFLAC INCCOM0.83%$2M32.2K
29EDCONSOLIDATED EDISON INCCOM0.83%$2M17.8K
30BXBLACKSTONE GROUP INCCOM CL A0.82%$2M34.0K
31EXMOCEXXON MOBIL CORPCOM0.81%$2M23.4K
32GPCGENUINE PARTS COCOM0.80%$2M16.4K
33PEOPLES UTD FINL INCCOM0.80%$2M104.1K
34DDOMINION ENERGY INCCOM0.79%$2M19.9K
35MDTMEDTRONIC PLCSHS0.79%$2M14.8K
36UNPUNION PACIFIC CORPCOM0.79%$2M9.9K
37JNJJOHNSON & JOHNSONCOM0.79%$2M12.3K
38UTXZUNITED TECHNOLOGIES CORPCOM0.77%$2M11.4K
39KELKELLOGG COCOM0.76%$2M24.0K
40RRYDER SYS INCCOM0.75%$2M29.6K
41WMWASTE MGMT INC DELCOM0.74%$2M13.1K
42TRVTRAVELERS COMPANIES INCCOM0.74%$1M10.1K
43KOCOCA COLA COCOM0.73%$1M27.1K
44GDGENERAL DYNAMICS CORPCOM0.72%$1M8.0K
45PIIPOLARIS INCCOM0.69%$1M16.0K
46GILDGILEAD SCIENCES INCCOM0.68%$1M22.0K
47EMREMERSON ELEC COCOM0.68%$1M20.7K
48CVXCHEVRON CORP NEWCOM0.68%$1M11.6K
49PMPHILIP MORRIS INTL INCCOM0.66%$1M17.8K
50ABBVABBVIE INCCOM0.66%$1M17.7K
51BABAALIBABA GROUP HLDG LTDSPONSORED ADS0.64%$1M7.8K
52MMM3M COCOM0.64%$1M7.9K
53RCLROYAL CARIBBEAN CRUISES LTDCOM0.58%$1M11.0K
54CARLYLE GROUP L PCOM UTS LTD PTN0.58%$1M45.8K
55VBRVANGUARD INDEX FDSSM CP VAL ETF · VALUE ETF0.55%$1M9.0K
56NKENIKE INCCL B0.51%$1M11.1K
57EGBNEAGLE BANCORP INC MDCOM0.51%$1M23.0K
58WFCWELLS FARGO CO NEWPERP PFD CNV A0.49%$999,000656
59KMBKIMBERLY CLARK CORPCOM0.49%$989,0007.0K
60APDAIR PRODS & CHEMS INCCOM0.48%$984,0004.4K
61BMYBRISTOL MYERS SQUIBB COCOM0.48%$980,00019.3K
62MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.47%$958,00014.5K
63ITWILLINOIS TOOL WKS INCCOM0.47%$951,0006.1K
64CLCOLGATE PALMOLIVE COCOM0.46%$944,00012.8K
65EPDENTERPRISE PRODS PARTNERS LCOM0.44%$898,00031.4K
66CLXCLOROX CO DELCOM0.44%$893,0005.9K
67MSFTMICROSOFT CORPCOM0.40%$818,0005.9K
68PDPINVESCO EXCHANGE TRADED FD TDWA MOMENTUM0.39%$791,00013.0K
69NTNXNUTANIX INCCL A0.39%$788,00030.0K
70ADSKAUTODESK INCCOM0.38%$780,0005.3K
71TDTORONTO DOMINION BK ONTCOM NEW0.35%$720,00012.4K
72LYFTLYFT INCCL A COM0.35%$718,00017.6K
73UNILEVER PLCSPON ADR NEW0.32%$653,00010.9K
74ETENERGY TRANSFER LPCOM UT LTD PTN0.31%$629,00048.1K
75PAAPLAINS ALL AMERN PIPELINE LUNIT LTD PARTN0.30%$606,00029.2K
76BTIBRITISH AMERN TOB PLCSPONSORED ADR0.29%$597,00016.2K
77BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.26%$531,0002.6K
78MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.24%$497,0001.4K
79COSTCOSTCO WHSL CORP NEWCOM0.24%$492,0001.7K
80CVSCVS HEALTH CORPCOM0.24%$484,0007.7K
81VIGVANGUARD GROUPDIV APP ETF0.19%$394,0003.3K
82GLAXOSMITHKLINE PLCSPONSORED ADR0.16%$319,0007.5K
83PIZINVESCO EXCHNG TRADED FD TRDWA DEV MKTS0.16%$315,00011.9K
84VYMVANGUARD WHITEHALL FDS INCHIGH DIV YLD0.15%$312,0003.5K
85JPMJPMORGAN CHASE & COCOM0.15%$305,0002.6K
86HEALTHCARE TR AMER INCCL A NEW0.13%$272,0009.3K
87AMGNAMGEN INCCOM0.12%$236,0001.2K
88CBCHUBB LIMITEDCOM0.11%$228,0001.4K
89RMDRESMED INCCOM0.11%$228,0001.7K
90PRUPRUDENTIAL FINL INCCOM0.11%$222,0002.5K
91VGTVANGUARD WORLD FDSINF TECH ETF0.11%$220,0001.0K
92PEGPUBLIC SVC ENTERPRISE GRP INCOM0.10%$211,0003.4K
93FFORD MTR CO DELCOM0.06%$121,00013.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$368M528Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$381M594Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$414M546May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$422M554Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$396M109Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$384M99Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$331M92Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$300M88Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$254M81Oct 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$226M80Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$184M96Apr 16, 202013F-HRchanges · EDGAR ↗
Q4 2019$234M146Jan 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$203M133Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$193M134Jul 10, 201913F-HRchanges · EDGAR ↗
Q1 2019$162M122Apr 9, 201913F-HRchanges · EDGAR ↗
Q4 2018$127M141Feb 20, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.