SEC 13F Intelligence

Managers / Q2 2019 · view latest →

Surevest, LLC

CIK 0001593842 · 1880 CENTURY PARK EAST, SUITE 1020, LOS ANGELES, CA, 90067 · 4802727116

Reported Value
$193M
Q2 2019
Positions
134
Filings on Record
16
2019–present window
Filed
Jul 10, 2019
original filing

Summary

Surevest, LLC reported $193M in U.S.-listed holdings across 134 positions for Q2 2019.

The portfolio is heavily concentrated: AGGY alone accounts for 22.2% of reported value.

Compared with Q1 2019, the fund opened 18 new positions and exited 6.

Portfolio Metrics

Turnover
+8.8%
vs prior filed quarter
Top-10 Concentration
+55.0%
share of reported value
Largest Position
+22.2%
Wisdomtree Tr
New / Exited
18 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $127MQ4 ’18Q1 ’19: $162MQ2 ’19: $193MQ2 ’19Q3 ’19: $203MQ4 ’19: $234MQ4 ’19Q1 ’20: $184MQ2 ’20: $226MQ2 ’20Q3 ’20: $254MQ4 ’20: $300MQ4 ’20Q1 ’21: $331MQ2 ’21: $384MQ2 ’21Q3 ’21: $396MQ4 ’21: $422MQ4 ’21Q1 ’22: $414MQ2 ’22: $381MQ2 ’22Q3 ’22: $368Mfilingsflow.com

Portfolio Composition

By security type
ETP: 50.9%Common Stock: 39.4%REIT: 3.9%Other: 3.3%MLP: 1.6%ADR: 0.9%
  • ETP · 50.9% · $98M
  • Common Stock · 39.4% · $76M
  • REIT · 3.9% · $8M
  • Other · 3.3% · $6M
  • MLP · 1.6% · $3M
  • ADR · 0.9% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TRVTRAVELERS COMPANIES INCNEW+9.0K9.0K+$1M$1M
LYFTLYFT INCNEW+13.8K13.8K+$904,000$904,000
APDAIR PRODS & CHEMS INCNEW+3.5K3.5K+$783,000$783,000
KMBKIMBERLY CLARK CORPNEW+5.4K5.4K+$720,000$720,000
PAAPLAINS ALL AMERN PIPELINE LNEW+29.2K29.2K+$712,000$712,000
ITWILLINOIS TOOL WKS INCNEW+4.7K4.7K+$707,000$707,000
CLCOLGATE PALMOLIVE CONEW+9.8K9.8K+$704,000$704,000
NKENIKE INCNEW+8.3K8.3K+$699,000$699,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2019

93 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AGGYWISDOMTREE TRYIELD ENHANCD US · INTL QULTY DIV · US MIDCAP DIVID · EMER MKT HIGH FD · INTL SMCAP DIV · CURRNCY INT EQ · INTL MIDCAP DV · US SMALLCAP FUND · INDIA ERNGS FD · US LARGECAP FUND · US MIDCAP FUND · FLOATNG RAT TREA · DYNAMIC LNG EQ · EM EX ST-OWNED · EMG MKTS SMCAP · EUROPE SMCP DV22.15%$43M1.16M
2STIPISHARES TR0-5 YR TIPS ETF · FLTG RATE NT ETF · INTL MOMENTUM FT · USA QUALITY FCTR · MSCI ACWI ETF · USA MOMENTUM FCT · NASDAQ BIOTECH · U.S. FIN SVC ETF · RUS MID CAP ETF · INTL QLTY FACTOR · SHRT NAT MUN ETF · US TREAS BD ETF12.59%$24M395.6K
3SJNKSPDR SERIES TRUSTBLOOMBERG SRT TR · S&P 400 MDCP GRW · S&P 600 SMCP VAL · HLTH CR EQUIP · S&P BK ETF · S&P 600 SMCP GRW · PRTFLO S&P500 HI · NUVEEN BLMBRG SR4.83%$9M222.3K
4VEUVANGUARD INTL EQUITY INDEX FALLWRLD EX US · FTSE EMR MKT ETF · FTSE PACIFIC ETF · FTSE EUROPE ETF4.07%$8M153.5K
5STOTSSGA ACTIVE TRhistory →SPDR DBLELN SHRT2.99%$6M116.0K
6SPDWSPDR INDEX SHS FDShistory →PORTFOLIO DEVLPD2.76%$5M179.6K
7AMZNAMAZON COM INChistory →COM1.58%$3M1.6K
8GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.45%$3M2.6K
9DISDISNEY WALT COhistory →COM DISNEY1.40%$3M19.3K
10AVBAVALONBAY CMNTYS INChistory →COM1.19%$2M11.2K
11SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.17%$2M7.7K
12GISGENERAL MLS INChistory →COM1.16%$2M42.4K
13AAPLAPPLE INCCOM0.98%$2M9.5K
14ELSEQUITY LIFESTYLE PPTYS INCCOM0.94%$2M14.9K
15CRMSALESFORCE COM INCCOM0.91%$2M11.6K
16ESSESSEX PPTY TR INCCOM0.91%$2M6.0K
17VVISA INCCOM CL A0.90%$2M10.0K
18PGPROCTER AND GAMBLE COCOM0.89%$2M15.6K
19DLRDIGITAL RLTY TR INCCOM0.87%$2M14.3K
20ALLERGAN PLCSHS0.87%$2M10.0K
21JNJJOHNSON & JOHNSONCOM0.87%$2M12.1K
22PEPPEPSICO INCCOM0.85%$2M12.5K
23NOCNORTHROP GRUMMAN CORPCOM0.80%$2M4.8K
24VZVERIZON COMMUNICATIONS INCCOM0.79%$2M26.6K
25BXUSDBLACKSTONE GROUP L PCOM UNIT LTD0.75%$1M32.7K
26EDCONSOLIDATED EDISON INCCOM0.73%$1M16.0K
27CMICUMMINS INCCOM0.72%$1M8.1K
28GILDGILEAD SCIENCES INCCOM0.72%$1M20.5K
29TAT&T INCCOM0.72%$1M41.2K
30DDOMINION ENERGY INCCOM0.71%$1M17.8K
31WMWASTE MGMT INC DELCOM0.70%$1M11.7K
32TRVTRAVELERS COMPANIES INCCOM0.70%$1M9.0K
33EXMOCEXXON MOBIL CORPCOM0.69%$1M17.5K
34AFLAFLAC INCCOM0.69%$1M24.4K
35MCDMCDONALDS CORPCOM0.69%$1M6.4K
36AIZASSURANT INCCOM0.69%$1M12.4K
37UTXZUNITED TECHNOLOGIES CORPCOM0.69%$1M10.1K
38GDGENERAL DYNAMICS CORPCOM0.67%$1M7.1K
39PEOPLES UTD FINL INCCOM0.67%$1M76.9K
40SHWSHERWIN WILLIAMS COCOM0.67%$1M2.8K
41PIIPOLARIS INDS INCCOM0.67%$1M14.1K
42CVXCHEVRON CORP NEWCOM0.67%$1M10.3K
43MDTMEDTRONIC PLCSHS0.66%$1M13.1K
44EGBNEAGLE BANCORP INC MDCOM0.65%$1M23.2K
45RRYDER SYS INCCOM0.65%$1M21.5K
46GPCGENUINE PARTS COCOM0.64%$1M11.9K
47KOCOCA COLA COCOM0.64%$1M24.0K
48RCLROYAL CARIBBEAN CRUISES LTDCOM0.64%$1M10.1K
49UNPUNION PACIFIC CORPCOM0.63%$1M7.2K
50MMM3M COCOM0.62%$1M6.9K
51EMREMERSON ELEC COCOM0.62%$1M17.9K
52VBRVANGUARD INDEX FDSSM CP VAL ETF · VALUE ETF0.61%$1M9.3K
53BABAALIBABA GROUP HLDG LTDSPONSORED ADS0.60%$1M6.8K
54PMPHILIP MORRIS INTL INCCOM0.59%$1M14.5K
55ABBVABBVIE INCCOM0.57%$1M15.2K
56KELKELLOGG COCOM0.56%$1M20.2K
57NTNXNUTANIX INCCL A0.54%$1M40.0K
58LYFTLYFT INCCL A COM0.47%$904,00013.8K
59MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.46%$890,00013.9K
60EPDENTERPRISE PRODS PARTNERS LCOM0.45%$872,00030.2K
61ADSKAUTODESK INCCOM0.45%$860,0005.3K
62PDPINVESCO EXCHANGE TRADED FD TDWA MOMENTUM0.44%$849,00014.1K
63UNILEVER PLCSPON ADR NEW0.41%$791,00012.8K
64APDAIR PRODS & CHEMS INCCOM0.41%$783,0003.5K
65TDTORONTO DOMINION BK ONTCOM NEW0.40%$768,00013.2K
66KMBKIMBERLY CLARK CORPCOM0.37%$720,0005.4K
67MSFTMICROSOFT CORPCOM0.37%$719,0005.4K
68PAAPLAINS ALL AMERN PIPELINE LUNIT LTD PARTN0.37%$712,00029.2K
69ITWILLINOIS TOOL WKS INCCOM0.37%$707,0004.7K
70CLCOLGATE PALMOLIVE COCOM0.37%$704,0009.8K
71NKENIKE INCCL B0.36%$699,0008.3K
72CLXCLOROX CO DELCOM0.36%$689,0004.5K
73ETENERGY TRANSFER LPCOM UT LTD PTN0.35%$677,00048.1K
74BMYBRISTOL MYERS SQUIBB COCOM0.34%$663,00014.6K
75BTIBRITISH AMERN TOB PLCSPONSORED ADR0.32%$610,00017.5K
76WFCWELLS FARGO CO NEWPERP PFD CNV A0.30%$576,000422
77BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.28%$543,0002.5K
78MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.26%$498,0001.4K
79COSTCOSTCO WHSL CORP NEWCOM0.23%$450,0001.7K
80CVSCVS HEALTH CORPCOM0.23%$447,0008.2K
81VIGVANGUARD GROUPDIV APP ETF0.22%$425,0003.7K
82PIZINVESCO EXCHNG TRADED FD TRDWA DEV MKTS0.19%$358,00013.2K
83CBCHUBB LIMITEDCOM0.16%$314,0002.1K
84PEGPUBLIC SVC ENTERPRISE GRP INCOM0.16%$306,0005.2K
85VYMVANGUARD WHITEHALL FDS INCHIGH DIV YLD0.16%$304,0003.5K
86GLAXOSMITHKLINE PLCSPONSORED ADR0.15%$298,0007.5K
87JPMJPMORGAN CHASE & COCOM0.14%$271,0002.4K
88PRUPRUDENTIAL FINL INCCOM0.13%$249,0002.5K
89HYSPIMCO ETF TR0-5 HIGH YIELD0.13%$244,0002.4K
90VGTVANGUARD WORLD FDSINF TECH ETF0.12%$231,0001.1K
91AMGNAMGEN INCCOM0.12%$225,0001.2K
92METAFACEBOOK INCCL A0.12%$225,0001.2K
93FFORD MTR CO DELCOM0.07%$135,00013.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$368M528Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$381M594Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$414M546May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$422M554Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$396M109Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$384M99Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$331M92Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$300M88Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$254M81Oct 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$226M80Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$184M96Apr 16, 202013F-HRchanges · EDGAR ↗
Q4 2019$234M146Jan 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$203M133Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$193M134Jul 10, 201913F-HRchanges · EDGAR ↗
Q1 2019$162M122Apr 9, 201913F-HRchanges · EDGAR ↗
Q4 2018$127M141Feb 20, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.