SEC 13F Intelligence

Managers / Q3 2024 · view latest →

Asset Allocation & Management Company, LLC

CIK 0001498383 · 10 S. RIVERSIDE PLAZA, SUITE 700, CHICAGO, IL, 60606 · 312-263-2900

Reported Value
$159M
Q3 2024
Positions
47
Filings on Record
26
2020–present window
Filed
Oct 22, 2024
original filing

Summary

Asset Allocation & Management Company, LLC reported $159M in U.S.-listed holdings across 47 positions for Q3 2024.

The portfolio is heavily concentrated: VTI alone accounts for 46.2% of reported value.

Compared with Q2 2024, the fund opened 1 new position and exited 2.

Portfolio Metrics

Turnover
+6.0%
vs prior filed quarter
Top-10 Concentration
+89.4%
share of reported value
Largest Position
+46.2%
Vanguard Index Fds
New / Exited
1 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’20: $217MQ3 ’20Q4 ’20: $155MQ1 ’21: $202MQ2 ’21: $217MQ2 ’21Q3 ’21: $185MQ4 ’21: $295MQ1 ’22: $279MQ1 ’22Q2 ’22: $240MQ3 ’22: $244MQ4 ’22: $259MQ4 ’22Q1 ’23: $249MQ2 ’23: $252MQ3 ’23: $167MQ3 ’23Q4 ’23: $149MQ1 ’24: $153MQ2 ’24: $151MQ2 ’24Q3 ’24: $159MQ4 ’24: $183MQ1 ’25: $198MQ1 ’25Q2 ’25: $216MQ3 ’25: $237MQ4 ’25: $251MQ4 ’25Q1 ’26: $270Mfilingsflow.com

Portfolio Composition

By security type
ETP: 95.2%Common Stock: 4.0%ADR: 0.5%Closed-End Fund: 0.3%
  • ETP · 95.2% · $151M
  • Common Stock · 4.0% · $6M
  • ADR · 0.5% · $828,000
  • Closed-End Fund · 0.3% · $422,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IBMINTERNATIONAL BUSINESS MACHSNEW+906906+$200,000$200,000
AVGOBROADCOM INCADDED+4.1K4.6K+$54,000$788,000
FTSLFIRST TR EXCHANGE-TRADED FDADDED+95.4K112.4K+$4M$5M
EMXCISHARES INCSOLD OUT−9.0K0−$531,000$0
IWMISHARES TRSOLD OUT−1.3K0−$258,000$0
JAAAJANUS DETROIT STR TRADDED+29.0K68.7K+$1M$3M
SRLNSSGA ACTIVE ETF TRTRIMMED−93.8K101.8K−$4M$4M
SPDR SER TRADDED+138.8K454.7K+$4M$11M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2024

31 positions (from 47 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VTIVANGUARD INDEX FDSTOTAL STK MKT · S&P 500 ETF SHS · GROWTH ETF · MCAP GR IDXVIP · MID CAP ETF · SMALL CP ETF46.22%$74M228.8K
2IVVISHARES TRCORE S&P500 ETF · ISHS 1-5YR INVS · IBOXX HI YD ETF · SELECT DIVID ETF · FALN ANGLS USD · CORE S&P MCP ETF · RUSSELL 3000 ETF · PFD AND INCM SEC · CORE S&P SCP ETF · CORE S&P TTL STK · MSCI EAFE ETF12.93%$21M199.4K
3VYMVANGUARD WHITEHALL FDShistory →HIGH DIV YLD8.30%$13M103.0K
4SPDR SER TRPORTFLI HIGH YLD6.87%$11M454.7K
5FTSLFIRST TR EXCHANGE-TRADED FDhistory →SENIOR LN FD3.24%$5M112.4K
6SRLNSSGA ACTIVE ETF TRhistory →BLACKSTONE SENR2.67%$4M101.8K
7VEAVANGUARD TAX-MANAGED FDShistory →VAN FTSE DEV MKT2.52%$4M75.9K
8SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ · US BRD MKT ETF2.24%$4M43.6K
9JAAAJANUS DETROIT STR TRhistory →HENDRSON AAA CL2.20%$3M68.7K
10VCSHVANGUARD SCOTTSDALE FDShistory →SHRT TRM CORP BD2.18%$3M43.7K
11SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.80%$3M5.0K
12VWOVANGUARD INTL EQUITY INDEX Fhistory →FTSE EMR MKT ETF1.53%$2M50.9K
13BRK/ABERKSHIRE HATHAWAY INC DELhistory →CL A1.30%$2M3
14RSPINVESCO EXCHANGE TRADED FD Thistory →S&P500 EQL WGT1.29%$2M11.5K
15QQQINVESCO QQQ TRhistory →UNIT SER 11.07%$2M3.5K
16GOOGLALPHABET INCCAP STK CL A0.71%$1M6.8K
17AVGOBROADCOM INCCOM0.50%$788,0004.6K
18FFORD MTR CO DELCOM0.33%$528,00050.0K
19CXCEMEX SAB DE CVSPON ADR NEW0.28%$451,00074.0K
20MPCMARATHON PETE CORPCOM0.26%$408,0002.5K
21BPBP PLCSPONSORED ADR0.24%$377,00012.0K
22NODKNI HLDGS INCCOM0.21%$339,00021.6K
23BSVVANGUARD BD INDEX FDSSHORT TRM BOND0.16%$247,0003.1K
24CMICUMMINS INCCOM0.16%$247,000763
25TGTTARGET CORPCOM0.14%$223,0001.4K
26VLOVALERO ENERGY CORPCOM0.14%$221,0001.6K
27VALVALARIS LTDCL A0.13%$211,0003.8K
28IBMINTERNATIONAL BUSINESS MACHSCOM0.13%$200,000906
29EFTEATON VANCE FLTING RATE INCCOM0.10%$167,00013.0K
30PFNPIMCO INCOME STRATEGY FD IICOM0.08%$133,00017.5K
31VVRINVESCO SR INCOME TRCOM0.08%$122,00030.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$270M94Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$251M94Jan 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$237M88Nov 3, 202513F-HRchanges · EDGAR ↗
Q2 2025$216M92Jul 16, 202513F-HRchanges · EDGAR ↗
Q1 2025$198M90Apr 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$183M83Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$159M47Oct 22, 202413F-HRchanges · EDGAR ↗
Q2 2024$151M48Jul 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$153M49Apr 11, 202413F-HRchanges · EDGAR ↗
Q4 2023$149M49Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$167M50Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$252M64Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$249M96Apr 17, 202313F-HRchanges · EDGAR ↗
Q4 2022$259M119Feb 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$244M117Oct 20, 202213F-HRchanges · EDGAR ↗
Q2 2022$240M116Jul 19, 202213F-HRchanges · EDGAR ↗
Q1 2022$279M121Apr 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$295M116Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$185M34Oct 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$217M46Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$202M61May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$155M35Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$217M42Nov 16, 202013F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • Mariner, LLC
  • ZAZOVE ASSOCIATES LLC
  • SECURIAN ASSET MANAGEMENT, INC
  • Muzinich & Co., Inc.

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.