Managers / Q2 2023 · view latest →
Asset Allocation & Management Company, LLC
CIK 0001498383 · 10 S. RIVERSIDE PLAZA, SUITE 700, CHICAGO, IL, 60606 · 312-263-2900
Summary
Asset Allocation & Management Company, LLC reported $252M in U.S.-listed holdings across 64 positions for Q2 2023.
The portfolio is heavily concentrated: IGSB alone accounts for 30.3% of reported value.
Compared with Q1 2023, the fund opened 5 new positions and exited 37.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- ETP · 91.9% · $231M
- Common Stock · 7.8% · $20M
- ADR · 0.2% · $423,000
- Closed-End Fund · 0.2% · $394,000
Quarter-over-Quarter Changes full breakdown →
vs Q1 2023 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| AGGISHARES TR | NEW | +151.5K | 151.5K | +$15M | $15M |
| BKLNINVESCO EXCH TRADED FD TR II | NEW | +307.4K | 307.4K | +$6M | $6M |
| FTSLFIRST TR EXCHANGE-TRADED FD | NEW | +142.4K | 142.4K | +$6M | $6M |
| PFFISHARES TR | NEW | +21.0K | 21.0K | +$650,000 | $650,000 |
| NODKNI HLDGS INC | NEW | +21.6K | 21.6K | +$321,000 | $321,000 |
| SPYSPDR S&P 500 ETF TR | ADDED | +7.1K | 12.7K | +$3M | $6M |
| SRLNSSGA ACTIVE ETF TR | ADDED | +197.2K | 369.7K | +$8M | $15M |
| HOPE BANCORP INC | SOLD OUT | −21.51M | 0 | −$21M | $0 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q2 2023
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IGSBISHARES TR | ISHS 1-5YR INVS · CORE US AGGBD ET · IBOXX INV CP ETF · CORE S&P500 ETF · IBOXX HI YD ETF · ESG AWR MSCI USA · CORE S&P MCP ETF · SELECT DIVID ETF · RUSSELL 3000 ETF · PFD AND INCM SEC · CORE S&P SCP ETF · CORE S&P TTL STK · RUSSELL 2000 ETF · MSCI EAFE ETF | 30.28% | $76M | 1.01M |
| 2 | VTIVANGUARD INDEX FDS | TOTAL STK MKT · S&P 500 ETF SHS · GROWTH ETF · MID CAP ETF · MCAP GR IDXVIP · SMALL CP ETF | 27.43% | $69M | 286.6K |
| 3 | VYMVANGUARD WHITEHALL FDShistory → | HIGH DIV YLD | 9.98% | $25M | 236.7K |
| 4 | SRLNSSGA ACTIVE ETF TRhistory → | BLACKSTONE SENR | 6.15% | $15M | 369.7K |
| 5 | VEAVANGUARD TAX-MANAGED FDShistory → | VAN FTSE DEV MKT | 2.61% | $7M | 142.1K |
| 6 | BKLNINVESCO EXCH TRADED FD TR IIhistory → | SR LN ETF | 2.57% | $6M | 307.4K |
| 7 | FTSLFIRST TR EXCHANGE-TRADED FDhistory → | SENIOR LN FD | 2.56% | $6M | 142.4K |
| 8 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 2.23% | $6M | 12.7K |
| 9 | AMZNAMAZON COM INChistory → | COM | 1.81% | $5M | 3.5K |
| 10 | VWOVANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF · ALLWRLD EX US | 1.77% | $4M | 106.5K |
| 11 | JAAAJANUS DETROIT STR TRhistory → | HENDRSON AAA CL | 1.58% | $4M | 79.6K |
| 12 | SCHDSCHWAB STRATEGIC TRhistory → | US DIVIDEND EQ | 1.50% | $4M | 51.8K |
| 13 | VCSHVANGUARD SCOTTSDALE FDShistory → | SHRT TRM CORP BD | 1.42% | $4M | 47.3K |
| 14 | ANGLVANECK ETF TRUST | FALLEN ANGEL HG | 0.78% | $2M | 70.6K |
| 15 | QQQINVESCO QQQ TR | UNIT SER 1 | 0.67% | $2M | 4.5K |
| 16 | GOOGALPHABET INC | CAP STK CL C · CAP STK CL A | 0.66% | $2M | 13.8K |
| 17 | BRK/ABERKSHIRE HATHAWAY INC DEL | CL A | 0.62% | $2M | 3 |
| 18 | WFCWELLS FARGO CO NEW | PERP PFD CNV A | 0.50% | $1M | 1.1K |
| 19 | MSFTMICROSOFT CORP | COM | 0.41% | $1M | 3.0K |
| 20 | AAPLAPPLE INC | COM | 0.40% | $1M | 5.3K |
| 21 | RTXRAYTHEON TECHNOLOGIES CORP | COM | 0.32% | $800,000 | 8.2K |
| 22 | FFORD MTR CO DEL | COM | 0.30% | $757,000 | 50.0K |
| 23 | ADPAUTOMATIC DATA PROCESSING IN | COM | 0.29% | $727,000 | 3.3K |
| 24 | AMGNAMGEN INC | COM | 0.27% | $681,000 | 3.1K |
| 25 | JNJJOHNSON & JOHNSON | COM | 0.26% | $662,000 | 4.0K |
| 26 | PMPHILIP MORRIS INTL INC | COM | 0.26% | $656,000 | 6.7K |
| 27 | UNPUNION PAC CORP | COM | 0.26% | $653,000 | 3.2K |
| 28 | MTBM & T BK CORP | COM | 0.24% | $612,000 | 4.9K |
| 29 | PFEPFIZER INC | COM | 0.22% | $551,000 | 15.0K |
| 30 | BACBANK AMERICA CORP | COM | 0.19% | $476,000 | 16.6K |
| 31 | EMXCISHARES INC | MSCI EMRG CHN | 0.19% | $466,000 | 9.0K |
| 32 | BPBP PLC | SPONSORED ADR | 0.17% | $423,000 | 12.0K |
| 33 | AVGOBROADCOM INC | COM | 0.16% | $396,000 | 457 |
| 34 | NODKNI HLDGS INC | COM | 0.13% | $321,000 | 21.6K |
| 35 | MPCMARATHON PETE CORP | COM | 0.12% | $292,000 | 2.5K |
| 36 | PNCPNC FINL SVCS GROUP INC | COM | 0.10% | $260,000 | 2.1K |
| 37 | BSVVANGUARD BD INDEX FDS | SHORT TRM BOND | 0.09% | $237,000 | 3.1K |
| 38 | SDYSPDR SER TR | S&P DIVID ETF | 0.09% | $233,000 | 1.9K |
| 39 | TRVTRAVELERS COMPANIES INC | COM | 0.09% | $215,000 | 1.2K |
| 40 | GDGENERAL DYNAMICS CORP | COM | 0.08% | $212,000 | 985 |
| 41 | KOCOCA COLA CO | COM | 0.08% | $211,000 | 3.5K |
| 42 | EFTEATON VANCE FLTING RATE INC | COM | 0.06% | $152,000 | 13.0K |
| 43 | PFNPIMCO INCOME STRATEGY FD II | COM | 0.05% | $126,000 | 17.5K |
| 44 | VVRINVESCO SR INCOME TR | COM | 0.05% | $116,000 | 30.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $270M | 94 | Apr 15, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $251M | 94 | Jan 12, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $237M | 88 | Nov 3, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $216M | 92 | Jul 16, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $198M | 90 | Apr 8, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $183M | 83 | Jan 13, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $159M | 47 | Oct 22, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $151M | 48 | Jul 9, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $153M | 49 | Apr 11, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $149M | 49 | Feb 9, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $167M | 50 | Oct 17, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $252M | 64 | Aug 8, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $249M | 96 | Apr 17, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $259M | 119 | Feb 9, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $244M | 117 | Oct 20, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $240M | 116 | Jul 19, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $279M | 121 | Apr 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $295M | 116 | Feb 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $185M | 34 | Oct 15, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $217M | 46 | Aug 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $202M | 61 | May 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $155M | 35 | Feb 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $217M | 42 | Nov 16, 2020 | 13F-HR | changes · EDGAR ↗ |
Other Included Managers
This filing reports holdings on behalf of 4 additional managers.
- Mariner, LLC
- ZAZOVE ASSOCIATES LLC
- SECURIAN ASSET MANAGEMENT, INC
- Muzinich & Co., Inc.
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.