SEC 13F Intelligence

Managers / Q1 2024 · view latest →

Asset Allocation & Management Company, LLC

CIK 0001498383 · 10 S. RIVERSIDE PLAZA, SUITE 700, CHICAGO, IL, 60606 · 312-263-2900

Reported Value
$153M
Q1 2024
Positions
49
Filings on Record
26
2020–present window
Filed
Apr 11, 2024
original filing

Summary

Asset Allocation & Management Company, LLC reported $153M in U.S.-listed holdings across 49 positions for Q1 2024.

The portfolio is heavily concentrated: VTI alone accounts for 43.2% of reported value.

Compared with Q4 2023, the fund opened 3 new positions and exited 3.

Portfolio Metrics

Turnover
+4.2%
vs prior filed quarter
Top-10 Concentration
+91.1%
share of reported value
Largest Position
+43.2%
Vanguard Index Fds
New / Exited
3 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’20: $217MQ3 ’20Q4 ’20: $155MQ1 ’21: $202MQ2 ’21: $217MQ2 ’21Q3 ’21: $185MQ4 ’21: $295MQ1 ’22: $279MQ1 ’22Q2 ’22: $240MQ3 ’22: $244MQ4 ’22: $259MQ4 ’22Q1 ’23: $249MQ2 ’23: $252MQ3 ’23: $167MQ3 ’23Q4 ’23: $149MQ1 ’24: $153MQ2 ’24: $151MQ2 ’24Q3 ’24: $159MQ4 ’24: $183MQ1 ’25: $198MQ1 ’25Q2 ’25: $216MQ3 ’25: $237MQ4 ’25: $251MQ4 ’25Q1 ’26: $270Mfilingsflow.com

Portfolio Composition

By security type
ETP: 95.0%Common Stock: 4.0%ADR: 0.7%Closed-End Fund: 0.3%
  • ETP · 95.0% · $145M
  • Common Stock · 4.0% · $6M
  • ADR · 0.7% · $1M
  • Closed-End Fund · 0.3% · $432,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
JAAAJANUS DETROIT STR TRNEW+15.0K15.0K+$761,000$761,000
SCHBSCHWAB STRATEGIC TRNEW+6.8K6.8K+$413,000$413,000
CMICUMMINS INCNEW+763763+$225,000$225,000
IJHISHARES TRADDED+20.5K25.5K+$152,000$2M
ISHARES TRSOLD OUT−41.0K0−$5M$0
WFCWELLS FARGO CO NEWSOLD OUT−1.1K0−$1M$0
SDYSPDR SER TRSOLD OUT−1.9K0−$238,000$0
CXCEMEX SAB DE CVTRIMMED−46.5K74.0K−$267,000$667,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2024

31 positions (from 49 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VTIVANGUARD INDEX FDSTOTAL STK MKT · S&P 500 ETF SHS · GROWTH ETF · MID CAP ETF · MCAP GR IDXVIP · SMALL CP ETF43.15%$66M226.9K
2IVVISHARES TRCORE S&P500 ETF · ESG AWR MSCI USA · ISHS 1-5YR INVS · CORE S&P MCP ETF · IBOXX HI YD ETF · SELECT DIVID ETF · FALN ANGLS USD · RUSSELL 3000 ETF · PFD AND INCM SEC · CORE S&P SCP ETF · CORE S&P TTL STK · RUSSELL 2000 ETF · MSCI EAFE ETF16.48%$25M245.3K
3VYMVANGUARD WHITEHALL FDShistory →HIGH DIV YLD9.19%$14M116.0K
4SRLNSSGA ACTIVE ETF TRhistory →BLACKSTONE SENR5.39%$8M195.6K
5SPDR SER TRPORTFLI HIGH YLD4.52%$7M294.4K
6VEAVANGUARD TAX-MANAGED FDShistory →VAN FTSE DEV MKT3.99%$6M121.4K
7SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ · US BRD MKT ETF2.21%$3M43.6K
8VCSHVANGUARD SCOTTSDALE FDShistory →SHRT TRM CORP BD2.21%$3M43.7K
9VWOVANGUARD INTL EQUITY INDEX Fhistory →FTSE EMR MKT ETF2.19%$3M80.2K
10SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.70%$3M5.0K
11RSPINVESCO EXCHANGE TRADED FD Thistory →S&P500 EQL WGT1.27%$2M11.5K
12BRK/ABERKSHIRE HATHAWAY INC DELhistory →CL A1.25%$2M3
13QQQINVESCO QQQ TRhistory →UNIT SER 11.18%$2M4.0K
14GOOGLALPHABET INCCAP STK CL A0.67%$1M6.8K
15FTSLFIRST TR EXCHANGE-TRADED FDSENIOR LN FD0.51%$786,00017.0K
16JAAAJANUS DETROIT STR TRHENDRSON AAA CL0.50%$761,00015.0K
17CXCEMEX SAB DE CVSPON ADR NEW0.44%$667,00074.0K
18FFORD MTR CO DELCOM0.43%$664,00050.0K
19AVGOBROADCOM INCCOM0.40%$606,000457
20EMXCISHARES INCMSCI EMRG CHN0.34%$516,0009.0K
21MPCMARATHON PETE CORPCOM0.33%$504,0002.5K
22BPBP PLCSPONSORED ADR0.30%$452,00012.0K
23NODKNI HLDGS INCCOM0.21%$327,00021.6K
24VALVALARIS LTDCL A0.19%$285,0003.8K
25VLOVALERO ENERGY CORPCOM0.18%$279,0001.6K
26TGTTARGET CORPCOM0.17%$253,0001.4K
27BSVVANGUARD BD INDEX FDSSHORT TRM BOND0.16%$241,0003.1K
28CMICUMMINS INCCOM0.15%$225,000763
29EFTEATON VANCE FLTING RATE INCCOM0.11%$173,00013.0K
30PFNPIMCO INCOME STRATEGY FD IICOM0.09%$131,00017.5K
31VVRINVESCO SR INCOME TRCOM0.08%$128,00030.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$270M94Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$251M94Jan 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$237M88Nov 3, 202513F-HRchanges · EDGAR ↗
Q2 2025$216M92Jul 16, 202513F-HRchanges · EDGAR ↗
Q1 2025$198M90Apr 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$183M83Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$159M47Oct 22, 202413F-HRchanges · EDGAR ↗
Q2 2024$151M48Jul 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$153M49Apr 11, 202413F-HRchanges · EDGAR ↗
Q4 2023$149M49Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$167M50Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$252M64Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$249M96Apr 17, 202313F-HRchanges · EDGAR ↗
Q4 2022$259M119Feb 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$244M117Oct 20, 202213F-HRchanges · EDGAR ↗
Q2 2022$240M116Jul 19, 202213F-HRchanges · EDGAR ↗
Q1 2022$279M121Apr 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$295M116Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$185M34Oct 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$217M46Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$202M61May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$155M35Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$217M42Nov 16, 202013F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • Mariner, LLC
  • ZAZOVE ASSOCIATES LLC
  • SECURIAN ASSET MANAGEMENT, INC
  • Muzinich & Co., Inc.

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.