SEC 13F Intelligence

Managers / Q1 2022 · view latest →

Asset Allocation & Management Company, LLC

CIK 0001498383 · 10 S. RIVERSIDE PLAZA, SUITE 700, CHICAGO, IL, 60606 · 312-263-2900

Reported Value
$279M
Q1 2022
Positions
121
Filings on Record
26
2020–present window
Filed
Apr 11, 2022
original filing

Summary

Asset Allocation & Management Company, LLC reported $279M in U.S.-listed holdings across 121 positions for Q1 2022.

Its largest position, VTI, represents 20.0% of the portfolio.

Compared with Q4 2021, the fund opened 10 new positions and exited 5.

Portfolio Metrics

Turnover
+13.7%
vs prior filed quarter
Top-10 Concentration
+70.7%
share of reported value
Largest Position
+20.0%
Vanguard Index Fds
New / Exited
10 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’20: $217MQ3 ’20Q4 ’20: $155MQ1 ’21: $202MQ2 ’21: $217MQ2 ’21Q3 ’21: $185MQ4 ’21: $295MQ1 ’22: $279MQ1 ’22Q2 ’22: $240MQ3 ’22: $244MQ4 ’22: $259MQ4 ’22Q1 ’23: $249MQ2 ’23: $252MQ3 ’23: $167MQ3 ’23Q4 ’23: $149MQ1 ’24: $153MQ2 ’24: $151MQ2 ’24Q3 ’24: $159MQ4 ’24: $183MQ1 ’25: $198MQ1 ’25Q2 ’25: $216MQ3 ’25: $237MQ4 ’25: $251MQ4 ’25Q1 ’26: $270Mfilingsflow.com

Portfolio Composition

By security type
ETP: 66.9%Common Stock: 24.6%US DOMESTIC: 7.8%Other: 0.4%Closed-End Fund: 0.2%ADR: 0.1%
  • ETP · 66.9% · $186M
  • Common Stock · 24.6% · $69M
  • US DOMESTIC · 7.8% · $22M
  • Other · 0.4% · $1M
  • Closed-End Fund · 0.2% · $470,000
  • ADR · 0.1% · $353,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+63.0K63.0K+$8M$8M
BKLNINVESCO EXCH TRADED FD TR IINEW+285.4K285.4K+$6M$6M
FTSLFIRST TR EXCHANGE-TRADED FDNEW+126.6K126.6K+$6M$6M
GOOGALPHABET INCNEW+350350+$978,000$978,000
FFORD MTR CO DELNEW+50.0K50.0K+$846,000$846,000
GMGENERAL MTRS CONEW+18.4K18.4K+$804,000$804,000
BBYBEST BUY INCNEW+8.2K8.2K+$745,000$745,000
IJRISHARES TRNEW+6.6K6.6K+$716,000$716,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2022

104 positions (from 121 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VTIVANGUARD INDEX FDSTOTAL STK MKT · S&P 500 ETF SHS · GROWTH ETF · MID CAP ETF · MCAP GR IDXVIP · SMALL CP ETF19.99%$56M218.8K
2IGSBISHARES TRISHS 1-5YR INVS · CORE S&P500 ETF · IBOXX INV CP ETF · IBOXX HI YD ETF · MSCI EAFE ETF · CORE S&P MCP ETF · SELECT DIVID ETF · CORE S&P SCP ETF · CORE S&P TTL STK · RUSSELL 2000 ETF · MORTGE REL ETF18.95%$53M693.0K
3VYMVANGUARD WHITEHALL FDShistory →HIGH DIV YLD9.59%$27M238.1K
4HOPE BANCORP INCNOTE 2.000% 5/17.84%$22M22.20M
5SRLNSSGA ACTIVE ETF TRhistory →BLACKSTONE SENR4.16%$12M258.0K
6BKLNINVESCO EXCH TRADED FD TR IIhistory →SR LN ETF2.23%$6M285.4K
7FTSLFIRST TR EXCHANGE-TRADED FDhistory →SENIOR LN FD2.14%$6M126.6K
8VEAVANGUARD TAX-MANAGED INTL FDhistory →FTSE DEV MKT ETF2.14%$6M124.2K
9VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · ALLWRLD EX US2.04%$6M115.6K
10ESGVVANGUARD WORLD FDhistory →ESG US STK ETF1.64%$5M56.5K
11VCSHVANGUARD SCOTTSDALE FDShistory →SHRT TRM CORP BD1.32%$4M47.3K
12SPYSPDR S&P 500 ETF TRTR UNIT0.91%$3M5.6K
13GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.69%$2M689
14JAAAJANUS DETROIT STR TRHENDRSON AAA CL0.66%$2M36.5K
15COPCONOCOPHILLIPSCOM0.62%$2M17.2K
16QQQINVESCO QQQ TRUNIT SER 10.59%$2M4.5K
17BRK/ABERKSHIRE HATHAWAY INC DELCL A0.57%$2M3
18PGPROCTER AND GAMBLE COCOM0.56%$2M10.3K
19MCDMCDONALDS CORPCOM0.54%$2M6.1K
20AVGOBROADCOM INCCOM0.54%$1M2.4K
21JNJJOHNSON & JOHNSONCOM0.53%$1M8.4K
22LMTLOCKHEED MARTIN CORPCOM0.52%$1M3.3K
23QCOMQUALCOMM INCCOM0.51%$1M9.3K
24MSFTMICROSOFT CORPCOM0.50%$1M4.5K
25HDHOME DEPOT INCCOM0.49%$1M4.5K
26PEPPEPSICO INCCOM0.47%$1M7.8K
27AAPLAPPLE INCCOM0.45%$1M7.3K
28TRVTRAVELERS COMPANIES INCCOM0.44%$1M6.8K
29APDAIR PRODS & CHEMS INCCOM0.44%$1M4.9K
30PFEPFIZER INCCOM0.44%$1M23.5K
31UNPUNION PAC CORPCOM0.43%$1M4.4K
32KOCOCA COLA COCOM0.43%$1M19.3K
33HPQHP INCCOM0.42%$1M32.1K
34CSCOCISCO SYS INCCOM0.42%$1M20.9K
35MTBM & T BK CORPCOM0.41%$1M6.8K
36GDGENERAL DYNAMICS CORPCOM0.41%$1M4.8K
37RTXRAYTHEON TECHNOLOGIES CORPCOM0.40%$1M11.3K
38TSNTYSON FOODS INCCL A0.39%$1M12.2K
39TXNTEXAS INSTRS INCCOM0.39%$1M5.9K
40LLYLILLY ELI & COCOM0.38%$1M3.7K
41AMPAMERIPRISE FINL INCCOM0.38%$1M3.5K
42UPSUNITED PARCEL SERVICE INCCL B0.38%$1M4.9K
43BMYBRISTOL-MYERS SQUIBB COCOM0.37%$1M14.3K
44ADPAUTOMATIC DATA PROCESSING INCOM0.37%$1M4.6K
45CAHCARDINAL HEALTH INCCOM0.37%$1M18.2K
46AMGNAMGEN INCCOM0.37%$1M4.2K
47CATCATERPILLAR INCCOM0.36%$1M4.5K
48INTCINTEL CORPCOM0.36%$1M20.3K
49CMICUMMINS INCCOM0.35%$986,0004.8K
50GPCGENUINE PARTS COCOM0.35%$986,0007.8K
51JPMJPMORGAN CHASE & COCOM0.35%$972,0007.1K
52MDLZMONDELEZ INTL INCCL A0.35%$966,00015.4K
53KMBKIMBERLY-CLARK CORPCOM0.35%$964,0007.8K
54BACBK OF AMERICA CORPCOM0.34%$943,00022.9K
55CLCOLGATE PALMOLIVE COCOM0.33%$929,00012.2K
56PNCPNC FINL SVCS GROUP INCCOM0.33%$922,0005.0K
57ABTABBOTT LABSCOM0.32%$894,0007.6K
58PMPHILIP MORRIS INTL INCCOM0.31%$871,0009.3K
59ITWILLINOIS TOOL WKS INCCOM0.31%$858,0004.1K
60FFORD MTR CO DELCOM0.30%$846,00050.0K
61GMGENERAL MTRS COCOM0.29%$804,00018.4K
62GILDGILEAD SCIENCES INCCOM0.28%$780,00013.1K
63BBYBEST BUY INCCOM0.27%$745,0008.2K
64TGTTARGET CORPCOM0.26%$728,0003.4K
65VFCV F CORPCOM0.25%$710,00012.5K
66CANADIAN PAC RY LTDCOM0.24%$667,0008.1K
67MMM3M COCOM0.24%$661,0004.4K
68AMZNAMAZON COM INCCOM0.20%$570,000175
69ARISTA NETWORKS INCCOM0.20%$556,0004.0K
70EMXCISHARES INCMSCI EMRG CHN0.19%$522,0009.0K
71II-VI INCCOM0.18%$515,0007.1K
72MCHPMICROCHIP TECHNOLOGY INC.COM0.18%$494,0006.6K
73CVXCHEVRON CORP NEWCOM0.17%$472,0002.9K
74METMETLIFE INCCOM0.17%$464,0006.6K
75UNHUNITEDHEALTH GROUP INCCOM0.16%$459,000900
76BKRBAKER HUGHES COMPANYCL A0.16%$437,00012.0K
77BLACKROCK INCCOM0.15%$432,000565
78MRKMERCK & CO INCCOM0.15%$431,0005.3K
79KLACKLA CORPCOM NEW0.15%$421,0001.1K
80FDXFEDEX CORPCOM0.15%$417,0001.8K
81CVSCVS HEALTH CORPCOM0.15%$405,0004.0K
82FFIVF5 INCCOM0.14%$397,0001.9K
83GLDSPDR GOLD TRGOLD SHS0.14%$384,0002.1K
84VZVERIZON COMMUNICATIONS INCCOM0.14%$382,0007.5K
85ALBALBEMARLE CORPCOM0.13%$373,0001.7K
86BPBP PLCSPONSORED ADR0.13%$353,00012.0K
87FITBFIFTH THIRD BANCORPCOM0.12%$341,0007.9K
88SYKSTRYKER CORPORATIONCOM0.12%$321,0001.2K
89LHXL3HARRIS TECHNOLOGIES INCCOM0.11%$311,0001.3K
90LULULULULEMON ATHLETICA INCCOM0.11%$310,000850
91MRSHMARSH & MCLENNAN COS INCCOM0.10%$290,0001.7K
92SBUXSTARBUCKS CORPCOM0.10%$273,0003.0K
93VVISA INCCOM CL A0.09%$255,0001.1K
94IPGINTERPUBLIC GROUP COS INCCOM0.09%$255,0007.2K
95BSVVANGUARD BD INDEX FDSSHORT TRM BOND0.09%$245,0003.1K
96SDYSPDR SER TRS&P DIVID ETF0.09%$244,0001.9K
97TJXTJX COS INC NEWCOM0.09%$242,0004.0K
98MSMORGAN STANLEYCOM NEW0.08%$232,0002.7K
99KNXKNIGHT-SWIFT TRANSN HLDGS INCL A0.08%$230,0004.5K
100MPCMARATHON PETE CORPCOM0.08%$214,0002.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$270M94Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$251M94Jan 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$237M88Nov 3, 202513F-HRchanges · EDGAR ↗
Q2 2025$216M92Jul 16, 202513F-HRchanges · EDGAR ↗
Q1 2025$198M90Apr 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$183M83Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$159M47Oct 22, 202413F-HRchanges · EDGAR ↗
Q2 2024$151M48Jul 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$153M49Apr 11, 202413F-HRchanges · EDGAR ↗
Q4 2023$149M49Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$167M50Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$252M64Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$249M96Apr 17, 202313F-HRchanges · EDGAR ↗
Q4 2022$259M119Feb 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$244M117Oct 20, 202213F-HRchanges · EDGAR ↗
Q2 2022$240M116Jul 19, 202213F-HRchanges · EDGAR ↗
Q1 2022$279M121Apr 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$295M116Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$185M34Oct 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$217M46Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$202M61May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$155M35Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$217M42Nov 16, 202013F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • Mariner, LLC
  • ZAZOVE ASSOCIATES LLC
  • SECURIAN ASSET MANAGEMENT, INC
  • Muzinich & Co., Inc.

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.