SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Asset Allocation & Management Company, LLC

CIK 0001498383 · 10 S. RIVERSIDE PLAZA, SUITE 700, CHICAGO, IL, 60606 · 312-263-2900

Reported Value
$217M
Q3 2020
Positions
42
Filings on Record
26
2020–present window
Filed
Nov 16, 2020
original filing

Summary

Asset Allocation & Management Company, LLC reported $217M in U.S.-listed holdings across 42 positions for Q3 2020.

The portfolio is heavily concentrated: IGSB alone accounts for 42.4% of reported value.

Portfolio Metrics

Top-10 Concentration
+98.1%
share of reported value
Largest Position
+42.4%
Ishares Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’20: $217MQ3 ’20Q4 ’20: $155MQ1 ’21: $202MQ2 ’21: $217MQ2 ’21Q3 ’21: $185MQ4 ’21: $295MQ1 ’22: $279MQ1 ’22Q2 ’22: $240MQ3 ’22: $244MQ4 ’22: $259MQ4 ’22Q1 ’23: $249MQ2 ’23: $252MQ3 ’23: $167MQ3 ’23Q4 ’23: $149MQ1 ’24: $153MQ2 ’24: $151MQ2 ’24Q3 ’24: $159MQ4 ’24: $183MQ1 ’25: $198MQ1 ’25Q2 ’25: $216MQ3 ’25: $237MQ4 ’25: $251MQ4 ’25Q1 ’26: $270Mfilingsflow.com

Portfolio Composition

By security type
ETP: 97.9%Common Stock: 1.7%Closed-End Fund: 0.2%ADR: 0.1%Other: 0.0%
  • ETP · 97.9% · $212M
  • Common Stock · 1.7% · $4M
  • Closed-End Fund · 0.2% · $423,000
  • ADR · 0.1% · $210,000
  • Other · 0.0% · $80,000

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
IGSBISHARES TRNEW+910.0K910.0K+$50M$50M
IVVISHARES TRNEW+86.8K86.8K+$29M$29M
VTIVANGUARD INDEX FDSNEW+169.4K169.4K+$29M$29M
VYMVANGUARD WHITEHALL FNEW+294.9K294.9K+$24M$24M
VOOVANGUARD INDEX FDSNEW+65.2K65.2K+$20M$20M
VBVANGUARD INDEX FDSNEW+59.7K59.7K+$9M$9M
VWOVANGUARD INTL EQUITYNEW+157.2K157.2K+$7M$7M
SPYSPDR S&P 500 ETF TRNEW+20.0K20.0K+$7M$7M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

23 positions (from 42 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IGSBISHARES TRISHS 1-5YR INVS · CORE S&P500 ETF · CORE S&P MCP ETF · MSCI KLD400 SOC · MSCI EAFE ETF · CORE S&P TTL STK · RUSSELL 3000 ETF · IBOXX HI YD ETF · SELECT DIVID ETF · CORE S&P SCP ETF · CORE MSCI EAFE · MORTGE REL ETF42.40%$92M1.13M
2VTIVANGUARD INDEX FDSTOTAL STK MKT · S&P 500 ETF SHS · SMALL CP ETF · GROWTH ETF · MID CAP ETF · MCAP GR IDXVIP30.22%$65M332.0K
3VYMVANGUARD WHITEHALL Fhistory →HIGH DIV YLD11.01%$24M294.9K
4VWOVANGUARD INTL EQUITYFTSE EMR MKT ETF · ALLWRLD EX US4.33%$9M208.6K
5SPYSPDR S&P 500 ETF TRhistory →TR UNIT3.09%$7M20.0K
6VEAVANGUARD TAX-MANAGEDhistory →FTSE DEV MKT ETF2.42%$5M127.9K
7SDYSPDR SER TRhistory →S&P DIVID ETF1.87%$4M43.8K
8BSVVANGUARD BD INDEX FDSHORT TRM BOND · INTERMED TERM · LONG TERM BOND1.76%$4M43.1K
9QQQINVESCO QQQ TRUNIT SER 10.58%$1M4.5K
10BRK/ABERKSHIRE HATHAWAY ICL A0.44%$960,0003
11VXUSVANGUARD STAR FDSVG TL INTL STK F0.27%$585,00011.2K
12VLOVALERO ENERGY CORPCOM0.25%$540,00012.5K
13GOOGLALPHABET INCCAP STK CL A0.24%$519,000354
14GMGENERAL MTRS COCOM0.23%$508,00017.2K
15IBMINTERNATIONAL BUSINECOM0.21%$447,0003.7K
16VZVERIZON COMMUNICATIOCOM0.14%$306,0005.2K
17TGTTARGET CORPCOM0.12%$258,0001.6K
18BPBP PLCSPONSORED ADR0.10%$210,00012.0K
19AVGOBROADCOM INCCOM0.09%$204,000561
20PFNPIMCO INCOME STRATEGCOM0.07%$159,00017.5K
21EFTEATON VANCE FLTING RCOM0.07%$154,00013.0K
22VVRINVESCO SR INCOME TRCOM0.05%$110,00030.0K
23GENERAL ELECTRIC COCOM0.04%$80,00012.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$270M94Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$251M94Jan 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$237M88Nov 3, 202513F-HRchanges · EDGAR ↗
Q2 2025$216M92Jul 16, 202513F-HRchanges · EDGAR ↗
Q1 2025$198M90Apr 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$183M83Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$159M47Oct 22, 202413F-HRchanges · EDGAR ↗
Q2 2024$151M48Jul 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$153M49Apr 11, 202413F-HRchanges · EDGAR ↗
Q4 2023$149M49Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$167M50Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$252M64Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$249M96Apr 17, 202313F-HRchanges · EDGAR ↗
Q4 2022$259M119Feb 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$244M117Oct 20, 202213F-HRchanges · EDGAR ↗
Q2 2022$240M116Jul 19, 202213F-HRchanges · EDGAR ↗
Q1 2022$279M121Apr 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$295M116Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$185M34Oct 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$217M46Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$202M61May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$155M35Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$217M42Nov 16, 202013F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • SECURIAN ASSET MANAGEMENT, INC
  • Mariner, LLC
  • ZAZOVE ASSOCIATES LLC
  • Muzinich & Co., Inc.

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.