SEC 13F Intelligence

Managers / Q3 2025 · view latest →

Asset Allocation & Management Company, LLC

CIK 0001498383 · 10 S. RIVERSIDE PLAZA, SUITE 700, CHICAGO, IL, 60606 · 312-263-2900

Reported Value
$237M
Q3 2025
Positions
88
Filings on Record
26
2020–present window
Filed
Nov 3, 2025
original filing

Summary

Asset Allocation & Management Company, LLC reported $237M in U.S.-listed holdings across 88 positions for Q3 2025.

The portfolio is heavily concentrated: VTI alone accounts for 41.2% of reported value.

Compared with Q2 2025, the fund opened 4 new positions and exited 8.

Portfolio Metrics

Turnover
+2.4%
vs prior filed quarter
Top-10 Concentration
+82.4%
share of reported value
Largest Position
+41.2%
Vanguard Index Fds
New / Exited
4 / 8
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’20: $217MQ3 ’20Q4 ’20: $155MQ1 ’21: $202MQ2 ’21: $217MQ2 ’21Q3 ’21: $185MQ4 ’21: $295MQ1 ’22: $279MQ1 ’22Q2 ’22: $240MQ3 ’22: $244MQ4 ’22: $259MQ4 ’22Q1 ’23: $249MQ2 ’23: $252MQ3 ’23: $167MQ3 ’23Q4 ’23: $149MQ1 ’24: $153MQ2 ’24: $151MQ2 ’24Q3 ’24: $159MQ4 ’24: $183MQ1 ’25: $198MQ1 ’25Q2 ’25: $216MQ3 ’25: $237MQ4 ’25: $251MQ4 ’25Q1 ’26: $270Mfilingsflow.com

Portfolio Composition

By security type
ETP: 87.3%Common Stock: 12.5%ADR: 0.1%REIT: 0.1%
  • ETP · 87.3% · $207M
  • Common Stock · 12.5% · $30M
  • ADR · 0.1% · $289,000
  • REIT · 0.1% · $285,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TDYTELEDYNE TECHNOLOGIES INCNEW+490490+$287,000$287,000
CCITIGROUP INCNEW+2.6K2.6K+$265,000$265,000
MCKMCKESSON CORPNEW+294294+$227,000$227,000
ABBVABBVIE INCNEW+948948+$219,000$219,000
SRLNSSGA ACTIVE ETF TRADDED+112.1K207.8K+$5M$9M
BIVVANGUARD BD INDEX FDSSOLD OUT−14.8K0−$1M$0
BLVVANGUARD BD INDEX FDSSOLD OUT−10.3K0−$713,000$0
CXCEMEX SAB DE CVSOLD OUT−74.0K0−$513,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2025

71 positions (from 88 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VTIVANGUARD INDEX FDSTOTAL STK MKT · S&P 500 ETF SHS · GROWTH ETF · MCAP GR IDXVIP · SMALL CP ETF · MID CAP ETF41.18%$98M259.0K
2SPDR SERIES TRUSTPORTFLI HIGH YLD8.46%$20M838.1K
3IVVISHARES TRCORE S&P500 ETF · IBOXX HI YD ETF · SELECT DIVID ETF · RUSSELL 3000 ETF · CORE S&P MCP ETF · PFD AND INCM SEC · CORE S&P TTL STK · CORE US AGGBD ET · CORE S&P SCP ETF · ISHS 1-5YR INVS · MSCI EAFE ETF7.85%$19M109.2K
4SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ · US BRD MKT ETF6.30%$15M560.3K
5VYMVANGUARD WHITEHALL FDShistory →HIGH DIV YLD6.12%$15M103.0K
6SRLNSSGA ACTIVE ETF TRhistory →BLACKSTONE SENR3.64%$9M207.8K
7VEUVANGUARD INTL EQUITY INDEX FALLWRLD EX US · FTSE EMR MKT ETF2.58%$6M96.3K
8FTSLFIRST TR EXCHANGE-TRADED FDhistory →SENIOR LN FD2.45%$6M126.8K
9JAAAJANUS DETROIT STR TRhistory →HENDRSON AAA CL1.92%$5M89.8K
10VEAVANGUARD TAX-MANAGED FDShistory →VAN FTSE DEV MKT1.85%$4M73.2K
11VCSHVANGUARD SCOTTSDALE FDShistory →SHRT TRM CORP BD1.47%$3M43.5K
12SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.40%$3M5.0K
13AVGOBROADCOM INChistory →COM1.13%$3M8.1K
14GOOGLALPHABET INCCAP STK CL A0.99%$2M9.6K
15BRK/ABERKSHIRE HATHAWAY INC DELCL A0.95%$2M3
16RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT0.92%$2M11.5K
17QQQINVESCO QQQ TRUNIT SER 10.89%$2M3.5K
18MSFTMICROSOFT CORPCOM0.62%$1M2.8K
19WFCWELLS FARGO CO NEWPERP PFD CNV A0.57%$1M1.1K
20NVDANVIDIA CORPORATIONCOM0.51%$1M6.4K
21AAPLAPPLE INCCOM0.46%$1M4.3K
22METAMETA PLATFORMS INCCL A0.35%$837,0001.1K
23AMZNAMAZON COM INCCOM0.28%$671,0003.1K
24BACBANK AMERICA CORP7.25%CNV PFD L0.28%$665,000519
25TJXTJX COS INC NEWCOM0.24%$578,0004.0K
26ORCLORACLE CORPCOM0.24%$570,0002.0K
27VVISA INCCOM CL A0.21%$506,0001.5K
28JNJJOHNSON & JOHNSONCOM0.21%$496,0002.7K
29MPCMARATHON PETE CORPCOM0.20%$482,0002.5K
30COSTCOSTCO WHSL CORP NEWCOM0.20%$481,000520
31GEVGE VERNOVA INCCOM0.20%$467,000759
32HDHOME DEPOT INCCOM0.19%$460,0001.1K
33KLACKLA CORPCOM NEW0.19%$459,000426
34CVXCHEVRON CORP NEWCOM0.19%$450,0002.9K
35GSGOLDMAN SACHS GROUP INCCOM0.19%$448,000562
36SYKSTRYKER CORPORATIONCOM0.19%$444,0001.2K
37VMCVULCAN MATLS COCOM0.18%$423,0001.4K
38URIUNITED RENTALS INCCOM0.17%$405,000424
39BKNGBOOKING HOLDINGS INCCOM0.16%$383,00071
40ETNEATON CORP PLCSHS0.16%$373,000997
41FFORD MTR COCOM0.15%$359,00030.0K
42PGPROCTER AND GAMBLE COCOM0.15%$358,0002.3K
43PANWPALO ALTO NETWORKS INCCOM0.15%$345,0001.7K
44DUKDUKE ENERGY CORP NEWCOM NEW0.14%$343,0002.8K
45TMUST-MOBILE US INCCOM0.14%$340,0001.4K
46GLDSPDR GOLD TRGOLD SHS0.14%$325,000915
47CMICUMMINS INCCOM0.14%$322,000763
48ANETARISTA NETWORKS INCCOM SHS0.13%$314,0002.2K
49MCDMCDONALDS CORPCOM0.13%$304,0001.0K
50AEPAMERICAN ELEC PWR CO INCCOM0.13%$298,0002.6K
51BKRBAKER HUGHES COMPANYCL A0.12%$295,0006.0K
52XYLXYLEM INCCOM0.12%$294,0002.0K
53NOWSERVICENOW INCCOM0.12%$294,000320
54NODKNI HLDGS INCCOM0.12%$293,00021.6K
55BPBP PLCSPONSORED ADR0.12%$289,0008.4K
56TDYTELEDYNE TECHNOLOGIES INCCOM0.12%$287,000490
57AMTAMERICAN TOWER CORP NEWCOM0.12%$285,0001.5K
58TSLATESLA INCCOM0.12%$282,000635
59VLOVALERO ENERGY CORPCOM0.12%$278,0001.6K
60CCITIGROUP INCCOM NEW0.11%$265,0002.6K
61LLYELI LILLY & COCOM0.11%$259,000340
62IBMINTERNATIONAL BUSINESS MACHSCOM0.11%$256,000906
63UBERUBER TECHNOLOGIES INCCOM0.11%$253,0002.6K
64BSVVANGUARD BD INDEX FDSSHORT TRM BOND0.10%$248,0003.1K
65PNCPNC FINL SVCS GROUP INCCOM0.10%$236,0001.2K
66MCKMCKESSON CORPCOM0.10%$227,000294
67MRSHMARSH & MCLENNAN COS INCCOM0.09%$224,0001.1K
68VRTXVERTEX PHARMACEUTICALS INCCOM0.09%$222,000567
69TRVTRAVELERS COMPANIES INCCOM0.09%$221,000790
70JPMJPMORGAN CHASE & CO.COM0.09%$219,000695
71ABBVABBVIE INCCOM0.09%$219,000948

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$270M94Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$251M94Jan 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$237M88Nov 3, 202513F-HRchanges · EDGAR ↗
Q2 2025$216M92Jul 16, 202513F-HRchanges · EDGAR ↗
Q1 2025$198M90Apr 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$183M83Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$159M47Oct 22, 202413F-HRchanges · EDGAR ↗
Q2 2024$151M48Jul 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$153M49Apr 11, 202413F-HRchanges · EDGAR ↗
Q4 2023$149M49Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$167M50Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$252M64Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$249M96Apr 17, 202313F-HRchanges · EDGAR ↗
Q4 2022$259M119Feb 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$244M117Oct 20, 202213F-HRchanges · EDGAR ↗
Q2 2022$240M116Jul 19, 202213F-HRchanges · EDGAR ↗
Q1 2022$279M121Apr 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$295M116Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$185M34Oct 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$217M46Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$202M61May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$155M35Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$217M42Nov 16, 202013F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • Mariner, LLC
  • ZAZOVE ASSOCIATES LLC
  • SECURIAN ASSET MANAGEMENT, INC
  • Muzinich & Co., Inc.

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.