SEC 13F Intelligence

Managers / Q4 2025 · view latest →

Asset Allocation & Management Company, LLC

CIK 0001498383 · 10 S. RIVERSIDE PLAZA, SUITE 700, CHICAGO, IL, 60606 · 312-263-2900

Reported Value
$251M
Q4 2025
Positions
94
Filings on Record
26
2020–present window
Filed
Jan 12, 2026
original filing

Summary

Asset Allocation & Management Company, LLC reported $251M in U.S.-listed holdings across 94 positions for Q4 2025.

The portfolio is heavily concentrated: VTI alone accounts for 40.4% of reported value.

Compared with Q3 2025, the fund opened 6 new positions and exited 0.

Portfolio Metrics

Turnover
+3.1%
vs prior filed quarter
Top-10 Concentration
+81.9%
share of reported value
Largest Position
+40.4%
Vanguard Index Fds

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’20: $217MQ3 ’20Q4 ’20: $155MQ1 ’21: $202MQ2 ’21: $217MQ2 ’21Q3 ’21: $185MQ4 ’21: $295MQ1 ’22: $279MQ1 ’22Q2 ’22: $240MQ3 ’22: $244MQ4 ’22: $259MQ4 ’22Q1 ’23: $249MQ2 ’23: $252MQ3 ’23: $167MQ3 ’23Q4 ’23: $149MQ1 ’24: $153MQ2 ’24: $151MQ2 ’24Q3 ’24: $159MQ4 ’24: $183MQ1 ’25: $198MQ1 ’25Q2 ’25: $216MQ3 ’25: $237MQ4 ’25: $251MQ4 ’25Q1 ’26: $270Mfilingsflow.com

Portfolio Composition

By security type
ETP: 88.1%Common Stock: 11.6%ADR: 0.3%REIT: 0.1%
  • ETP · 88.1% · $221M
  • Common Stock · 11.6% · $29M
  • ADR · 0.3% · $733,000
  • REIT · 0.1% · $260,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BIVVANGUARD BD INDEX FDSNEW+14.8K14.8K+$1M$1M
BLVVANGUARD BD INDEX FDSNEW+10.3K10.3K+$713,000$713,000
VCLTVANGUARD SCOTTSDALE FDSNEW+6.0K6.0K+$452,000$452,000
AZNNASTRAZENECA PLCNEW+2.5K2.5K+$228,000$228,000
TSMTAIWAN SEMICONDUCTOR MFG LTDNEW+702702+$213,000$213,000
SPGIS&P GLOBAL INCNEW+395395+$206,000$206,000
BSVVANGUARD BD INDEX FDSADDED+14.6K17.8K+$1M$1M
NOWSERVICENOW INCADDED+1.3K1.6K−$49,000$245,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2025

74 positions (from 94 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VTIVANGUARD INDEX FDSTOTAL STK MKT · S&P 500 ETF SHS · GROWTH ETF · MCAP GR IDXVIP · SMALL CP ETF · MID CAP ETF40.38%$101M269.1K
2SPDR SERIES TRUSTPORTFLI HIGH YLD7.58%$19M804.5K
3IVVISHARES TRCORE S&P500 ETF · IBOXX HI YD ETF · SELECT DIVID ETF · RUSSELL 3000 ETF · CORE S&P MCP ETF · PFD AND INCM SEC · CORE S&P TTL STK · CORE US AGGBD ET · CORE S&P SCP ETF · ISHS 1-5YR INVS · MSCI EAFE ETF7.20%$18M105.5K
4SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ · US BRD MKT ETF6.33%$16M590.2K
5SRLNSSGA ACTIVE ETF TRhistory →BLACKSTONE SENR6.11%$15M371.9K
6VYMVANGUARD WHITEHALL FDShistory →HIGH DIV YLD5.89%$15M103.0K
7VEUVANGUARD INTL EQUITY INDEX FALLWRLD EX US · FTSE EMR MKT ETF2.64%$7M102.1K
8FTSLFIRST TR EXCHANGE-TRADED FDhistory →SENIOR LN FD2.32%$6M126.8K
9VEAVANGUARD TAX-MANAGED FDShistory →VAN FTSE DEV MKT1.82%$5M73.2K
10JAAAJANUS DETROIT STR TRhistory →HENDRSON AAA CL1.64%$4M81.6K
11VCSHVANGUARD SCOTTSDALE FDSSHRT TRM CORP BD · LG-TERM COR BD1.40%$4M44.4K
12SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.35%$3M5.0K
13BSVVANGUARD BD INDEX FDSSHORT TRM BOND · INTERMED TERM · LONG TERM BOND1.30%$3M42.8K
14GOOGLALPHABET INChistory →CAP STK CL A1.20%$3M9.6K
15QQQINVESCO QQQ TRhistory →UNIT SER 11.06%$3M4.3K
16BRK/ABERKSHIRE HATHAWAY INC DELCL A0.90%$2M3
17RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT0.87%$2M11.5K
18AVGOBROADCOM INCCOM0.65%$2M4.7K
19MSFTMICROSOFT CORPCOM0.55%$1M2.8K
20WFCWELLS FARGO CO NEWPERP PFD CNV A0.53%$1M1.1K
21NVDANVIDIA CORPORATIONCOM0.48%$1M6.4K
22AAPLAPPLE INCCOM0.46%$1M4.3K
23METAMETA PLATFORMS INCCL A0.30%$753,0001.1K
24AMZNAMAZON COM INCCOM0.28%$705,0003.1K
25BACBANK AMERICA CORP7.25%CNV PFD L0.26%$648,000519
26TJXTJX COS INC NEWCOM0.24%$614,0004.0K
27JNJJOHNSON & JOHNSONCOM0.22%$553,0002.7K
28VVISA INCCOM CL A0.21%$520,0001.5K
29KLACKLA CORPCOM NEW0.21%$518,000426
30GEVGE VERNOVA INCCOM0.20%$496,000759
31GSGOLDMAN SACHS GROUP INCCOM0.20%$494,000562
32COSTCOSTCO WHSL CORP NEWCOM0.18%$448,000520
33CVXCHEVRON CORP NEWCOM0.18%$442,0002.9K
34SYKSTRYKER CORPORATIONCOM0.17%$422,0001.2K
35MPCMARATHON PETE CORPCOM0.16%$407,0002.5K
36ORCLORACLE CORPCOM0.16%$395,0002.0K
37FFORD MTR COCOM0.16%$394,00030.0K
38VMCVULCAN MATLS COCOM0.16%$392,0001.4K
39HDHOME DEPOT INCCOM0.16%$391,0001.1K
40CMICUMMINS INCCOM0.15%$389,000763
41BKNGBOOKING HOLDINGS INCCOM0.15%$380,00071
42LLYELI LILLY & COCOM0.15%$365,000340
43GLDSPDR GOLD TRGOLD SHS0.14%$363,000915
44URIUNITED RENTALS INCCOM0.14%$343,000424
45PGPROCTER AND GAMBLE COCOM0.13%$334,0002.3K
46DUKDUKE ENERGY CORP NEWCOM NEW0.13%$325,0002.8K
47ETNEATON CORP PLCSHS0.13%$318,000997
48PANWPALO ALTO NETWORKS INCCOM0.12%$312,0001.7K
49MCDMCDONALDS CORPCOM0.12%$306,0001.0K
50AEPAMERICAN ELEC PWR CO INCCOM0.12%$305,0002.6K
51CCITIGROUP INCCOM NEW0.12%$305,0002.6K
52BPBP PLCSPONSORED ADR0.12%$292,0008.4K
53TMUST-MOBILE US INCCOM0.12%$289,0001.4K
54NODKNI HLDGS INCCOM0.11%$287,00021.6K
55TSLATESLA INCCOM0.11%$286,000635
56ANETARISTA NETWORKS INCCOM SHS0.11%$283,0002.2K
57BKRBAKER HUGHES COMPANYCL A0.11%$275,0006.0K
58XYLXYLEM INCCOM0.11%$271,0002.0K
59IBMINTERNATIONAL BUSINESS MACHSCOM0.11%$268,000906
60VLOVALERO ENERGY CORPCOM0.11%$266,0001.6K
61AMTAMERICAN TOWER CORP NEWCOM0.10%$260,0001.5K
62VRTXVERTEX PHARMACEUTICALS INCCOM0.10%$257,000567
63TDYTELEDYNE TECHNOLOGIES INCCOM0.10%$250,000490
64NOWSERVICENOW INCCOM0.10%$245,0001.6K
65PNCPNC FINL SVCS GROUP INCCOM0.10%$245,0001.2K
66MCKMCKESSON CORPCOM0.10%$241,000294
67TRVTRAVELERS COMPANIES INCCOM0.09%$229,000790
68AZNNASTRAZENECA PLCSPONSORED ADR0.09%$228,0002.5K
69JPMJPMORGAN CHASE & CO.COM0.09%$224,000695
70ABBVABBVIE INCCOM0.09%$217,000948
71TSMTAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS0.08%$213,000702
72UBERUBER TECHNOLOGIES INCCOM0.08%$211,0002.6K
73SPGIS&P GLOBAL INCCOM0.08%$206,000395
74MRSHMARSH & MCLENNAN COS INCCOM0.08%$206,0001.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$270M94Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$251M94Jan 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$237M88Nov 3, 202513F-HRchanges · EDGAR ↗
Q2 2025$216M92Jul 16, 202513F-HRchanges · EDGAR ↗
Q1 2025$198M90Apr 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$183M83Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$159M47Oct 22, 202413F-HRchanges · EDGAR ↗
Q2 2024$151M48Jul 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$153M49Apr 11, 202413F-HRchanges · EDGAR ↗
Q4 2023$149M49Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$167M50Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$252M64Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$249M96Apr 17, 202313F-HRchanges · EDGAR ↗
Q4 2022$259M119Feb 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$244M117Oct 20, 202213F-HRchanges · EDGAR ↗
Q2 2022$240M116Jul 19, 202213F-HRchanges · EDGAR ↗
Q1 2022$279M121Apr 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$295M116Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$185M34Oct 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$217M46Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$202M61May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$155M35Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$217M42Nov 16, 202013F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • Mariner, LLC
  • ZAZOVE ASSOCIATES LLC
  • SECURIAN ASSET MANAGEMENT, INC
  • Muzinich & Co., Inc.

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.