Managers / Q4 2021 · view latest →
Firsthand Capital Management, Inc.
CIK 0001476179 · 150 ALMADEN BLVD., SUITE 1250, SAN JOSE, CA, 95113 · 408-624-9530
Reported Value
$263M
Q4 2021
Positions
51
Filings on Record
29
2019–present window
Filed
Feb 15, 2022
original filing
Summary
Firsthand Capital Management, Inc. reported $263M in U.S.-listed holdings across 51 positions for Q4 2021.
The portfolio is heavily concentrated: ROKU alone accounts for 20.9% of reported value.
Compared with Q3 2021, the fund opened 2 new positions and exited 6.
Portfolio Metrics
Turnover
+10.3%
vs prior filed quarter
Top-10 Concentration
+65.4%
share of reported value
Largest Position
+20.9%
Roku
New / Exited
2 / 6
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 98.2% · $258M
- Other · 1.5% · $4M
- NY Reg Shrs · 0.2% · $401,000
- ADR · 0.1% · $267,000
- Equity WRT · 0.0% · $31,000
Quarter-over-Quarter Changes full breakdown →
vs Q3 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| Wolfspeed, Inc. | NEW | +210.0K | 210.0K | +$23M | $23M |
| Solid Power, Inc. Warrant | NEW | +13.3K | 13.3K | +$31,000 | $31,000 |
| Cree, Inc. | SOLD OUT | −220.0K | 0 | −$18M | $0 |
| NTNXNutanix, Inc. | SOLD OUT | −210.0K | 0 | −$8M | $0 |
| ONON Semiconductor Corp. | SOLD OUT | −10.0K | 0 | −$458,000 | $0 |
| Decarbonization Plus Acquisition Corp III | SOLD OUT | −40.0K | 0 | −$402,000 | $0 |
| Covanta Holding Corp. | SOLD OUT | −10.0K | 0 | −$201,000 | $0 |
| Decarbonization Plus Acquisition Corp III Warrants | SOLD OUT | −13.3K | 0 | −$28,000 | $0 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2021
51 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | ROKURoku, Inc.history → | Common Stock | 20.85% | $55M | 240.0K |
| 2 | Wolfspeed, Inc. | Common Stock | 8.94% | $23M | 210.0K |
| 3 | ZSZscaler, Inc.history → | Common Stock | 6.12% | $16M | 50.0K |
| 4 | NETCloudflare, Inc.history → | Common Stock | 5.01% | $13M | 100.0K |
| 5 | BILLBill.com Holdings, Inc.history → | Common Stock | 4.74% | $12M | 50.0K |
| 6 | DOMODomo, Inc.history → | Common Stock | 4.34% | $11M | 230.0K |
| 7 | MDBMongoDB,Inc.history → | Common Stock | 4.03% | $11M | 20.0K |
| 8 | SEDGSolarEdge Technologies, Inc.history → | Common Stock | 3.95% | $10M | 37.0K |
| 9 | ENPHEnphase Energy, Inc.history → | Common Stock | 3.83% | $10M | 55.0K |
| 10 | CHGGChegg, Inc.history → | Common Stock | 3.62% | $10M | 310.0K |
| 11 | PINSPinterest, Inc.history → | Common Stock | 3.60% | $9M | 260.0K |
| 12 | DOCUDocuSign, Inc.history → | Common Stock | 3.48% | $9M | 60.0K |
| 13 | TWLOTwilio, Inc.history → | Common Stock | 3.01% | $8M | 30.0K |
| 14 | UPWKUpwork, Inc.history → | Common Stock | 2.60% | $7M | 200.0K |
| 15 | NFLXNetflix, Inc.history → | Common Stock | 2.29% | $6M | 10.0K |
| 16 | KTOSKratos Defense & Security Solutions, Inc.history → | Common Stock | 2.29% | $6M | 310.0K |
| 17 | PANWPalo Alto Networks, Inc.history → | Common Stock | 2.12% | $6M | 10.0K |
| 18 | WDAYWorkday, Inc.history → | Common Stock | 2.08% | $5M | 20.0K |
| 19 | Zendesk, Inc. | Common Stock | 1.59% | $4M | 40.0K |
| 20 | PDPagerDuty, Inc.history → | Common Stock | 1.32% | $3M | 100.0K |
| 21 | Coupa Software, Inc. | Common Stock | 1.20% | $3M | 20.0K |
| 22 | Maxar Technologyies, Inc. | Common Stock | 1.12% | $3M | 100.0K |
| 23 | ADBEAdobe Systems, Inc.history → | Common Stock | 1.08% | $3M | 5.0K |
| 24 | OKTAOkta, Inc. | Common Stock | 0.85% | $2M | 10.0K |
| 25 | 2U, Inc. | Common Stock | 0.76% | $2M | 100.0K |
| 26 | PYPLPayPal Holdings, Inc. | Common Stock | 0.72% | $2M | 10.0K |
| 27 | VSATViaSat, Inc. | Common Stock | 0.68% | $2M | 40.0K |
| 28 | ASPNAspen Aerogels, Inc. | Common Stock | 0.66% | $2M | 35.0K |
| 29 | AVAVAeroVironment, Inc. | Common Stock | 0.47% | $1M | 20.0K |
| 30 | Hyzon Motors, Inc. | Common Stock | 0.24% | $641,000 | 98.8K |
| 31 | GLWCorning, Inc. | Common Stock | 0.23% | $613,000 | 16.5K |
| 32 | EVGOEVgo, Inc. | Common Stock | 0.23% | $596,000 | 60.0K |
| 33 | PWRQuanta Services, Inc. | Common Stock | 0.22% | $573,000 | 5.0K |
| 34 | Queen's Gambit Growth Capital | Common Stock | 0.20% | $528,000 | 40.0K |
| 35 | FSLRFirst Solar, Inc. | Common Stock | 0.17% | $436,000 | 5.0K |
| 36 | SPWRQSunPower Corp. - Class B | Common Stock | 0.16% | $416,000 | 19.9K |
| 37 | Social Capital Hedosophia Holdings Corp. | Common Stock | 0.16% | $408,000 | 40.0K |
| 38 | PHGKoninklijke (Royal) Philips Electronics N.V. | Common Stock | 0.15% | $401,000 | 10.9K |
| 39 | RUNSunrun, Inc. | Common Stock | 0.15% | $398,000 | 11.6K |
| 40 | ITRIItron, Inc. | Common Stock | 0.15% | $381,000 | 5.6K |
| 41 | ABBNYABB LTD. | Common Stock | 0.10% | $267,000 | 7.0K |
| 42 | COURCoursera, Inc. | Common Stock | 0.09% | $244,000 | 10.0K |
| 43 | CYDYCytoDyn, Inc. | ADR | 0.08% | $220,000 | 222.7K |
| 44 | Spring Valley Acquisition Corp. | Common Stock | 0.08% | $201,000 | 20.0K |
| 45 | Lilium N.V. Warrant | Warrant | 0.06% | $164,000 | 133.3K |
| 46 | LSAKNet 1 UEPS Technologies, Inc. | Common Stock | 0.06% | $160,000 | 30.0K |
| 47 | Curaleaf Holdings, Inc. | Common Stock | 0.03% | $90,000 | 10.0K |
| 48 | Hyzon Motors, Inc. Warrant | Warrant | 0.02% | $57,000 | 30.0K |
| 49 | Orion Energy Systems, Inc. | Common Stock | 0.02% | $51,000 | 14.0K |
| 50 | Solid Power, Inc. Warrant | Warrant | 0.01% | $31,000 | 13.3K |
| 51 | Queen's Gambit Growth Capital Warrant | Warrant | 0.00% | $9,000 | 13.3K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $47M | 47 | May 14, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $54M | 47 | Feb 13, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $60M | 49 | Nov 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $56M | 49 | Aug 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $41M | 47 | May 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $48M | 48 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $51M | 46 | Nov 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $51M | 48 | Aug 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $61M | 52 | May 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $72M | 53 | Feb 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $69M | 47 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $83M | 56 | Aug 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $92M | 46 | May 18, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $86M | 43 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $110M | 43 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $116M | 46 | Aug 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $192M | 47 | May 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $263M | 51 | Feb 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $335M | 55 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $399M | 57 | Aug 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $357M | 61 | May 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $368M | 56 | Feb 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $252M | 51 | Nov 10, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $219M | 48 | Aug 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $126M | 47 | May 15, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $257M | 53 | Feb 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $248M | 55 | Nov 7, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $260M | 49 | Aug 14, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $268M | 47 | May 14, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.