Managers / Q1 2020 · view latest →
Firsthand Capital Management, Inc.
CIK 0001476179 · 150 ALMADEN BLVD., SUITE 1250, SAN JOSE, CA, 95113 · 408-624-9530
Reported Value
$126M
Q1 2020
Positions
47
Filings on Record
29
2019–present window
Filed
May 15, 2020
original filing
Summary
Firsthand Capital Management, Inc. reported $126M in U.S.-listed holdings across 47 positions for Q1 2020.
Its largest position, ROKU, represents 16.7% of the portfolio.
Compared with Q4 2019, the fund opened 6 new positions and exited 12.
Portfolio Metrics
Turnover
+5.8%
vs prior filed quarter
Top-10 Concentration
+63.3%
share of reported value
Largest Position
+16.7%
Roku
New / Exited
6 / 12
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 85.6% · $108M
- Other · 10.2% · $13M
- ETP · 3.3% · $4M
- ADR · 0.8% · $963,000
- NY Reg Shrs · 0.2% · $232,000
Quarter-over-Quarter Changes full breakdown →
vs Q4 2019 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| WORKSlack Technologies, Inc. | NEW | +120.0K | 120.0K | +$3M | $3M |
| QQQInvesco QQQ Trust April 17 212 Put | NEW | +1.0K | 1.0K | +$2M | $2M |
| SPYSPDR S&P 500 ETF Trust April 13 275 Put | NEW | +1.0K | 1.0K | +$2M | $2M |
| DOCUDocuSign, Inc. | NEW | +10.0K | 10.0K | +$924,000 | $924,000 |
| BILLBill.com Holdings, Inc. | NEW | +10.0K | 10.0K | +$342,000 | $342,000 |
| QUIKQuiklogic Corp. | NEW | +42.9K | 42.9K | +$122,000 | $122,000 |
| DOMODomo, Inc. | ADDED | +150.0K | 200.0K | +$902,000 | $2M |
| Match Group, Inc. | SOLD OUT | −150.0K | 0 | −$12M | $0 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2020
45 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | ROKURoku, Inc.history → | Common Stock | 16.65% | $21M | 240.0K |
| 2 | CHGGChegg, Inc.history → | Common Stock | 9.65% | $12M | 340.0K |
| 3 | TWLOTwilio, Inc.history → | Common Stock | 7.10% | $9M | 100.0K |
| 4 | Cree, Inc. | Common Stock | 6.13% | $8M | 218.0K |
| 5 | NTNXNutanix, Inc.history → | Common Stock | 5.64% | $7M | 450.0K |
| 6 | ZSZscaler, Inc.history → | Common Stock | 4.83% | $6M | 100.0K |
| 7 | NFLXNetflix, Inc.history → | Common Stock | 4.47% | $6M | 15.0K |
| 8 | II-VI Incorporated | Common Stock | 3.62% | $5M | 160.0K |
| 9 | KTOSKratos Defense & Security Solutions, Inc.history → | Common Stock | 2.63% | $3M | 240.0K |
| 10 | WORKSlack Technologies, Inc.history → | Common Stock | 2.55% | $3M | 120.0K |
| 11 | ADBEAdobe Systems, Inc.history → | Common Stock | 2.52% | $3M | 10.0K |
| 12 | Arista Networks, Inc. | Common Stock | 2.41% | $3M | 15.0K |
| 13 | SEDGSolarEdge Technologies, Inc.history → | Common Stock | 2.40% | $3M | 37.0K |
| 14 | Coupa Software, Inc. | Common Stock | 2.22% | $3M | 20.0K |
| 15 | NVDANVIDIA Corp.history → | Common Stock | 2.09% | $3M | 10.0K |
| 16 | WDAYWorkday, Inc.history → | Common Stock | 2.07% | $3M | 20.0K |
| 17 | Zendesk, Inc. | Common Stock | 2.03% | $3M | 40.0K |
| 18 | Splunk, Inc. | Common Stock | 2.00% | $3M | 20.0K |
| 19 | PFPTProofpoint, Inc.history → | Common Stock | 1.63% | $2M | 20.0K |
| 20 | DOMODomo, Inc.history → | Common Stock | 1.58% | $2M | 200.0K |
| 21 | GWREGuidewire Software, Inc.history → | Common Stock | 1.41% | $2M | 22.5K |
| 22 | ENPHEnphase Energy, Inc.history → | Common Stock | 1.41% | $2M | 55.0K |
| 23 | PANWPalo Alto Networks, Inc.history → | Common Stock | 1.30% | $2M | 10.0K |
| 24 | VSATViaSat, Inc.history → | Common Stock | 1.14% | $1M | 40.0K |
| 25 | MDBMongoDB,Inc.history → | Common Stock | 1.08% | $1M | 10.0K |
| 26 | OKTAOkta, Inc. | Common Stock | 0.97% | $1M | 10.0K |
| 27 | GW Pharmaceuticals plc | Common Stock | 0.76% | $963,000 | 11.0K |
| 28 | PYPLPayPal Holdings, Inc. | Common Stock | 0.76% | $957,000 | 10.0K |
| 29 | DOCUDocuSign, Inc. | Common Stock | 0.73% | $924,000 | 10.0K |
| 30 | XYZSquare, Inc. | Common Stock | 0.42% | $524,000 | 10.0K |
| 31 | POWIPower Integrations, Inc. | Common Stock | 0.41% | $512,000 | 5.8K |
| 32 | Phunware, Inc. | Common Stock | 0.37% | $461,000 | 682.9K |
| 33 | 2U, Inc. | Common Stock | 0.34% | $424,000 | 20.0K |
| 34 | BILLBill.com Holdings, Inc. | Common Stock | 0.27% | $342,000 | 10.0K |
| 35 | ITRIItron, Inc. | Common Stock | 0.25% | $311,000 | 5.6K |
| 36 | PHGKoninklijke (Royal) Philips Electronics N.V. | Common Stock | 0.18% | $232,000 | 5.8K |
| 37 | ASPNAspen Aerogels, Inc. | Common Stock | 0.17% | $215,000 | 35.0K |
| 38 | ONON Semiconductor Corp. | Common Stock | 0.10% | $124,000 | 10.0K |
| 39 | QUIKQuiklogic Corp. | Common Stock | 0.10% | $122,000 | 42.9K |
| 40 | SPWRQSunPower Corp. - Class B | Common Stock | 0.08% | $101,000 | 19.9K |
| 41 | LSAKNet 1 UEPS Technologies, Inc. | Common Stock | 0.07% | $87,000 | 30.0K |
| 42 | Covanta Holding Corp. | Common Stock | 0.07% | $86,000 | 10.0K |
| 43 | VSLRVivint Solar, Inc. | Common Stock | 0.04% | $52,000 | 12.0K |
| 44 | Orion Energy Systems, Inc. | Common Stock | 0.04% | $52,000 | 14.0K |
| 45 | Curaleaf Holdings, Inc. | Common Stock | 0.03% | $39,000 | 10.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $47M | 47 | May 14, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $54M | 47 | Feb 13, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $60M | 49 | Nov 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $56M | 49 | Aug 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $41M | 47 | May 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $48M | 48 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $51M | 46 | Nov 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $51M | 48 | Aug 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $61M | 52 | May 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $72M | 53 | Feb 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $69M | 47 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $83M | 56 | Aug 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $92M | 46 | May 18, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $86M | 43 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $110M | 43 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $116M | 46 | Aug 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $192M | 47 | May 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $263M | 51 | Feb 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $335M | 55 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $399M | 57 | Aug 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $357M | 61 | May 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $368M | 56 | Feb 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $252M | 51 | Nov 10, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $219M | 48 | Aug 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $126M | 47 | May 15, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $257M | 53 | Feb 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $248M | 55 | Nov 7, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $260M | 49 | Aug 14, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $268M | 47 | May 14, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.