Managers / Q3 2019 · view latest →
Firsthand Capital Management, Inc.
CIK 0001476179 · 150 ALMADEN BLVD., SUITE 1250, SAN JOSE, CA, 95113 · 408-624-9530
Reported Value
$248M
Q3 2019
Positions
55
Filings on Record
29
2019–present window
Filed
Nov 7, 2019
original filing
Summary
Firsthand Capital Management, Inc. reported $248M in U.S.-listed holdings across 55 positions for Q3 2019.
Its largest position, ROKU, represents 9.9% of the portfolio.
Compared with Q2 2019, the fund opened 9 new positions and exited 3.
Portfolio Metrics
Turnover
+10.3%
vs prior filed quarter
Top-10 Concentration
+53.4%
share of reported value
Largest Position
+9.9%
Roku
New / Exited
9 / 3
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 88.4% · $219M
- Other · 8.2% · $20M
- ADR · 3.3% · $8M
- NY Reg Shrs · 0.1% · $266,000
Quarter-over-Quarter Changes full breakdown →
vs Q2 2019 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| KTOSKratos Defense & Security Solutions, Inc. | NEW | +240.0K | 240.0K | +$4M | $4M |
| ENPHEnphase Energy, Inc. | NEW | +155.0K | 155.0K | +$3M | $3M |
| Zendesk, Inc. | NEW | +40.0K | 40.0K | +$3M | $3M |
| Coupa Software, Inc. | NEW | +20.0K | 20.0K | +$3M | $3M |
| OKTAOkta, Inc. | NEW | +20.0K | 20.0K | +$2M | $2M |
| GW Pharmaceuticals plc | NEW | +11.0K | 11.0K | +$1M | $1M |
| MDBMongoDB,Inc. | NEW | +10.0K | 10.0K | +$1M | $1M |
| DOMODomo, Inc. | NEW | +50.0K | 50.0K | +$799,000 | $799,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2019
55 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | ROKURoku, Inc.history → | Common Stock | 9.86% | $24M | 240.0K |
| 2 | Arista Networks, Inc. | Common Stock | 6.75% | $17M | 70.0K |
| 3 | TWLOTwilio, Inc.history → | Common Stock | 6.22% | $15M | 140.0K |
| 4 | MSFTMicrosoft Corp.history → | Common Stock | 5.62% | $14M | 100.0K |
| 5 | NTNXNutanix, Inc.history → | Common Stock | 4.77% | $12M | 450.0K |
| 6 | Match Group, Inc. | Common Stock | 4.33% | $11M | 150.0K |
| 7 | Cree, Inc. | Common Stock | 4.31% | $11M | 218.0K |
| 8 | CHGGChegg, Inc.history → | Common Stock | 4.11% | $10M | 340.0K |
| 9 | NFLXNetflix, Inc.history → | Common Stock | 3.78% | $9M | 35.0K |
| 10 | METAFacebook, Inc.history → | Common Stock | 3.60% | $9M | 50.0K |
| 11 | NVDANVIDIA Corp.history → | Common Stock | 3.52% | $9M | 50.0K |
| 12 | II-VI Incorporated | Common Stock | 3.13% | $8M | 220.0K |
| 13 | TSMTaiwan Semiconductor Manufacturing Co. - ADRhistory → | ADR | 2.82% | $7M | 150.0K |
| 14 | AMZNAmazon.com, Inc.history → | Common Stock | 2.80% | $7M | 4.0K |
| 15 | GWREGuidewire Software, Inc.history → | Common Stock | 2.34% | $6M | 55.0K |
| 16 | ADBEAdobe Systems, Inc.history → | Common Stock | 2.23% | $6M | 20.0K |
| 17 | PFPTProofpoint, Inc.history → | Common Stock | 2.08% | $5M | 40.0K |
| 18 | WDAYWorkday, Inc.history → | Common Stock | 2.06% | $5M | 30.0K |
| 19 | GOOGAlphabet, Inc.history → | Common Stock | 1.98% | $5M | 4.0K |
| 20 | SEDGSolarEdge Technologies, Inc.history → | Common Stock | 1.93% | $5M | 57.0K |
| 21 | ZSZscaler, Inc.history → | Common Stock | 1.91% | $5M | 100.0K |
| 22 | Splunk, Inc. | Common Stock | 1.90% | $5M | 40.0K |
| 23 | KTOSKratos Defense & Security Solutions, Inc.history → | Common Stock | 1.80% | $4M | 240.0K |
| 24 | PYPLPayPal Holdings, Inc.history → | Common Stock | 1.67% | $4M | 40.0K |
| 25 | BOXBox, Inc.history → | Common Stock | 1.67% | $4M | 250.0K |
| 26 | PANWPalo Alto Networks, Inc.history → | Common Stock | 1.65% | $4M | 20.0K |
| 27 | ENPHEnphase Energy, Inc.history → | Common Stock | 1.39% | $3M | 155.0K |
| 28 | VSATViaSat, Inc.history → | Common Stock | 1.22% | $3M | 40.0K |
| 29 | Zendesk, Inc. | Common Stock | 1.18% | $3M | 40.0K |
| 30 | Coupa Software, Inc. | Common Stock | 1.05% | $3M | 20.0K |
| 31 | XYZSquare, Inc.history → | Common Stock | 1.00% | $2M | 40.0K |
| 32 | OKTAOkta, Inc. | Common Stock | 0.80% | $2M | 20.0K |
| 33 | PPure Storage, Inc. | Common Stock | 0.68% | $2M | 100.0K |
| 34 | 2U, Inc. | Common Stock | 0.66% | $2M | 100.0K |
| 35 | GW Pharmaceuticals plc | Common Stock | 0.51% | $1M | 11.0K |
| 36 | MDBMongoDB,Inc. | Common Stock | 0.49% | $1M | 10.0K |
| 37 | Phunware, Inc. | Common Stock | 0.39% | $970,000 | 692.9K |
| 38 | DOMODomo, Inc. | Common Stock | 0.32% | $799,000 | 50.0K |
| 39 | POWIPower Integrations, Inc. | Common Stock | 0.21% | $524,000 | 5.8K |
| 40 | ITRIItron, Inc. | Common Stock | 0.17% | $412,000 | 5.6K |
| 41 | Fitbit, Inc. | Common Stock | 0.15% | $381,000 | 100.0K |
| 42 | FSLRFirst Solar, Inc. | Common Stock | 0.12% | $290,000 | 5.0K |
| 43 | HONHoneywell International, Inc. | Common Stock | 0.11% | $267,000 | 1.6K |
| 44 | PHGKoninklijke (Royal) Philips Electronics N.V. | Common Stock | 0.11% | $266,000 | 5.8K |
| 45 | SPWRQSunPower Corp. - Class B | Common Stock | 0.09% | $219,000 | 19.9K |
| 46 | Quicklogic | Common Stock | 0.09% | $211,000 | 600.0K |
| 47 | ASPNAspen Aerogels, Inc. | Common Stock | 0.08% | $207,000 | 35.0K |
| 48 | UTXZUnited Technologies Corp. | Common Stock | 0.08% | $205,000 | 1.5K |
| 49 | ONON Semiconductor Corp. | Common Stock | 0.08% | $192,000 | 10.0K |
| 50 | Covanta Holding Corp. | Common Stock | 0.07% | $173,000 | 10.0K |
| 51 | LSAKNet 1 UEPS Technologies, Inc. | Common Stock | 0.04% | $107,000 | 30.0K |
| 52 | VSLRVivint Solar, Inc. | Common Stock | 0.03% | $78,000 | 12.0K |
| 53 | Curaleaf Holdings, Inc. | Common Stock | 0.02% | $54,000 | 10.0K |
| 54 | Orion Energy Systems, Inc. | Common Stock | 0.02% | $40,000 | 14.0K |
| 55 | Sunedision, Inc. | Common Stock | 0.00% | $0 | 21.1K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $47M | 47 | May 14, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $54M | 47 | Feb 13, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $60M | 49 | Nov 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $56M | 49 | Aug 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $41M | 47 | May 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $48M | 48 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $51M | 46 | Nov 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $51M | 48 | Aug 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $61M | 52 | May 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $72M | 53 | Feb 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $69M | 47 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $83M | 56 | Aug 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $92M | 46 | May 18, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $86M | 43 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $110M | 43 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $116M | 46 | Aug 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $192M | 47 | May 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $263M | 51 | Feb 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $335M | 55 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $399M | 57 | Aug 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $357M | 61 | May 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $368M | 56 | Feb 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $252M | 51 | Nov 10, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $219M | 48 | Aug 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $126M | 47 | May 15, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $257M | 53 | Feb 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $248M | 55 | Nov 7, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $260M | 49 | Aug 14, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $268M | 47 | May 14, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.