Managers / Q1 2021 · view latest →
Firsthand Capital Management, Inc.
CIK 0001476179 · 150 ALMADEN BLVD., SUITE 1250, SAN JOSE, CA, 95113 · 408-624-9530
Reported Value
$357M
Q1 2021
Positions
61
Filings on Record
29
2019–present window
Filed
May 12, 2021
original filing
Summary
Firsthand Capital Management, Inc. reported $357M in U.S.-listed holdings across 61 positions for Q1 2021.
The portfolio is heavily concentrated: ROKU alone accounts for 21.9% of reported value.
Compared with Q4 2020, the fund opened 9 new positions and exited 2.
Portfolio Metrics
Turnover
+8.2%
vs prior filed quarter
Top-10 Concentration
+64.7%
share of reported value
Largest Position
+21.9%
Roku
New / Exited
9 / 2
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 88.3% · $315M
- Other · 11.2% · $40M
- ADR · 0.4% · $2M
- NY Reg Shrs · 0.1% · $336,000
Quarter-over-Quarter Changes full breakdown →
vs Q4 2020 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| UPWKUpwork, Inc. | NEW | +200.0K | 200.0K | +$9M | $9M |
| BowX Qcquisition Corp. | NEW | +40.0K | 40.0K | +$467,000 | $467,000 |
| Social Capital Hedosophia Holdings Corp. | NEW | +40.0K | 40.0K | +$428,000 | $428,000 |
| Tuscan Holdings Corp. II | NEW | +40.0K | 40.0K | +$404,000 | $404,000 |
| Queen's Gambit Growth Capital | NEW | +40.0K | 40.0K | +$403,000 | $403,000 |
| Decarbonization Plus Acquisition Corp. III | NEW | +40.0K | 40.0K | +$398,000 | $398,000 |
| Qell Acquistion Corp.Warrant | NEW | +133.3K | 133.3K | +$231,000 | $231,000 |
| ABBNYABB LTD. | NEW | +7.0K | 7.0K | +$213,000 | $213,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2021
61 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | ROKURoku, Inc.history → | Common Stock | 21.90% | $78M | 240.0K |
| 2 | CHGGChegg, Inc.history → | Common Stock | 8.16% | $29M | 340.0K |
| 3 | Cree, Inc. | Common Stock | 6.60% | $24M | 218.0K |
| 4 | PINSPinterest, Inc.history → | Common Stock | 5.39% | $19M | 260.0K |
| 5 | ZSZscaler, Inc.history → | Common Stock | 4.81% | $17M | 100.0K |
| 6 | DOCUDocuSign, Inc.history → | Common Stock | 4.54% | $16M | 80.0K |
| 7 | DOMODomo, Inc.history → | Common Stock | 3.94% | $14M | 250.0K |
| 8 | NTNXNutanix, Inc.history → | Common Stock | 3.20% | $11M | 430.0K |
| 9 | PTONPeloton Interactive, Inc.history → | Common Stock | 3.15% | $11M | 100.0K |
| 10 | SEDGSolarEdge Technologies, Inc.history → | Common Stock | 2.98% | $11M | 37.0K |
| 11 | TWLOTwilio, Inc.history → | Common Stock | 2.86% | $10M | 30.0K |
| 12 | UPWKUpwork, Inc.history → | Common Stock | 2.51% | $9M | 200.0K |
| 13 | ENPHEnphase Energy, Inc.history → | Common Stock | 2.50% | $9M | 55.0K |
| 14 | KTOSKratos Defense & Security Solutions, Inc.history → | Common Stock | 2.33% | $8M | 305.0K |
| 15 | NFLXNetflix, Inc.history → | Common Stock | 2.19% | $8M | 15.0K |
| 16 | BILLBill.com Holdings, Inc.history → | Common Stock | 2.04% | $7M | 50.0K |
| 17 | NETCloudflare, Inc.history → | Common Stock | 1.97% | $7M | 100.0K |
| 18 | Qell Acquisition Corp. | Common Stock | 1.60% | $6M | 560.0K |
| 19 | Zendesk, Inc. | Common Stock | 1.49% | $5M | 40.0K |
| 20 | Coupa Software, Inc. | Common Stock | 1.43% | $5M | 20.0K |
| 21 | 2U, Inc. | Common Stock | 1.39% | $5M | 130.0K |
| 22 | WDAYWorkday, Inc.history → | Common Stock | 1.39% | $5M | 20.0K |
| 23 | ADBEAdobe Systems, Inc.history → | Common Stock | 1.33% | $5M | 10.0K |
| 24 | Maxar Technologyies, Inc. | Common Stock | 1.06% | $4M | 100.0K |
| 25 | PANWPalo Alto Networks, Inc. | Common Stock | 0.90% | $3M | 10.0K |
| 26 | Splunk, Inc. | Common Stock | 0.76% | $3M | 20.0K |
| 27 | MDBMongoDB,Inc. | Common Stock | 0.75% | $3M | 10.0K |
| 28 | PFPTProofpoint, Inc. | Common Stock | 0.70% | $3M | 20.0K |
| 29 | PYPLPayPal Holdings, Inc. | Common Stock | 0.68% | $2M | 10.0K |
| 30 | GWREGuidewire Software, Inc. | Common Stock | 0.64% | $2M | 22.5K |
| 31 | OKTAOkta, Inc. | Common Stock | 0.62% | $2M | 10.0K |
| 32 | VSATViaSat, Inc. | Common Stock | 0.54% | $2M | 40.0K |
| 33 | GW Pharmaceuticals plc | Common Stock | 0.36% | $1M | 6.0K |
| 34 | Decarbonization Plus Acquisition Corp. | Common Stock | 0.29% | $1M | 100.0K |
| 35 | CYDYCytoDyn, Inc. | ADR | 0.24% | $871,000 | 322.7K |
| 36 | Climate Change Crisis Real Impact I Acquisition Corp. | Common Stock | 0.23% | $822,000 | 60.0K |
| 37 | Sustainable Opportunities Acquisition Corp. | Common Stock | 0.22% | $794,000 | 80.0K |
| 38 | ASPNAspen Aerogels, Inc. | Common Stock | 0.20% | $712,000 | 35.0K |
| 39 | RUNSunrun, Inc. | Common Stock | 0.20% | $702,000 | 11.6K |
| 40 | SPWRQSunPower Corp. - Class B | Common Stock | 0.19% | $667,000 | 19.9K |
| 41 | ITRIItron, Inc. | Common Stock | 0.14% | $493,000 | 5.6K |
| 42 | BowX Qcquisition Corp. | Common Stock | 0.13% | $467,000 | 40.0K |
| 43 | PWRQuanta Services, Inc. | Common Stock | 0.12% | $440,000 | 5.0K |
| 44 | FSLRFirst Solar, Inc. | Common Stock | 0.12% | $437,000 | 5.0K |
| 45 | Social Capital Hedosophia Holdings Corp. | Common Stock | 0.12% | $428,000 | 40.0K |
| 46 | ONON Semiconductor Corp. | Common Stock | 0.12% | $416,000 | 10.0K |
| 47 | Tuscan Holdings Corp. II | Common Stock | 0.11% | $404,000 | 40.0K |
| 48 | Queen's Gambit Growth Capital | Common Stock | 0.11% | $403,000 | 40.0K |
| 49 | Decarbonization Plus Acquisition Corp. III | Common Stock | 0.11% | $398,000 | 40.0K |
| 50 | PHGKoninklijke (Royal) Philips Electronics N.V. | Common Stock | 0.09% | $336,000 | 5.9K |
| 51 | Blue Apron Holdings, Inc. | Common Stock | 0.09% | $316,000 | 50.0K |
| 52 | GLWCorning, Inc. | Common Stock | 0.08% | $281,000 | 6.5K |
| 53 | Qell Acquistion Corp.Warrant | Warrant | 0.06% | $231,000 | 133.3K |
| 54 | ABBNYABB LTD. | Common Stock | 0.06% | $213,000 | 7.0K |
| 55 | Spring Valley Acquisition Corp. | Common Stock | 0.06% | $202,000 | 20.0K |
| 56 | LSAKNet 1 UEPS Technologies, Inc. | Common Stock | 0.05% | $168,000 | 30.0K |
| 57 | Curaleaf Holdings, Inc. | Common Stock | 0.04% | $152,000 | 10.0K |
| 58 | Covanta Holding Corp. | Common Stock | 0.04% | $139,000 | 10.0K |
| 59 | Orion Energy Systems, Inc. | Common Stock | 0.03% | $97,000 | 14.0K |
| 60 | Decarboniization Plus Acquistion Corp. | Common Stock | 0.02% | $56,000 | 30.0K |
| 61 | Spring Valley Acquisition Corp. Warrant | Warrant | 0.01% | $36,000 | 30.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $47M | 47 | May 14, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $54M | 47 | Feb 13, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $60M | 49 | Nov 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $56M | 49 | Aug 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $41M | 47 | May 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $48M | 48 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $51M | 46 | Nov 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $51M | 48 | Aug 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $61M | 52 | May 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $72M | 53 | Feb 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $69M | 47 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $83M | 56 | Aug 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $92M | 46 | May 18, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $86M | 43 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $110M | 43 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $116M | 46 | Aug 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $192M | 47 | May 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $263M | 51 | Feb 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $335M | 55 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $399M | 57 | Aug 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $357M | 61 | May 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $368M | 56 | Feb 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $252M | 51 | Nov 10, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $219M | 48 | Aug 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $126M | 47 | May 15, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $257M | 53 | Feb 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $248M | 55 | Nov 7, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $260M | 49 | Aug 14, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $268M | 47 | May 14, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.