Managers / Q3 2020 · view latest →
Firsthand Capital Management, Inc.
CIK 0001476179 · 150 ALMADEN BLVD., SUITE 1250, SAN JOSE, CA, 95113 · 408-624-9530
Reported Value
$252M
Q3 2020
Positions
51
Filings on Record
29
2019–present window
Filed
Nov 10, 2020
original filing
Summary
Firsthand Capital Management, Inc. reported $252M in U.S.-listed holdings across 51 positions for Q3 2020.
Its largest position, ROKU, represents 18.0% of the portfolio.
Compared with Q2 2020, the fund opened 5 new positions and exited 2.
Portfolio Metrics
Turnover
+7.6%
vs prior filed quarter
Top-10 Concentration
+61.6%
share of reported value
Largest Position
+18.0%
Roku
New / Exited
5 / 2
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 92.0% · $232M
- Other · 7.4% · $19M
- ADR · 0.4% · $1M
- NY Reg Shrs · 0.1% · $278,000
Quarter-over-Quarter Changes full breakdown →
vs Q2 2020 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| CYDYCytoDyn, Inc. | NEW | +322.7K | 322.7K | +$942,000 | $942,000 |
| RUNSunrun, Inc. | NEW | +5.0K | 5.0K | +$385,000 | $385,000 |
| Blue Apron Holdings, Inc. | NEW | +50.0K | 50.0K | +$358,000 | $358,000 |
| PWRQuanta Services, Inc. | NEW | +5.0K | 5.0K | +$264,000 | $264,000 |
| GLWCorning, Inc. | NEW | +6.5K | 6.5K | +$209,000 | $209,000 |
| SHOPShopify, Inc. | SOLD OUT | −10.0K | 0 | −$9M | $0 |
| TTDThe Trade Desk, Inc. | SOLD OUT | −10.0K | 0 | −$4M | $0 |
| BILLBill.com Holdings, Inc. | ADDED | +20.0K | 50.0K | +$2M | $5M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2020
51 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | ROKURoku, Inc.history → | Common Stock | 18.00% | $45M | 240.0K |
| 2 | CHGGChegg, Inc.history → | Common Stock | 9.65% | $24M | 340.0K |
| 3 | ZSZscaler, Inc.history → | Common Stock | 5.59% | $14M | 100.0K |
| 4 | Cree, Inc. | Common Stock | 5.52% | $14M | 218.0K |
| 5 | PINSPinterest, Inc.history → | Common Stock | 4.29% | $11M | 260.0K |
| 6 | NTNXNutanix, Inc.history → | Common Stock | 3.96% | $10M | 450.0K |
| 7 | PTONPeloton Interactive, Inc.history → | Common Stock | 3.94% | $10M | 100.0K |
| 8 | DOMODomo, Inc.history → | Common Stock | 3.81% | $10M | 250.0K |
| 9 | SEDGSolarEdge Technologies, Inc.history → | Common Stock | 3.50% | $9M | 37.0K |
| 10 | WORKSlack Technologies, Inc.history → | Common Stock | 3.31% | $8M | 310.0K |
| 11 | NFLXNetflix, Inc.history → | Common Stock | 2.98% | $8M | 15.0K |
| 12 | TWLOTwilio, Inc.history → | Common Stock | 2.94% | $7M | 30.0K |
| 13 | DOCUDocuSign, Inc.history → | Common Stock | 2.56% | $6M | 30.0K |
| 14 | AKAMAkamai Technologies, Inc.history → | Common Stock | 2.20% | $6M | 50.0K |
| 15 | Coupa Software, Inc. | Common Stock | 2.18% | $5M | 20.0K |
| 16 | BILLBill.com Holdings, Inc.history → | Common Stock | 1.99% | $5M | 50.0K |
| 17 | ADBEAdobe Systems, Inc.history → | Common Stock | 1.95% | $5M | 10.0K |
| 18 | KTOSKratos Defense & Security Solutions, Inc.history → | Common Stock | 1.84% | $5M | 240.0K |
| 19 | ENPHEnphase Energy, Inc.history → | Common Stock | 1.80% | $5M | 55.0K |
| 20 | 2U, Inc. | Common Stock | 1.75% | $4M | 130.0K |
| 21 | WDAYWorkday, Inc.history → | Common Stock | 1.71% | $4M | 20.0K |
| 22 | Zendesk, Inc. | Common Stock | 1.64% | $4M | 40.0K |
| 23 | Splunk, Inc. | Common Stock | 1.49% | $4M | 20.0K |
| 24 | BOXBox, Inc.history → | Common Stock | 1.38% | $3M | 200.0K |
| 25 | Arista Networks, Inc. | Common Stock | 1.23% | $3M | 15.0K |
| 26 | PANWPalo Alto Networks, Inc. | Common Stock | 0.97% | $2M | 10.0K |
| 27 | GWREGuidewire Software, Inc. | Common Stock | 0.93% | $2M | 22.5K |
| 28 | MDBMongoDB,Inc. | Common Stock | 0.92% | $2M | 10.0K |
| 29 | OKTAOkta, Inc. | Common Stock | 0.85% | $2M | 10.0K |
| 30 | PFPTProofpoint, Inc. | Common Stock | 0.84% | $2M | 20.0K |
| 31 | PYPLPayPal Holdings, Inc. | Common Stock | 0.78% | $2M | 10.0K |
| 32 | Maxar Technologyies, Inc. | Common Stock | 0.59% | $1M | 60.0K |
| 33 | VSATViaSat, Inc. | Common Stock | 0.55% | $1M | 40.0K |
| 34 | GW Pharmaceuticals plc | Common Stock | 0.43% | $1M | 11.0K |
| 35 | CYDYCytoDyn, Inc. | ADR | 0.37% | $942,000 | 322.7K |
| 36 | VSLRVivint Solar, Inc. | Common Stock | 0.20% | $508,000 | 12.0K |
| 37 | RUNSunrun, Inc. | Common Stock | 0.15% | $385,000 | 5.0K |
| 38 | ASPNAspen Aerogels, Inc. | Common Stock | 0.15% | $383,000 | 35.0K |
| 39 | Blue Apron Holdings, Inc. | Common Stock | 0.14% | $358,000 | 50.0K |
| 40 | ITRIItron, Inc. | Common Stock | 0.13% | $338,000 | 5.6K |
| 41 | FSLRFirst Solar, Inc. | Common Stock | 0.13% | $331,000 | 5.0K |
| 42 | PHGKoninklijke (Royal) Philips Electronics N.V. | Common Stock | 0.11% | $278,000 | 5.9K |
| 43 | PWRQuanta Services, Inc. | Common Stock | 0.10% | $264,000 | 5.0K |
| 44 | SPWRQSunPower Corp. - Class B | Common Stock | 0.10% | $249,000 | 19.9K |
| 45 | ONON Semiconductor Corp. | Common Stock | 0.09% | $217,000 | 10.0K |
| 46 | GLWCorning, Inc. | Common Stock | 0.08% | $209,000 | 6.5K |
| 47 | Orion Energy Systems, Inc. | Common Stock | 0.04% | $106,000 | 14.0K |
| 48 | LSAKNet 1 UEPS Technologies, Inc. | Common Stock | 0.04% | $101,000 | 30.0K |
| 49 | Covanta Holding Corp. | Common Stock | 0.03% | $78,000 | 10.0K |
| 50 | Phunware, Inc. | Common Stock | 0.03% | $76,000 | 82.9K |
| 51 | Curaleaf Holdings, Inc. | Common Stock | 0.03% | $73,000 | 10.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $47M | 47 | May 14, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $54M | 47 | Feb 13, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $60M | 49 | Nov 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $56M | 49 | Aug 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $41M | 47 | May 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $48M | 48 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $51M | 46 | Nov 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $51M | 48 | Aug 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $61M | 52 | May 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $72M | 53 | Feb 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $69M | 47 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $83M | 56 | Aug 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $92M | 46 | May 18, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $86M | 43 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $110M | 43 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $116M | 46 | Aug 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $192M | 47 | May 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $263M | 51 | Feb 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $335M | 55 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $399M | 57 | Aug 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $357M | 61 | May 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $368M | 56 | Feb 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $252M | 51 | Nov 10, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $219M | 48 | Aug 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $126M | 47 | May 15, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $257M | 53 | Feb 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $248M | 55 | Nov 7, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $260M | 49 | Aug 14, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $268M | 47 | May 14, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.