Managers / Q4 2019 · view latest →
Firsthand Capital Management, Inc.
CIK 0001476179 · 150 ALMADEN BLVD., SUITE 1250, SAN JOSE, CA, 95113 · 408-624-9530
Reported Value
$257M
Q4 2019
Positions
53
Filings on Record
29
2019–present window
Filed
Feb 12, 2020
original filing
Summary
Firsthand Capital Management, Inc. reported $257M in U.S.-listed holdings across 53 positions for Q4 2019.
Its largest position, ROKU, represents 12.5% of the portfolio.
Compared with Q3 2019, the fund opened 1 new position and exited 3.
Portfolio Metrics
Turnover
+7.6%
vs prior filed quarter
Top-10 Concentration
+54.7%
share of reported value
Largest Position
+12.5%
Roku
New / Exited
1 / 3
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 89.0% · $229M
- Other · 7.0% · $18M
- ADR · 3.8% · $10M
- NY Reg Shrs · 0.1% · $282,000
Quarter-over-Quarter Changes full breakdown →
vs Q3 2019 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| PWRQuanta Services, Inc. | NEW | +5.0K | 5.0K | +$204,000 | $204,000 |
| BOXBox, Inc. | SOLD OUT | −250.0K | 0 | −$4M | $0 |
| Fitbit, Inc. | SOLD OUT | −100.0K | 0 | −$381,000 | $0 |
| Sunedision, Inc. | SOLD OUT | −21.1K | 0 | +$0 | $0 |
| Quicklogic | TRIMMED | −557.1K | 42.9K | +$46,000 | $257,000 |
| MSFTMicrosoft Corp. | TRIMMED | −50.0K | 50.0K | −$6M | $8M |
| II-VI Incorporated | TRIMMED | −60.0K | 160.0K | −$2M | $5M |
| NVDANVIDIA Corp. | TRIMMED | −10.0K | 40.0K | +$708,000 | $9M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2019
53 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | ROKURoku, Inc.history → | Common Stock | 12.52% | $32M | 240.0K |
| 2 | Arista Networks, Inc. | Common Stock | 5.55% | $14M | 70.0K |
| 3 | NTNXNutanix, Inc.history → | Common Stock | 5.48% | $14M | 450.0K |
| 4 | TWLOTwilio, Inc.history → | Common Stock | 5.36% | $14M | 140.0K |
| 5 | CHGGChegg, Inc.history → | Common Stock | 5.02% | $13M | 340.0K |
| 6 | Match Group, Inc. | Common Stock | 4.80% | $12M | 150.0K |
| 7 | NFLXNetflix, Inc.history → | Common Stock | 4.41% | $11M | 35.0K |
| 8 | METAFacebook, Inc.history → | Common Stock | 4.00% | $10M | 50.0K |
| 9 | Cree, Inc. | Common Stock | 3.92% | $10M | 218.0K |
| 10 | NVDANVIDIA Corp.history → | Common Stock | 3.67% | $9M | 40.0K |
| 11 | TSMTaiwan Semiconductor Manufacturing Co. - ADRhistory → | ADR | 3.40% | $9M | 150.0K |
| 12 | MSFTMicrosoft Corp.history → | Common Stock | 3.07% | $8M | 50.0K |
| 13 | AMZNAmazon.com, Inc.history → | Common Stock | 2.88% | $7M | 4.0K |
| 14 | ADBEAdobe Systems, Inc.history → | Common Stock | 2.57% | $7M | 20.0K |
| 15 | GWREGuidewire Software, Inc.history → | Common Stock | 2.35% | $6M | 55.0K |
| 16 | Splunk, Inc. | Common Stock | 2.33% | $6M | 40.0K |
| 17 | SEDGSolarEdge Technologies, Inc.history → | Common Stock | 2.11% | $5M | 57.0K |
| 18 | II-VI Incorporated | Common Stock | 2.10% | $5M | 160.0K |
| 19 | GOOGAlphabet, Inc.history → | Common Stock | 2.09% | $5M | 4.0K |
| 20 | WDAYWorkday, Inc.history → | Common Stock | 1.92% | $5M | 30.0K |
| 21 | ZSZscaler, Inc.history → | Common Stock | 1.81% | $5M | 100.0K |
| 22 | PANWPalo Alto Networks, Inc.history → | Common Stock | 1.80% | $5M | 20.0K |
| 23 | PFPTProofpoint, Inc.history → | Common Stock | 1.79% | $5M | 40.0K |
| 24 | PYPLPayPal Holdings, Inc.history → | Common Stock | 1.69% | $4M | 40.0K |
| 25 | KTOSKratos Defense & Security Solutions, Inc.history → | Common Stock | 1.68% | $4M | 240.0K |
| 26 | ENPHEnphase Energy, Inc.history → | Common Stock | 1.58% | $4M | 155.0K |
| 27 | Zendesk, Inc. | Common Stock | 1.19% | $3M | 40.0K |
| 28 | VSATViaSat, Inc.history → | Common Stock | 1.14% | $3M | 40.0K |
| 29 | Coupa Software, Inc. | Common Stock | 1.14% | $3M | 20.0K |
| 30 | XYZSquare, Inc. | Common Stock | 0.97% | $3M | 40.0K |
| 31 | 2U, Inc. | Common Stock | 0.93% | $2M | 100.0K |
| 32 | OKTAOkta, Inc. | Common Stock | 0.90% | $2M | 20.0K |
| 33 | PPure Storage, Inc. | Common Stock | 0.67% | $2M | 100.0K |
| 34 | MDBMongoDB,Inc. | Common Stock | 0.51% | $1M | 10.0K |
| 35 | GW Pharmaceuticals plc | Common Stock | 0.45% | $1M | 11.0K |
| 36 | DOMODomo, Inc. | Common Stock | 0.42% | $1M | 50.0K |
| 37 | Phunware, Inc. | Common Stock | 0.32% | $813,000 | 682.9K |
| 38 | POWIPower Integrations, Inc. | Common Stock | 0.22% | $574,000 | 5.8K |
| 39 | ITRIItron, Inc. | Common Stock | 0.18% | $467,000 | 5.6K |
| 40 | PHGKoninklijke (Royal) Philips Electronics N.V. | Common Stock | 0.11% | $282,000 | 5.8K |
| 41 | FSLRFirst Solar, Inc. | Common Stock | 0.11% | $280,000 | 5.0K |
| 42 | HONHoneywell International, Inc. | Common Stock | 0.11% | $280,000 | 1.6K |
| 43 | ASPNAspen Aerogels, Inc. | Common Stock | 0.11% | $272,000 | 35.0K |
| 44 | Quicklogic | Common Stock | 0.10% | $257,000 | 42.9K |
| 45 | ONON Semiconductor Corp. | Common Stock | 0.10% | $244,000 | 10.0K |
| 46 | UTXZUnited Technologies Corp. | Common Stock | 0.09% | $225,000 | 1.5K |
| 47 | PWRQuanta Services, Inc. | Common Stock | 0.08% | $204,000 | 5.0K |
| 48 | SPWRQSunPower Corp. - Class B | Common Stock | 0.06% | $155,000 | 19.9K |
| 49 | Covanta Holding Corp. | Common Stock | 0.06% | $148,000 | 10.0K |
| 50 | LSAKNet 1 UEPS Technologies, Inc. | Common Stock | 0.04% | $112,000 | 30.0K |
| 51 | VSLRVivint Solar, Inc. | Common Stock | 0.03% | $87,000 | 12.0K |
| 52 | Curaleaf Holdings, Inc. | Common Stock | 0.02% | $63,000 | 10.0K |
| 53 | Orion Energy Systems, Inc. | Common Stock | 0.02% | $47,000 | 14.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $47M | 47 | May 14, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $54M | 47 | Feb 13, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $60M | 49 | Nov 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $56M | 49 | Aug 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $41M | 47 | May 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $48M | 48 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $51M | 46 | Nov 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $51M | 48 | Aug 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $61M | 52 | May 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $72M | 53 | Feb 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $69M | 47 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $83M | 56 | Aug 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $92M | 46 | May 18, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $86M | 43 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $110M | 43 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $116M | 46 | Aug 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $192M | 47 | May 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $263M | 51 | Feb 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $335M | 55 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $399M | 57 | Aug 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $357M | 61 | May 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $368M | 56 | Feb 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $252M | 51 | Nov 10, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $219M | 48 | Aug 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $126M | 47 | May 15, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $257M | 53 | Feb 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $248M | 55 | Nov 7, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $260M | 49 | Aug 14, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $268M | 47 | May 14, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.