Managers / Q2 2021 · view latest →
Firsthand Capital Management, Inc.
CIK 0001476179 · 150 ALMADEN BLVD., SUITE 1250, SAN JOSE, CA, 95113 · 408-624-9530
Reported Value
$399M
Q2 2021
Positions
57
Filings on Record
29
2019–present window
Filed
Aug 13, 2021
original filing
Summary
Firsthand Capital Management, Inc. reported $399M in U.S.-listed holdings across 57 positions for Q2 2021.
The portfolio is heavily concentrated: ROKU alone accounts for 27.6% of reported value.
Compared with Q1 2021, the fund opened 1 new position and exited 5.
Portfolio Metrics
Turnover
+6.8%
vs prior filed quarter
Top-10 Concentration
+69.8%
share of reported value
Largest Position
+27.6%
Roku
New / Exited
1 / 5
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 90.5% · $361M
- Other · 9.4% · $37M
- NY Reg Shrs · 0.1% · $293,000
- ADR · 0.1% · $238,000
Quarter-over-Quarter Changes full breakdown →
vs Q1 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| AVAVAeroVironment, Inc. | NEW | +20.0K | 20.0K | +$2M | $2M |
| PTONPeloton Interactive, Inc. | SOLD OUT | −100.0K | 0 | −$11M | $0 |
| Splunk, Inc. | SOLD OUT | −20.0K | 0 | −$3M | $0 |
| GW Pharmaceuticals plc | SOLD OUT | −6.0K | 0 | −$1M | $0 |
| Tuscan Holdings Corp. II | SOLD OUT | −40.0K | 0 | −$404,000 | $0 |
| Blue Apron Holdings, Inc. | SOLD OUT | −50.0K | 0 | −$316,000 | $0 |
| ADBEAdobe Systems, Inc. | TRIMMED | −5.0K | 5.0K | −$2M | $3M |
| PFPTProofpoint, Inc. | TRIMMED | −10.0K | 10.0K | −$778,000 | $2M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q2 2021
57 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | ROKURoku, Inc.history → | Common Stock | 27.63% | $110M | 240.0K |
| 2 | CHGGChegg, Inc.history → | Common Stock | 7.08% | $28M | 340.0K |
| 3 | DOCUDocuSign, Inc.history → | Common Stock | 5.61% | $22M | 80.0K |
| 4 | ZSZscaler, Inc.history → | Common Stock | 5.42% | $22M | 100.0K |
| 5 | Cree, Inc. | Common Stock | 5.35% | $21M | 218.0K |
| 6 | PINSPinterest, Inc.history → | Common Stock | 5.15% | $21M | 260.0K |
| 7 | DOMODomo, Inc.history → | Common Stock | 5.07% | $20M | 250.0K |
| 8 | TWLOTwilio, Inc.history → | Common Stock | 2.96% | $12M | 30.0K |
| 9 | UPWKUpwork, Inc.history → | Common Stock | 2.92% | $12M | 200.0K |
| 10 | NETCloudflare, Inc.history → | Common Stock | 2.65% | $11M | 100.0K |
| 11 | SEDGSolarEdge Technologies, Inc.history → | Common Stock | 2.56% | $10M | 37.0K |
| 12 | ENPHEnphase Energy, Inc.history → | Common Stock | 2.53% | $10M | 55.0K |
| 13 | BILLBill.com Holdings, Inc.history → | Common Stock | 2.30% | $9M | 50.0K |
| 14 | NTNXNutanix, Inc.history → | Common Stock | 2.20% | $9M | 230.0K |
| 15 | KTOSKratos Defense & Security Solutions, Inc.history → | Common Stock | 2.18% | $9M | 305.0K |
| 16 | NFLXNetflix, Inc.history → | Common Stock | 1.99% | $8M | 15.0K |
| 17 | Zendesk, Inc. | Common Stock | 1.45% | $6M | 40.0K |
| 18 | Qell Acquisition Corp. | Common Stock | 1.40% | $6M | 560.0K |
| 19 | 2U, Inc. | Common Stock | 1.36% | $5M | 130.0K |
| 20 | Coupa Software, Inc. | Common Stock | 1.31% | $5M | 20.0K |
| 21 | WDAYWorkday, Inc.history → | Common Stock | 1.20% | $5M | 20.0K |
| 22 | Maxar Technologyies, Inc. | Common Stock | 1.00% | $4M | 100.0K |
| 23 | PANWPalo Alto Networks, Inc. | Common Stock | 0.93% | $4M | 10.0K |
| 24 | MDBMongoDB,Inc. | Common Stock | 0.91% | $4M | 10.0K |
| 25 | ADBEAdobe Systems, Inc. | Common Stock | 0.73% | $3M | 5.0K |
| 26 | PYPLPayPal Holdings, Inc. | Common Stock | 0.73% | $3M | 10.0K |
| 27 | GWREGuidewire Software, Inc. | Common Stock | 0.64% | $3M | 22.5K |
| 28 | OKTAOkta, Inc. | Common Stock | 0.61% | $2M | 10.0K |
| 29 | AVAVAeroVironment, Inc. | Common Stock | 0.50% | $2M | 20.0K |
| 30 | VSATViaSat, Inc. | Common Stock | 0.50% | $2M | 40.0K |
| 31 | PFPTProofpoint, Inc. | Common Stock | 0.44% | $2M | 10.0K |
| 32 | ASPNAspen Aerogels, Inc. | Common Stock | 0.26% | $1M | 35.0K |
| 33 | Decarbonization Plus Acquisition Corp. | Common Stock | 0.26% | $1M | 100.0K |
| 34 | Climate Change Crisis Real Impact I Acquisition Corp. | Common Stock | 0.23% | $901,000 | 60.0K |
| 35 | Sustainable Opportunities Acquisition Corp. | Common Stock | 0.20% | $796,000 | 80.0K |
| 36 | RUNSunrun, Inc. | Common Stock | 0.16% | $647,000 | 11.6K |
| 37 | SPWRQSunPower Corp. - Class B | Common Stock | 0.15% | $582,000 | 19.9K |
| 38 | ITRIItron, Inc. | Common Stock | 0.14% | $556,000 | 5.6K |
| 39 | BowX Qcquisition Corp. | Common Stock | 0.12% | $460,000 | 40.0K |
| 40 | PWRQuanta Services, Inc. | Common Stock | 0.11% | $453,000 | 5.0K |
| 41 | FSLRFirst Solar, Inc. | Common Stock | 0.11% | $453,000 | 5.0K |
| 42 | Decarbonization Plus Acquisition Corp. III | Common Stock | 0.11% | $448,000 | 40.0K |
| 43 | Social Capital Hedosophia Holdings Corp. | Common Stock | 0.10% | $408,000 | 40.0K |
| 44 | Queen's Gambit Growth Capital | Common Stock | 0.10% | $399,000 | 40.0K |
| 45 | ONON Semiconductor Corp. | Common Stock | 0.10% | $383,000 | 10.0K |
| 46 | CYDYCytoDyn, Inc. | ADR | 0.10% | $379,000 | 222.7K |
| 47 | PHGKoninklijke (Royal) Philips Electronics N.V. | Common Stock | 0.07% | $293,000 | 5.9K |
| 48 | GLWCorning, Inc. | Common Stock | 0.07% | $264,000 | 6.5K |
| 49 | ABBNYABB LTD. | Common Stock | 0.06% | $238,000 | 7.0K |
| 50 | Qell Acquistion Corp.Warrant | Common Stock | 0.05% | $213,000 | 133.3K |
| 51 | Spring Valley Acquisition Corp. | Common Stock | 0.05% | $200,000 | 20.0K |
| 52 | Covanta Holding Corp. | Common Stock | 0.04% | $176,000 | 10.0K |
| 53 | LSAKNet 1 UEPS Technologies, Inc. | Common Stock | 0.04% | $141,000 | 30.0K |
| 54 | Curaleaf Holdings, Inc. | Common Stock | 0.04% | $141,000 | 10.0K |
| 55 | Orion Energy Systems, Inc. | Common Stock | 0.02% | $80,000 | 14.0K |
| 56 | Decarboniization Plus Acquistion Corp. | Common Stock | 0.02% | $69,000 | 30.0K |
| 57 | Spring Valley Acquisition Corp. Warrant | Common Stock | 0.01% | $41,000 | 30.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $47M | 47 | May 14, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $54M | 47 | Feb 13, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $60M | 49 | Nov 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $56M | 49 | Aug 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $41M | 47 | May 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $48M | 48 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $51M | 46 | Nov 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $51M | 48 | Aug 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $61M | 52 | May 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $72M | 53 | Feb 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $69M | 47 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $83M | 56 | Aug 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $92M | 46 | May 18, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $86M | 43 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $110M | 43 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $116M | 46 | Aug 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $192M | 47 | May 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $263M | 51 | Feb 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $335M | 55 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $399M | 57 | Aug 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $357M | 61 | May 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $368M | 56 | Feb 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $252M | 51 | Nov 10, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $219M | 48 | Aug 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $126M | 47 | May 15, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $257M | 53 | Feb 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $248M | 55 | Nov 7, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $260M | 49 | Aug 14, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $268M | 47 | May 14, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.