SEC 13F Intelligence

Managers / Q4 2022 · view latest →

RiverFront Investment Group, LLC

CIK 0001469751 · 1214 EAST CARY STREET, RICHMOND, VA, 23219 · 804-549-4800

Reported Value
$441M
Q4 2022
Positions
103
Filings on Record
36
2019–present window
Filed
Feb 24, 2023
amendment (RESTATEMENT)

Summary

Riverfront Investment Group, LLC reported $441M in U.S.-listed holdings across 103 positions for Q4 2022.

Its largest position, Ishares Tr S P 500 Index, represents 6.5% of the portfolio.

Compared with Q3 2022, the fund opened 20 new positions and exited 6.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $3.7BQ4 ’18Q1 ’19: $4.0BQ2 ’19: $4.0BQ3 ’19: $4.0BQ4 ’19: $4.1BQ4 ’19Q1 ’20: $2.6BQ2 ’20: $4.1BQ3 ’20: $4.2BQ4 ’20: $4.6BQ4 ’20Q1 ’21: $4.7BQ2 ’21: $5.0BQ3 ’21: $3.0BQ4 ’21: $3.2BQ4 ’21Q1 ’22: $3.1BQ2 ’22: $2.7BQ3 ’22: $2.7BQ4 ’22: $441MQ4 ’22Q1 ’23: $2.8BQ3 ’23: $3MQ4 ’23: $3MQ1 ’24: $4MQ1 ’24Q3 ’24: $4.2BQ4 ’24: $4.4BQ1 ’25: $4.5BQ2 ’25: $5.1BQ2 ’25Q3 ’25: $5.7BQ4 ’25: $6.1BQ1 ’26: $6.5Bfilingsflow.com

Portfolio Composition

By security type
ETP: 90.7%Common Stock: 8.2%REIT: 0.6%Open-End Fund: 0.3%ADR: 0.2%
  • ETP · 90.7% · $400M
  • Common Stock · 8.2% · $36M
  • REIT · 0.6% · $3M
  • Open-End Fund · 0.3% · $1M
  • ADR · 0.2% · $677,833

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FIRST TR EXCHANGE TRADED FD HINEW+272.3K272.3K+$5M$5M
ISHARES TR S&P SMLCAP 600NEW+218.3K218.3K+$4M$4M
FIRST TR EXCHANGE TRADED FD SENEW+74.2K74.2K+$3M$3M
ISHARES TR 10 YR CR BD ENEW+167.7K167.7K+$3M$3M
GLOBAL X S&P 500 COVERED CALLNEW+57.6K57.6K+$2M$2M
XLFSELECT SECTOR SPDR TR SBI INT-NEW+49.5K49.5K+$2M$2M
FRANKLIN TEMPLETON ETF TR FTSENEW+290.9K290.9K+$2M$2M
J P MORGAN EXCHANGE TRADED FDNEW+26.5K26.5K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

44 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TR S&P 500 INDEXCOM6.52%$29M618.3K
2ALPS ETF TR RIVERFRNT DYMCCOM6.31%$28M663.0K
3FIRST TR EXCH TRADED FD III RICOM5.85%$26M489.5K
4ISHARES TR 0-5YR HI YL CPCOM5.08%$22M1.69M
5GOLDMAN SACHS ETF TR EQUITY ETCOM4.90%$22M2.38M
6ISHARES TR LEHMAN AGG BNDCOM4.58%$20M263.8K
7J P MORGAN EXCHANGE-TRADED FEQETF - EQUITY4.39%$19M814.7K
8VANGUARD BD INDEX FD INC TOTALCOM4.02%$18M2.29M
9XLESELECT SECTOR SPDR TR SBI INT-COM3.06%$13M1.30M
10SPDR SERIES TRUST PORTFOLIO AGCOM3.02%$13M6.94M
11ISHARES TR CORE MSCI EAFECOM2.90%$13M2.82M
12VANGUARD SCOTTSDALE FDS INT-TECOM2.87%$13M2.28M
13RFCIALPS ETF TR RIVERFRONT DYMCOM2.41%$11M480.9K
14ISHARES TR MSCI VAL IDXCOM2.17%$10M972.5K
15VANGUARD SCOTTSDALE FDS SHRT-TCOM2.09%$9M1.53M
16SSGA ACTIVE ETF TR BLKSTN GSOSCOM2.08%$9M2.28M
17J P MORGAN EXCHANGE TRADED FDCOM1.91%$8M1.22M
18ALPS ETF TR RIVERFRNT FLEXCOM1.91%$8M208.9K
19ISHARES TR DJ US TECH SECCOM1.91%$8M674.6K
20ISHARES TR DJ US FINL SVCCOM1.68%$7M515.6K
21TLHISHARES TR LEHMAN 10-20YRCOM1.64%$7M618.6K
22MSFTMICROSOFT CORP COMCOM1.51%$7M134.9K
23SELECT SECTOR SPDR TR SBI HEALCOM1.35%$6M517.7K
24FIRST TR EXCHANGE TRADED FD HICOM1.19%$5M272.3K
25SPDR SERIES TRUST BARC CAPTL ECOM1.19%$5M2.30M
26ALPS ETF TR RIVERFRNT STR INCETF - FIXED INCO1.09%$5M212.8K
27ISHARES INC CORE MSCI EMKTCOM1.08%$5M667.4K
28SELECT SECTOR SPDR TR SBI CONSCOM1.04%$5M651.2K
29ISHARES TR S&P SMLCAP 600COM1.02%$4M218.3K
30NDQInvesco QQQ TrustCOM0.93%$4M73.1K
31AAPLAPPLE COMPUTER INCCOM0.87%$4M189.8K
32ISHARES TR MBS FIXED BDFDCOM0.85%$4M593.3K
33ISHARES INC MSCI EMRG CHNETF - EQUITY0.78%$3M284.5K
34FIRST TR EXCHANGE TRADED FD SECOM0.75%$3M74.2K
35BRK/BBERKSHIRE HATHAWAY INC DEL CLCOM0.69%$3M9.9K
36SPDR SER TR CAP S/T HI YLDCOM0.66%$3M566.2K
37ISHARES TR 10 YR CR BD ECOM0.60%$3M167.7K
38PLDPROLOGIS INC. COMREAL ES0.57%$3M168.5K
39EOGEOG RES INC COMCOM0.53%$2M84.4K
40GLOBAL X S&P 500 COVERED CALLCOM0.51%$2M57.6K
41ISHARES INC MSCI GERMANCOM0.50%$2M89.6K
42SYKSTRYKER CORP COMCOM0.46%$2M8.3K
43UNHUNITEDHEALTH GROUP INC COMCOM0.45%$2M17.5K
44CATCATERPILLAR INC COMCOM0.41%$2M50.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$6.5B384May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$6.1B346Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$5.7B314Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$5.1B316Aug 12, 202513F-HRchanges · EDGAR ↗
Q1 2025$4.5B289May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$4.4B253Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.2B214Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024under review172Aug 28, 2024RESTATEMENTchanges · EDGAR ↗
Q1 2024$4M131May 2, 202413F-HRchanges · EDGAR ↗
Q4 2023$3M117Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$3M110Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023under review106Aug 1, 202313F-HRchanges · EDGAR ↗
Q1 2023$2.8B103May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$441M103Feb 24, 2023RESTATEMENTchanges · EDGAR ↗
Q3 2022$2.7B89Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.7B98Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.1B99May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.2B96Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.0B80Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$5.0B144Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$4.7B124Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.6B113Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$4.2B59Oct 28, 202013F-HRchanges · EDGAR ↗
Q2 2020$4.1B58Jul 17, 202013F-HRchanges · EDGAR ↗
Q1 2020$2.6B54May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$4.1B60Jan 31, 202013F-HRchanges · EDGAR ↗
Q3 2019$4.0B60Nov 1, 201913F-HRchanges · EDGAR ↗
Q2 2019$4.0B59Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$4.0B62May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$3.7B66Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • ALPS Advisors, Inc.028-12230
  • First Trust Advisors LP028-06487

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.