SEC 13F Intelligence

ALPS ETF TR

CUSIP 00162Q510

Alps Etf Tr has 18 institutional holders in Filings Flow’s 13F database, together reporting 249.5K shares worth $17M as of Q1 2026. The largest reported holders are Alps Advisors Inc, Citadel Advisors LLC, and Osaic Holdings, Inc..

Institutional Holders
18
Q1 2026
Reported Value
$17M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 21Q4 ’18Q1 ’19: 20Q2 ’19: 20Q2 ’19Q3 ’19: 17Q2 ’21: 15Q2 ’21Q4 ’21: 19Q4 ’22: 19Q4 ’22Q4 ’25: 18Q1 ’26: 18Q1 ’26Q2 ’26: 5filingsflow.com
Total reported value
Q4 ’18: $105MQ4 ’18Q1 ’19: $117MQ2 ’19: $122MQ2 ’19Q3 ’19: $108MQ2 ’21: $65MQ2 ’21Q4 ’21: $1.6BQ4 ’22: $25MQ4 ’22Q4 ’25: $17MQ1 ’26: $17MQ1 ’26Q2 ’26: $1Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Arsenal Capital Advisors LLC$138M AUM0.36%$500,6467.5KQ1 2026OLDER
Tenzing Financial LLC$146M AUM0.15%$218,0502.9KQ2 2026
Fermata Advisors, LLC$495M AUM0.14%$672,1818.9KQ2 2026
ALPS ADVISORS INC$21.3B AUM0.05%$11M165.7KQ1 2026OLDER
Koshinski Asset Management, Inc.$1.6B AUM0.02%$352,7015.3KQ1 2026OLDER
Main Street Financial Solutions, LLC$1.3B AUM0.02%$299,7824.7KQ3 2025OLDER
EVOLUTION WEALTH MANAGEMENT INC.$137M AUM0.01%$19,174289Q1 2026OLDER
GAMMA Investing LLC$2.7B AUM0.01%$180,2492.4KQ2 2026
RiverFront Investment Group, LLC$6.5B AUM0.01%$330,5415.0KQ1 2026OLDER
Prospera Financial Services Inc$6.2B AUM0.00%$281,0064.2KQ1 2026OLDER
Elevated Capital Advisors, LLC$397M AUM0.00%$13,800208Q1 2026OLDER
Stratos Wealth Partners, LTD.$8.8B AUM0.00%$241,3043.6KQ1 2026OLDER
Triumph Capital Management$491M AUM0.00%$6,900104Q1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$903,26113.6KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$110,2771.7KQ2 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$1M18.8KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$731,67511.0KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$47,504716Q1 2026OLDER
Smartleaf Asset Management LLC$2.8B AUM0.00%$1943Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$71,2311.1KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$12,848200Q3 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$501Q2 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.