SEC 13F Intelligence

RFCIALPS ETF TR

CUSIP 00162Q536 · Yahoo Finance ↗ · Google Finance ↗

Alps Etf Tr (RFCI) has 12 institutional holders in Filings Flow’s 13F database, together reporting 680.2K shares worth $15M as of Q1 2026. The largest reported holders are Prospera Financial Services Inc, Riverfront Investment Group, LLC, and Envestnet Asset Management Inc.

Institutional Holders
12
Q1 2026
Reported Value
$15M
Ticker
RFCI
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 19Q4 ’18Q1 ’19: 17Q2 ’19: 18Q2 ’19Q3 ’19: 19Q2 ’21: 15Q2 ’21Q4 ’21: 19Q4 ’22: 20Q4 ’22Q4 ’25: 14Q1 ’26: 12Q1 ’26Q2 ’26: 3filingsflow.com
Total reported value
Q4 ’18: $128MQ4 ’18Q1 ’19: $130MQ2 ’19: $135MQ2 ’19Q3 ’19: $113MQ2 ’21: $107MQ2 ’21Q4 ’21: $1.6BQ4 ’22: $40MQ4 ’22Q4 ’25: $17MQ1 ’26: $15MQ1 ’26Q2 ’26: $25,277filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
LEIGH BALDWIN & CO., LLC$154M AUM0.14%$210,4669.4KQ1 2026OLDER
Prospera Financial Services Inc$6.2B AUM0.07%$4M195.8KQ1 2026OLDER
RiverFront Investment Group, LLC$6.5B AUM0.06%$4M163.4KQ1 2026OLDER
ALPS ADVISORS INC$21.3B AUM0.01%$2M79.0KQ4 2025OLDER
EVOLUTION WEALTH MANAGEMENT INC.$137M AUM0.00%$6,160275Q1 2026OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.00%$3M115.3KQ1 2026OLDER
Elevated Capital Advisors, LLC$397M AUM0.00%$7,750346Q1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$3M128.8KQ1 2026OLDER
GAMMA Investing LLC$2.7B AUM0.00%$5,749258Q2 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$1M66.5KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$640,71328.2KQ3 2025OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$19,509871Q2 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$303,32013.4KQ4 2025OLDER
UBS Group AG$666.3B AUM0.00%$1,63573Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$191Q2 2026
MORGAN STANLEY$1.67T AUM0.00%$231Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.