SEC 13F Intelligence

Managers / Q1 2021 · view latest →

RiverFront Investment Group, LLC

CIK 0001469751 · 1214 EAST CARY STREET, RICHMOND, VA, 23219 · 804-549-4800

Reported Value
$4.7B
Q1 2021
Positions
124
Filings on Record
36
2019–present window
Filed
Apr 29, 2021
original filing

Summary

Riverfront Investment Group, LLC reported $4.7B in U.S.-listed holdings across 124 positions for Q1 2021.

Its largest position, Goldman Sachs Etf Tr Equity Et, represents 12.8% of the portfolio.

Compared with Q4 2020, the fund opened 20 new positions and exited 9.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $3.7BQ4 ’18Q1 ’19: $4.0BQ2 ’19: $4.0BQ3 ’19: $4.0BQ4 ’19: $4.1BQ4 ’19Q1 ’20: $2.6BQ2 ’20: $4.1BQ3 ’20: $4.2BQ4 ’20: $4.6BQ4 ’20Q1 ’21: $4.7BQ2 ’21: $5.0BQ3 ’21: $3.0BQ4 ’21: $3.2BQ4 ’21Q1 ’22: $3.1BQ2 ’22: $2.7BQ3 ’22: $2.7BQ4 ’22: $441MQ4 ’22Q1 ’23: $2.8BQ3 ’23: $3MQ4 ’23: $3MQ1 ’24: $4MQ1 ’24Q3 ’24: $4.2BQ4 ’24: $4.4BQ1 ’25: $4.5BQ2 ’25: $5.1BQ2 ’25Q3 ’25: $5.7BQ4 ’25: $6.1BQ1 ’26: $6.5Bfilingsflow.com

Portfolio Composition

By security type
ETP: 95.8%Common Stock: 3.2%REIT: 0.6%Other: 0.4%Open-End Fund: 0.0%
  • ETP · 95.8% · $4.5B
  • Common Stock · 3.2% · $152M
  • REIT · 0.6% · $28M
  • Other · 0.4% · $17M
  • Open-End Fund · 0.0% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TR MSCI ACJPN IDXNEW+414.5K414.5K+$38M$38M
FIRST TRUST TCW OPPORTUNISTICNEW+595.2K595.2K+$31M$31M
JP MORGAN EXCHANGE TRADED FDBENEW+792.4K792.4K+$23M$23M
XLESELECT SECTOR SPDR TR SBI INT-NEW+458.9K458.9K+$23M$23M
CATCATERPILLAR INC COMNEW+53.0K53.0K+$12M$12M
GENERAL ELEC CONEW+881.6K881.6K+$12M$12M
ISHARES TR RUSSELL1000GRWNEW+2.6K2.6K+$623,000$623,000
ISHARES TR RUSSELL1000VALNEW+3.6K3.6K+$553,000$553,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

45 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1GOLDMAN SACHS ETF TR EQUITY ETCOM12.79%$606M7.66M
2VANGUARD BD INDEX FD INC TOTALCOM8.49%$402M4.75M
3ISHARES TR S&P 500 INDEXCOM8.08%$383M962.7K
4ISHARES TR CORE MSCI EAFECOM7.48%$354M4.92M
5VANGUARD SCOTTSDALE FDS INT-TECOM6.97%$330M3.94M
6SPDR SERIES TRUST PORTFOLIO AGCOM4.69%$222M7.49M
7VANGUARD SCOTTSDALE FDS SHRT-TCOM4.65%$220M2.67M
8XLESELECT SECTOR SPDR TR SBI INT-COM4.24%$201M1.97M
9ISHARES TR DJ US FINL SVCCOM3.61%$171M998.7K
10NDQInvesco QQQ TrustCOM3.49%$165M518.5K
11ISHARES INC CORE MSCI EMKTCOM3.40%$161M2.51M
12SELECT SECTOR SPDR TR SBI CONSCOM2.20%$104M872.9K
13ISHARES TR MBS FIXED BDFDCOM2.06%$98M901.3K
14SELECT SECTOR SPDR TR SBI HEALCOM1.89%$90M767.5K
15ISHARES TR MSCI GRW IDXCOM1.78%$84M840.5K
16GLOBAL X FDS US INFR DEV ETCOM1.67%$79M3.16M
17ISHARES TR DJ US TECH SECCOM1.66%$79M897.1K
18ISHARES TR MSCI VAL IDXCOM1.44%$68M1.34M
19ALPS ETF TR RIVERFRNT DYMCCOM1.36%$64M1.59M
20ISHARES TR 20 YR TRS BDCOM1.29%$61M451.7K
21RFCIALPS ETF TR RIVERFRONT DYMCOM1.13%$53M2.12M
22FIRST TR EXCH TRADED FD III RICOM0.96%$45M674.1K
23VANECK VECTORS FALLEN ANGEL HICOM0.85%$41M1.27M
24ISHARES TR CORE MSCI EUROCOM0.81%$39M714.1K
25ISHARES TR MSCI ACJPN IDXCOM0.81%$38M414.5K
26XLCCOMMUNICATION SERVICES SELECTCOM0.79%$37M507.6K
27FIRST TRUST TCW OPPORTUNISTICCOM0.66%$31M595.2K
28ALPS ETF TR RIVERFRNT FLEXCOM0.62%$29M713.0K
29INVESCO S&P 500 HIGH BETA ETFCOM0.61%$29M414.2K
30VANGUARD SCOTTSDALE FDS LG-TERCOM0.59%$28M275.9K
31PLDPROLOGIS INC. COMCOM0.59%$28M261.6K
32ISHARES TR S&P NA SOFTWRCOM0.57%$27M79.7K
33ISHARES CORE DIVIDEND GROWTH ECOM0.57%$27M555.2K
34MSFTMICROSOFT CORP COMCOM0.56%$26M111.8K
35TLHISHARES TR LEHMAN 10-20YRCOM0.54%$26M184.1K
36XLBSELECT SECTOR SPDR TR SBI MATECOM0.52%$25M315.5K
37VANGUARD WORLD FDS TELCOMM ETFCOM0.51%$24M185.7K
38ISHARES TR DJ MED DEVICESCOM0.50%$24M72.2K
39JP MORGAN EXCHANGE TRADED FDBECOM0.48%$23M792.4K
40DYHTARGET CORPCOM0.41%$19M98.2K
41ISHARES TR S&P 500 VALUECOM0.38%$18M126.0K
42SBUXSTARBUCKS CORP COMCOM0.31%$15M135.7K
43AAPLAPPLE COMPUTER INCCOM0.30%$14M116.9K
44UPSUNITED PARCEL SERVICE INC CL BCOM0.26%$12M73.3K
45CATCATERPILLAR INC COMCOM0.26%$12M53.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$6.5B384May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$6.1B346Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$5.7B314Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$5.1B316Aug 12, 202513F-HRchanges · EDGAR ↗
Q1 2025$4.5B289May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$4.4B253Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.2B214Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024under review172Aug 28, 2024RESTATEMENTchanges · EDGAR ↗
Q1 2024$4M131May 2, 202413F-HRchanges · EDGAR ↗
Q4 2023$3M117Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$3M110Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023under review106Aug 1, 202313F-HRchanges · EDGAR ↗
Q1 2023$2.8B103May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$441M103Feb 24, 2023RESTATEMENTchanges · EDGAR ↗
Q3 2022$2.7B89Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.7B98Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.1B99May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.2B96Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.0B80Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$5.0B144Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$4.7B124Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.6B113Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$4.2B59Oct 28, 202013F-HRchanges · EDGAR ↗
Q2 2020$4.1B58Jul 17, 202013F-HRchanges · EDGAR ↗
Q1 2020$2.6B54May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$4.1B60Jan 31, 202013F-HRchanges · EDGAR ↗
Q3 2019$4.0B60Nov 1, 201913F-HRchanges · EDGAR ↗
Q2 2019$4.0B59Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$4.0B62May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$3.7B66Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • ALPS Advisors, Inc.028-12230
  • First Trust Advisors LP028-06487

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.