SEC 13F Intelligence

ALPS ETF TR

CUSIP 00162Q528

Alps Etf Tr has 23 institutional holders in Filings Flow’s 13F database, together reporting 1.21M shares worth $75M as of Q1 2026. The largest reported holders are Riverfront Investment Group, LLC, Prospera Financial Services Inc, and Envestnet Asset Management Inc.

Institutional Holders
23
Q1 2026
Reported Value
$75M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 16Q4 ’18Q1 ’19: 17Q2 ’19: 17Q2 ’19Q3 ’19: 17Q2 ’21: 15Q2 ’21Q4 ’21: 21Q4 ’22: 27Q4 ’22Q4 ’25: 26Q1 ’26: 23Q1 ’26Q2 ’26: 4filingsflow.com
Total reported value
Q4 ’18: $101MQ4 ’18Q1 ’19: $116MQ2 ’19: $112MQ2 ’19Q3 ’19: $107MQ2 ’21: $131MQ2 ’21Q4 ’21: $2.9BQ4 ’22: $73MQ4 ’22Q4 ’25: $83MQ1 ’26: $75MQ1 ’26Q2 ’26: $3Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
RETIREMENT PLANNING GROUP, LLC / NY$155M AUM2.44%$4M60.5KQ1 2026OLDER
LEIGH BALDWIN & CO., LLC$154M AUM0.33%$512,5938.2KQ1 2026OLDER
Prospera Financial Services Inc$6.2B AUM0.24%$15M241.0KQ1 2026OLDER
RiverFront Investment Group, LLC$6.5B AUM0.24%$15M243.3KQ1 2026OLDER
Bison Wealth, LLC$1.1B AUM0.19%$2M29.7KQ2 2026
Koshinski Asset Management, Inc.$1.6B AUM0.06%$947,09115.1KQ1 2026OLDER
ALPS ADVISORS INC$21.3B AUM0.05%$11M169.1KQ1 2026OLDER
EVOLUTION WEALTH MANAGEMENT INC.$137M AUM0.04%$55,838891Q1 2026OLDER
GAMMA Investing LLC$2.7B AUM0.04%$1M14.8KQ2 2026
Elevated Capital Advisors, LLC$397M AUM0.02%$61,039974Q1 2026OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.01%$10M164.8KQ1 2026OLDER
DAVENPORT & Co LLC$18.4B AUM0.00%$734,97911.7KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$11M174.5KQ1 2026OLDER
Stratos Wealth Partners, LTD.$8.8B AUM0.00%$253,8154.0KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$328,3305.2KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$2M30.6KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$220,6063.4KQ4 2025OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$274,4894.4KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$52,391836Q2 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$593,7869.5KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$397,9626.2KQ4 2025OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$152,6982.5KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$24,378389Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$5,51886Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$561Q2 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.