SEC 13F Intelligence

Managers / Q3 2020 · view latest →

RiverFront Investment Group, LLC

CIK 0001469751 · 1214 EAST CARY STREET, RICHMOND, VA, 23219 · 804-549-4800

Reported Value
$4.2B
Q3 2020
Positions
59
Filings on Record
36
2019–present window
Filed
Oct 28, 2020
original filing

Summary

Riverfront Investment Group, LLC reported $4.2B in U.S.-listed holdings across 59 positions for Q3 2020.

Its largest position, Goldman Sachs Etf Tr Equity Et, represents 12.5% of the portfolio.

Compared with Q2 2020, the fund opened 5 new positions and exited 4.

Portfolio Metrics

Turnover
+3.3%
vs prior filed quarter
Top-10 Concentration
+64.3%
share of reported value
Largest Position
+12.5%
Goldman Sachs Etf Tr Equity Et
New / Exited
5 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $3.7BQ4 ’18Q1 ’19: $4.0BQ2 ’19: $4.0BQ3 ’19: $4.0BQ4 ’19: $4.1BQ4 ’19Q1 ’20: $2.6BQ2 ’20: $4.1BQ3 ’20: $4.2BQ4 ’20: $4.6BQ4 ’20Q1 ’21: $4.7BQ2 ’21: $5.0BQ3 ’21: $3.0BQ4 ’21: $3.2BQ4 ’21Q1 ’22: $3.1BQ2 ’22: $2.7BQ3 ’22: $2.7BQ4 ’22: $441MQ4 ’22Q1 ’23: $2.8BQ3 ’23: $3MQ4 ’23: $3MQ1 ’24: $4MQ1 ’24Q3 ’24: $4.2BQ4 ’24: $4.4BQ1 ’25: $4.5BQ2 ’25: $5.1BQ2 ’25Q3 ’25: $5.7BQ4 ’25: $6.1BQ1 ’26: $6.5Bfilingsflow.com

Portfolio Composition

By security type
ETP: 96.6%Common Stock: 2.5%Other: 0.7%REIT: 0.2%
  • ETP · 96.6% · $4.1B
  • Common Stock · 2.5% · $106M
  • Other · 0.7% · $29M
  • REIT · 0.2% · $10M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES INC MSCI GERMANNEW+1.65M1.65M+$48M$48M
ISHARES TR CORE MSCI EURONEW+788.3K788.3K+$35M$35M
ISHS US SHRT MTY BD ETFNEW+4.4K4.4K+$220,000$220,000
FDXFEDEX CORP COMNEW+816816+$205,000$205,000
HRBBLOCK H & R INC COMNEW+11.2K11.2K+$182,000$182,000
INVESCO EXCH TRD SLF IDX FD TRSOLD OUT−1.21M0−$36M$0
WISDOMTREE TRUST LARGECAP DIVISOLD OUT−292.7K0−$27M$0
JPMORGAN BETABUILDERS MSCI USSOLD OUT−293.3K0−$21M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

46 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1GOLDMAN SACHS ETF TR EQUITY ETCOM12.50%$529M7.78M
2VANGUARD BD INDEX FD INC TOTALCOM9.83%$416M4.72M
3VANGUARD SCOTTSDALE FDS INT-TECOM8.38%$355M4.14M
4ISHARES TR CORE MSCI EAFECOM7.80%$330M5.48M
5ISHARES TR S&P 500 INDEXCOM7.43%$314M935.6K
6VANGUARD SCOTTSDALE FDS SHRT-TCOM5.90%$250M3.01M
7SPDR SERIES TRUST PORTFOLIO AGCOM5.27%$223M7.24M
8NDQInvesco QQQ Trusthistory →COM4.06%$172M617.9K
9SELECT SECTOR SPDR TR SBI INT-COM3.50%$148M1.49M
10SELECT SECTOR SPDR TR SBI HEALCOM3.08%$131M1.24M
11ISHARES TR DJ US FINL SVCCOM2.71%$115M941.1K
12ISHARES TR MSCI GRW IDXCOM2.65%$112M1.25M
13ISHARES INC CORE MSCI EMKTCOM2.55%$108M2.04M
14SELECT SECTOR SPDR TR SBI CONSCOM2.32%$98M969.3K
15ISHARES TR MBS FIXED BDFDCOM2.28%$96M872.2K
16ISHARES TR DJ US TECH SECCOM1.69%$72M237.6K
17ALPS ETF TR RIVERFRNT DYMCCOM1.59%$67M1.93M
18ISHARES TR 20 YR TRS BDCOM1.32%$56M342.8K
19RFCIALPS ETF TR RIVERFRONT DYMhistory →COM1.30%$55M2.10M
20ISHARES INC MSCI GERMANCOM1.14%$48M1.65M
21ISHARES TR CORE MSCI EUROCOM0.83%$35M788.3K
22FIRST TR EXCH TRADED FD III RICOM0.78%$33M567.9K
23ALPS ETF TR RIVERFRNT FLEXCOM0.71%$30M864.5K
24TLHISHARES TR LEHMAN 10-20YRhistory →COM0.70%$30M179.2K
25JPMORGAN DIVERSIFIED RETURN INCOM0.69%$29M566.3K
26XLCCOMMUNICATION SERVICES SELECThistory →COM0.69%$29M491.0K
27VANGUARD SCOTTSDALE FDS LG-TERCOM0.67%$28M263.7K
28EXMOCEXXON MOBIL CORPhistory →COM0.59%$25M731.6K
29ISHARES TR S&P NA SOFTWRCOM0.59%$25M80.6K
30GLOBAL X FDS US INFR DEV ETCOM0.56%$24M1.41M
31JP MORGAN EXCHANGE TRADED FDBECOM0.55%$23M943.9K
32ISHARES TR DJ MED DEVICESCOM0.53%$22M74.8K
33ISHARES CORE DIVIDEND GROWTH ECOM0.51%$21M537.2K
34UPSUNITED PARCEL SERVICE INC CL Bhistory →COM0.50%$21M127.6K
35XLBSELECT SECTOR SPDR TR SBI MATEhistory →COM0.46%$19M304.7K
36VANGUARD WORLD FDS TELCOMM ETFCOM0.44%$18M180.9K
37DYHTARGET CORPhistory →COM0.38%$16M101.2K
38LOWLOWES COS INC COMhistory →COM0.35%$15M90.2K
39DGDOLLAR GEN CORP NEW COMhistory →COM0.27%$11M54.5K
40ISHARES TR CONS GOODS IDXCOM0.26%$11M74.6K
41SPDR SERIES TRUST BARC CAPTL ECOM0.26%$11M344.9K
42PLDPROLOGIS INC. COMhistory →COM0.24%$10M102.2K
43VANGUARD WORLD FDS INF TECH ETCOM0.23%$10M31.6K
44VVISA INC COM CL ACOM0.21%$9M44.2K
45VANGUARD SCOTTSDALE FDS MORTG-COM0.19%$8M145.8K
46SBUXSTARBUCKS CORP COMCOM0.18%$8M88.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$6.5B384May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$6.1B346Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$5.7B314Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$5.1B316Aug 12, 202513F-HRchanges · EDGAR ↗
Q1 2025$4.5B289May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$4.4B253Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.2B214Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024under review172Aug 28, 2024RESTATEMENTchanges · EDGAR ↗
Q1 2024$4M131May 2, 202413F-HRchanges · EDGAR ↗
Q4 2023$3M117Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$3M110Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023under review106Aug 1, 202313F-HRchanges · EDGAR ↗
Q1 2023$2.8B103May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$441M103Feb 24, 2023RESTATEMENTchanges · EDGAR ↗
Q3 2022$2.7B89Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.7B98Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.1B99May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.2B96Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.0B80Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$5.0B144Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$4.7B124Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.6B113Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$4.2B59Oct 28, 202013F-HRchanges · EDGAR ↗
Q2 2020$4.1B58Jul 17, 202013F-HRchanges · EDGAR ↗
Q1 2020$2.6B54May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$4.1B60Jan 31, 202013F-HRchanges · EDGAR ↗
Q3 2019$4.0B60Nov 1, 201913F-HRchanges · EDGAR ↗
Q2 2019$4.0B59Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$4.0B62May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$3.7B66Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • ALPS Advisors, Inc.028-12230
  • First Trust Advisors LP028-06487

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.