ALPS ETF TR
CUSIP 00162Q783
Alps Etf Tr has 38 institutional holders in Filings Flow’s 13F database, together reporting 1.94M shares worth $43M as of Q1 2026. The largest reported holders are Alps Advisors Inc, Morgan Stanley, and Prospera Financial Services Inc.
Institutional Holders
38
Q1 2026
Reported Value
$43M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Meridian Financial Advisors, LLC$183M AUM | 1.15% | $2M | 92.3K | Q1 2026OLDER |
| ARKANSAS FINANCIAL GROUP, INC.$717M AUM | 0.42% | $3M | 121.8K | Q4 2025OLDER |
| Claris Financial LLC$183M AUM | 0.25% | $456,672 | 20.0K | Q1 2026OLDER |
| Laraway Financial Advisors Inc$142M AUM | 0.23% | $320,419 | 14.0K | Q1 2026OLDER |
| YANKCOM Partnership$243M AUM | 0.06% | $137,540 | 5.9K | Q3 2025OLDER |
| Elevated Capital Advisors, LLC$397M AUM | 0.06% | $244,868 | 10.7K | Q1 2026OLDER |
| Koshinski Asset Management, Inc.$1.6B AUM | 0.05% | $870,627 | 38.1K | Q1 2026OLDER |
| Prospera Financial Services Inc$6.2B AUM | 0.05% | $3M | 144.1K | Q1 2026OLDER |
| ALPS ADVISORS INC$21.3B AUM | 0.05% | $10M | 426.6K | Q1 2026OLDER |
| Opal Wealth Advisors, LLC$442M AUM | 0.04% | $182,743 | 8.0K | Q1 2026OLDER |
| Ausdal Financial Partners, Inc.$2.3B AUM | 0.04% | $876,243 | 38.3K | Q1 2026OLDER |
| RiverFront Investment Group, LLC$6.5B AUM | 0.04% | $2M | 107.3K | Q1 2026OLDER |
| Savvy Advisors, Inc.$3.7B AUM | 0.02% | $907,427 | 39.7K | Q1 2026OLDER |
| GTS SECURITIES LLC$2.8B AUM | 0.02% | $589,551 | 25.8K | Q1 2026OLDER |
| PFG Advisors$2.1B AUM | 0.01% | $281,991 | 12.3K | Q1 2026OLDER |
| MGB Wealth Management, LLC$350M AUM | 0.01% | $31,522 | 1.4K | Q4 2025OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.01% | $2M | 74.8K | Q1 2026OLDER |
| Summit Financial, LLC$7.8B AUM | 0.00% | $368,754 | 16.1K | Q1 2026OLDER |
| Quest 10 Wealth Builders, Inc.$114M AUM | 0.00% | $3,794 | 166 | Q1 2026OLDER |
| TRUIST FINANCIAL CORP$74.2B AUM | 0.00% | $2M | 77.4K | Q1 2026OLDER |
| Sanctuary Advisors, LLC$18.5B AUM | 0.00% | $372,175 | 16.3K | Q1 2026OLDER |
| Baird Financial Group, Inc.$64.0B AUM | 0.00% | $1M | 50.4K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $389,436 | 17.0K | Q1 2026OLDER |
| D.A. DAVIDSON & CO.$16.5B AUM | 0.00% | $238,948 | 10.5K | Q1 2026OLDER |
| Geneos Wealth Management Inc.$4.3B AUM | 0.00% | $36,576 | 1.6K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $771,391 | 33.7K | Q1 2026OLDER |
| EVOLUTION WEALTH MANAGEMENT INC.$137M AUM | 0.00% | $1,097 | 48 | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $3M | 116.5K | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $7M | 325.0K | Q1 2026OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $27,186 | 1.2K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $310,730 | 13.5K | Q4 2025OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $19,408 | 842 | Q4 2025OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $227,078 | 9.9K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $1M | 53.1K | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $1M | 47.4K | Q1 2026OLDER |
| Wealthspire Advisors, LLC$12.7B AUM | 0.00% | $28,058 | 1.2K | Q3 2025OLDER |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.00% | $8,429 | 362 | Q3 2025OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $390,628 | 17.1K | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $571,930 | 25.0K | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $474,651 | 20.8K | Q1 2026OLDER |
| GAMMA Investing LLC$2.7B AUM | 0.00% | $1,003 | 44 | Q2 2026 |
| CWM, LLC$38.1B AUM | 0.00% | $4,229 | 185 | Q1 2026OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $13,600 | 595 | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $2,126 | 93 | Q2 2026 |
| UBS Group AG$666.3B AUM | 0.00% | $2,561 | 110 | Q3 2025OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $11 | 1 | Q2 2026 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.