SEC 13F Intelligence

Managers / Q3 2021 · view latest →

BALLAST ADVISORS LLC

CIK 0001803415 · 683 BIELENBERG DRIVE, SUITE 208, WOODBURY, MN, 55125-1705 · 651-478-4644

Reported Value
$241M
Q3 2021
Positions
178
Filings on Record
28
2019–present window
Filed
Nov 1, 2021
original filing

Summary

Ballast Advisors LLC reported $241M in U.S.-listed holdings across 178 positions for Q3 2021.

The portfolio is heavily concentrated: SCHV alone accounts for 46.6% of reported value.

Compared with Q2 2021, the fund opened 4 new positions and exited 5.

Portfolio Metrics

Turnover
+2.8%
vs prior filed quarter
Top-10 Concentration
+80.6%
share of reported value
Largest Position
+46.6%
Schwab Strategic Tr
New / Exited
4 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $136MQ4 ’19Q1 ’20: $117MQ2 ’20: $141MQ3 ’20: $160MQ4 ’20: $194MQ4 ’20Q1 ’21: $217MQ2 ’21: $236MQ3 ’21: $241MQ4 ’21: $261MQ4 ’21Q1 ’22: $256MQ2 ’22: $222MQ3 ’22: $214MQ4 ’22: $228MQ4 ’22Q1 ’23: $251MQ2 ’23: $266MQ3 ’23: $251MQ4 ’23: $268MQ4 ’23Q1 ’24: $297MQ2 ’24: $315MQ3 ’24: $324MQ4 ’24: $325MQ4 ’24Q1 ’25: $314MQ2 ’25: $339MQ3 ’25: $363MQ4 ’25: $363MQ4 ’25filingsflow.com

Portfolio Composition

By security type
ETP: 63.6%Common Stock: 32.2%MLP: 2.9%ADR: 0.7%Other: 0.5%Other: 0.1%
  • ETP · 63.6% · $153M
  • Common Stock · 32.2% · $77M
  • MLP · 2.9% · $7M
  • ADR · 0.7% · $2M
  • Other · 0.5% · $1M
  • Other · 0.1% · $328,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
UBERUBER TECHNOLOGIES INCNEW+103.1K103.1K+$5M$5M
FASTFASTENAL CONEW+16.9K16.9K+$871,000$871,000
IEFAISHARES TRNEW+3.6K3.6K+$268,000$268,000
ANTHEM INCNEW+11.0K11.0K+$58,000$58,000
IHIISHARES TRADDED+5.9K7.1K+$33,000$443,000
NVDANVIDIA CORPORATIONADDED+1.3K1.7K+$18,000$359,000
DCIDONALDSON INCSOLD OUT−3.4K0−$216,000$0
ARKWARK ETF TRSOLD OUT−5010−$77,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

82 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHVSCHWAB STRATEGIC TRUS LCAP VA ETF · US LRG CAP ETF · INTL EQTY ETF · US LCAP GR ETF · US BRD MKT ETF · EMRG MKTEQ ETF · SHT TM US TRES · US SML CAP ETF · US REIT ETF · US AGGREGATE B · US MID-CAP ETF · US TIPS ETF · US DIVIDEND EQ · INTRM TRM TRES46.60%$112M1.68M
2AGGISHARES TRCORE US AGGBD ET · 1 3 YR TREAS BD · 20 YR TR BD ETF · RUSSELL 2000 ETF · CORE S&P500 ETF · CORE S&P SCP ETF · RUS 1000 GRW ETF · BARCLAYS 7 10 YR · U.S. MED DVC ETF · RUS TP200 GR ETF · SHRT NAT MUN ETF · MSCI EAFE ETF · CORE MSCI EAFE · RUS TP200 VL ETF · RUS MD CP GR ETF · RUS MID CAP ETF · NATIONAL MUN ETF · TIPS BD ETF · CORE S&P US GWT · S&P 500 VAL ETF · S&P MC 400VL ETF · IBOXX INV CP ETF · CORE S&P MCP ETF · INTL SEL DIV ETF · RUSSELL 3000 ETF · S&P 500 GRWT ETF · EAFE VALUE ETF · S&P MC 400GR ETF · S&P SML 600 GWT · SELECT DIVID ETF · RUS 2000 VAL ETF · 3 7 YR TREAS BD · EAFE GRWTH ETF · PFD AND INCM SEC · MSCI KLD400 SOC · RUS 1000 VAL ETF · SP SMCP600VL ETF · MRGSTR MD CP GRW · RUS 2000 GRW ETF · MSCI EMG MKT ETF · EAFE SML CP ETF12.11%$29M245.3K
3AAPLAPPLE INChistory →COM8.18%$20M139.1K
4JPMJPMORGAN CHASE & COhistory →COM3.37%$8M49.5K
5EPDENTERPRISE PRODS PARTNERS Lhistory →COM2.92%$7M324.4K
6UBERUBER TECHNOLOGIES INChistory →COM1.92%$5M103.1K
7BXBLACKSTONE INChistory →COM1.77%$4M36.5K
8MSFTMICROSOFT CORPhistory →COM1.33%$3M11.3K
9NTICNORTHERN TECHNOLOGIES INTL Chistory →COM1.21%$3M191.0K
10SPYGSPDR SER TRS&P 600 SML CAP · PRTFLO S&P500 GW · BLOOMBERG SRT TR · S&P 600 SMCP VAL · PRTFLO S&P500 VL · S&P 600 SMCP GRW · S&P BIOTECH · NUVEEN BRC MUNIC · S&P DIVID ETF · S&P 400 MDCP GRW · PORTFOLIO LN TSR · PORTFOLIO S&P500 · NUVEEN BBG BRCLY · NUVEEN BLMBRG SR · S&P 400 MDCP VAL · BLOOMBERG BRCLYS · HLTH CARE SVCS · PORTFOLIO SH TSR · PRTFLO S&P500 HI1.16%$3M46.9K
11GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.13%$3M1.0K
12BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.07%$3M9.4K
13MMM3M COhistory →COM1.04%$3M14.3K
14AMZNAMAZON COM INCCOM1.00%$2M731
15SPYSPDR S&P 500 ETF TRTR UNIT0.95%$2M5.3K
16VWOBVANGUARD WHITEHALL FDSEMERG MKT BD ETF · HIGH DIV YLD0.68%$2M20.7K
17BABAALIBABA GROUP HLDG LTDSPONSORED ADS0.67%$2M10.9K
18JNJJOHNSON & JOHNSONCOM0.62%$1M9.2K
19VVISA INCCOM CL A0.60%$1M6.4K
20XLRESELECT SECTOR SPDR TRRL EST SEL SEC · SBI INT-UTILS · FINANCIAL · TECHNOLOGY · SBI CONS STPLS · SBI HEALTHCARE · SBI INT-INDS0.54%$1M26.9K
21VUGVANGUARD INDEX FDSGROWTH ETF · LARGE CAP ETF · SMALL CP ETF · VALUE ETF · REAL ESTATE ETF · MID CAP ETF · SML CP GRW ETF · TOTAL STK MKT0.53%$1M6.0K
22SPDWSPDR INDEX SHS FDSPORTFOLIO DEVLPD · PORTFOLIO EMG MK · DJ GLB RL ES ETF · LOW CARBON ETF · ASIA PACIF ETF · S&P CHINA ETF0.53%$1M33.6K
23MDTMEDTRONIC PLCSHS0.52%$1M9.9K
24FASTFASTENAL COCOM0.36%$871,00016.9K
25CANADIAN PAC RY LTDCOM0.33%$782,00012.0K
26UNHUNITEDHEALTH GROUP INCCOM0.29%$697,0001.8K
27CVSCVS HEALTH CORPCOM0.28%$675,0008.0K
28CATCATERPILLAR INCCOM0.27%$658,0003.4K
29VZVERIZON COMMUNICATIONS INCCOM0.27%$656,00012.1K
30HDHOME DEPOT INCCOM0.26%$628,0001.9K
31HONHONEYWELL INTL INCCOM0.26%$615,0002.9K
32VEAVANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.23%$542,00010.7K
33SBUXSTARBUCKS CORPCOM0.22%$533,0004.8K
34VGTVANGUARD WORLD FDSINF TECH ETF · FINANCIALS ETF · CONSUM STP ETF · HEALTH CAR ETF0.22%$533,0002.6K
35METAFACEBOOK INCCL A0.22%$522,0001.5K
36CVXCHEVRON CORP NEWCOM0.21%$495,0004.9K
37KOCOCA COLA COCOM0.20%$485,0009.2K
38PEPPEPSICO INCCOM0.20%$473,0003.1K
39TSLATESLA INCCOM0.19%$465,000599
40PFEPFIZER INCCOM0.19%$447,00010.4K
41AXPAMERICAN EXPRESS COCOM0.18%$439,0002.6K
42CSCOCISCO SYS INCCOM0.18%$428,0007.9K
43ACNACCENTURE PLC IRELANDSHS CLASS A0.17%$417,0001.3K
44IBMINTERNATIONAL BUSINESS MACHSCOM0.17%$416,0003.0K
45DISDISNEY WALT COCOM0.17%$413,0002.4K
46MARMARRIOTT INTL INC NEWCL A0.17%$412,0002.8K
47TAT&T INCCOM0.17%$398,00014.7K
48BWBBRIDGEWATER BANCSHARES INCCOM ACCD INV0.16%$396,00022.6K
49INTCINTEL CORPCOM0.16%$374,0007.0K
50COSTCOSTCO WHSL CORP NEWCOM0.15%$369,000821
51LISTED FD TRTRUESHARES STRCT · TRUESHS TECH AI · TRUESHS ESG ACTV0.15%$368,0009.7K
52AMGNAMGEN INCCOM0.15%$364,0001.7K
53EXMOCEXXON MOBIL CORPCOM0.15%$361,0006.1K
54CTASCINTAS CORPCOM0.15%$360,000945
55NVDANVIDIA CORPORATIONCOM0.15%$359,0001.7K
56WMTWALMART INCCOM0.15%$357,0002.6K
57USBUS BANCORP DELCOM NEW0.15%$354,0006.0K
58NFLXNETFLIX INCCOM0.14%$345,000566
59ABTABBOTT LABSCOM0.14%$342,0002.9K
60ORCLORACLE CORPCOM0.14%$328,0003.8K
61APOGAPOGEE ENTERPRISES INCCOM0.14%$325,0008.6K
62MCDMCDONALDS CORPCOM0.13%$312,0001.3K
63ABBVABBVIE INCCOM0.13%$306,0002.8K
64HLTHILTON WORLDWIDE HLDGS INCCOM0.13%$305,0002.3K
65MRKMERCK & CO INCCOM0.13%$301,0004.0K
66PGPROCTER AND GAMBLE COCOM0.12%$292,0002.1K
67WMWASTE MGMT INC DELCOM0.11%$271,0001.8K
68AMTAMERICAN TOWER CORP NEWCOM0.11%$270,0001.0K
69BACBK OF AMERICA CORPCOM0.11%$265,0006.2K
70RMDRESMED INCCOM0.11%$261,000992
71UNPUNION PAC CORPCOM0.11%$260,0001.3K
72BNDXVANGUARD CHARLOTTE FDSTOTAL INT BD ETF0.10%$235,0004.1K
73XELXCEL ENERGY INCCOM0.09%$226,0003.6K
74OGEOGE ENERGY CORPCOM0.09%$220,0006.7K
75UPSUNITED PARCEL SERVICE INCCL B0.09%$212,0001.2K
76CMCSACOMCAST CORP NEWCL A0.09%$210,0003.7K
77NKENIKE INCCL B0.09%$205,0001.4K
78PMPHILIP MORRIS INTL INCCOM0.09%$205,0002.2K
79TGTTARGET CORPCOM0.08%$204,000892
80HBANHUNTINGTON BANCSHARES INCCOM0.08%$203,00013.1K
81FFORD MTR CO DELCOM0.08%$200,00014.1K
82ANTHEM INCNOTE 2.750%10/10.02%$58,00011.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026Under review401Jun 23, 2026RESTATEMENTchanges · EDGAR ↗
Q1 2026Under review394May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$363M175Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$363M180Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M168Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$314M164May 7, 202513F-HRchanges · EDGAR ↗
Q4 2024$325M161Feb 11, 202513F-HRchanges · EDGAR ↗
Q3 2024$324M163Oct 30, 202413F-HRchanges · EDGAR ↗
Q2 2024$315M163Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$297M172May 1, 202413F-HRchanges · EDGAR ↗
Q4 2023$268M169Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$251M178Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$266M180Aug 4, 202313F-HRchanges · EDGAR ↗
Q1 2023$251M185May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$228M179Jan 26, 202313F-HRchanges · EDGAR ↗
Q3 2022$214M177Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$222M182Jul 20, 202213F-HRchanges · EDGAR ↗
Q1 2022$256M186Apr 21, 202213F-HRchanges · EDGAR ↗
Q4 2021$261M182Feb 4, 202213F-HRchanges · EDGAR ↗
Q3 2021$241M178Nov 1, 202113F-HRchanges · EDGAR ↗
Q2 2021$236M179Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$217M175Apr 26, 202113F-HRchanges · EDGAR ↗
Q4 2020$194M171Feb 5, 202113F-HRchanges · EDGAR ↗
Q3 2020$160M169Oct 22, 202013F-HRchanges · EDGAR ↗
Q2 2020$141M160Jul 29, 202013F-HRchanges · EDGAR ↗
Q1 2020$117M518Apr 16, 202013F-HRchanges · EDGAR ↗
Q4 2019$136M163Feb 14, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.