Managers / Q2 2020 · view latest →
BALLAST ADVISORS LLC
CIK 0001803415 · 683 BIELENBERG DRIVE, SUITE 208, WOODBURY, MN, 55125-1705 · 651-478-4644
Reported Value
$141M
Q2 2020
Positions
160
Filings on Record
28
2019–present window
Filed
Jul 29, 2020
original filing
Summary
Ballast Advisors LLC reported $141M in U.S.-listed holdings across 160 positions for Q2 2020.
The portfolio is heavily concentrated: SCHV alone accounts for 49.7% of reported value.
Compared with Q1 2020, the fund opened 2 new positions and exited 359.
Portfolio Metrics
Turnover
+9.3%
vs prior filed quarter
Top-10 Concentration
+80.0%
share of reported value
Largest Position
+49.7%
Schwab Strategic Tr
New / Exited
2 / 359
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 65.5% · $92M
- Common Stock · 32.1% · $45M
- ADR · 1.6% · $2M
- Other · 0.5% · $691,000
- REIT · 0.2% · $265,000
- US DOMESTIC · 0.0% · $50,000
Quarter-over-Quarter Changes full breakdown →
vs Q1 2020 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| FSKRFS KKR CAP CORP II | NEW | +16.8K | 16.8K | +$216,000 | $216,000 |
| AMLPALPS ETF TR | NEW | +8.2K | 8.2K | +$202,000 | $202,000 |
| TLTISHARES TR | ADDED | +13.2K | 13.2K | +$2M | $2M |
| JPMJPMORGAN CHASE & CO | ADDED | +30.9K | 33.7K | +$3M | $3M |
| SHYISHARES TR | ADDED | +20.9K | 23.4K | +$2M | $2M |
| SCHOSCHWAB STRATEGIC TR | ADDED | +82.4K | 101.3K | +$4M | $5M |
| IWMISHARES TR | ADDED | +4.7K | 7.6K | +$759,000 | $1M |
| TRVTRAVELERS COMPANIES INC | ADDED | +1.2K | 2.1K | +$150,000 | $237,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q2 2020
68 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | SCHVSCHWAB STRATEGIC TR | US LCAP VA ETF · US LCAP GR ETF · INTL EQTY ETF · US LRG CAP ETF · SHT TM US TRES · US BRD MKT ETF · US SML CAP ETF · US MID-CAP ETF · US REIT ETF · EMRG MKTEQ ETF · US AGGREGATE B · US DIVIDEND EQ · INTRM TRM TRES | 49.67% | $70M | 1.34M |
| 2 | TLTISHARES TR | 20 YR TR BD ETF · 1 3 YR TREAS BD · CORE US AGGBD ET · CORE S&P500 ETF · RUSSELL 2000 ETF · CORE S&P SCP ETF · RUS 1000 GRW ETF · TIPS BD ETF · U.S. MED DVC ETF · MSCI EAFE ETF · SHRT NAT MUN ETF · RUS TP200 GR ETF · CORE MSCI EAFE · IBOXX INV CP ETF · RUS MD CP GR ETF · RUS TP200 VL ETF · CORE S&P US GWT · EAFE VALUE ETF · BARCLAYS 7 10 YR · INTL SEL DIV ETF · RUS MID CAP ETF · S&P MC 400VL ETF · CORE S&P MCP ETF · S&P 500 VAL ETF · S&P 500 GRWT ETF · S&P MC 400GR ETF · PFD AND INCM SEC · CORE S&P US VLU · S&P SML 600 GWT · SELECT DIVID ETF · RUSSELL 3000 ETF · EAFE GRWTH ETF · RUS 2000 VAL ETF · MSCI KLD400 SOC · RESIDNL REAL EST · RUS 1000 VAL ETF · U.S. FINLS ETF · MBS ETF · MSCI EMG MKT ETF · SP SMCP600VL ETF | 9.09% | $13M | 117.1K |
| 3 | AAPLAPPLE INChistory → | COM | 8.57% | $12M | 33.0K |
| 4 | SLYGSPDR SER TR | S&P 600 SMCP VAL · S&P 600 SMCP GRW · PRTFLO S&P500 GW · S&P 600 SML CAP · PORTFOLIO LN TSR · BLOOMBERG SRT TR · PRTFLO S&P500 VL · S&P BIOTECH · NUVEEN BRC MUNIC · S&P DIVID ETF · S&P REGL BKG · S&P 400 MDCP GRW · BLOOMBERG BRCLYS · NUVEEN BBG BRCLY · NUVEEN BLMBRG SR · PORTFOLIO S&P500 · S&P 400 MDCP VAL · HLTH CARE SVCS · PRTFLO S&P500 HI | 2.49% | $3M | 73.6K |
| 5 | JPMJPMORGAN CHASE & COhistory → | COM | 2.26% | $3M | 33.7K |
| 6 | MMM3M COhistory → | COM | 1.75% | $2M | 15.7K |
| 7 | BABAALIBABA GROUP HLDG LTDhistory → | SPONSORED ADS | 1.62% | $2M | 10.6K |
| 8 | BXBLACKSTONE GROUP INChistory → | COM CL A | 1.56% | $2M | 38.8K |
| 9 | NTICNORTHERN TECH INTL CORPhistory → | COM | 1.54% | $2M | 271.0K |
| 10 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 1.47% | $2M | 6.7K |
| 11 | MSFTMICROSOFT CORPhistory → | COM | 1.47% | $2M | 10.1K |
| 12 | AMZNAMAZON COM INChistory → | COM | 1.26% | $2M | 643 |
| 13 | BRK/BBERKSHIRE HATHAWAY INC DELhistory → | CL B NEW | 1.17% | $2M | 9.2K |
| 14 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 0.97% | $1M | 958 |
| 15 | VVISA INC | COM CL A | 0.93% | $1M | 6.8K |
| 16 | JNJJOHNSON & JOHNSON | COM | 0.92% | $1M | 9.2K |
| 17 | VUGVANGUARD INDEX FDS | GROWTH ETF · LARGE CAP ETF · VALUE ETF · SMALL CP ETF · SML CP GRW ETF · MID CAP ETF · REAL ESTATE ETF · TOTAL STK MKT | 0.73% | $1M | 6.6K |
| 18 | MDTMEDTRONIC PLC | SHS | 0.68% | $952,000 | 10.4K |
| 19 | VZVERIZON COMMUNICATIONS INC | COM | 0.47% | $665,000 | 12.1K |
| 20 | SPDWSPDR INDEX SHS FDS | PORTFOLIO DEVLPD · PORTFOLIO EMG MK · DJ GLB RL ES ETF · LOW CARBON ETF · S&P CHINA ETF · ASIA PACIF ETF | 0.47% | $663,000 | 22.6K |
| 21 | UNHUNITEDHEALTH GROUP INC | COM | 0.47% | $657,000 | 2.2K |
| 22 | CANADIAN PAC RY LTD | COM | 0.43% | $605,000 | 2.4K |
| 23 | CVXCHEVRON CORP NEW | COM | 0.43% | $601,000 | 6.7K |
| 24 | CATCATERPILLAR INC DEL | COM | 0.34% | $483,000 | 3.8K |
| 25 | TAT&T INC | COM | 0.33% | $470,000 | 15.5K |
| 26 | INTCINTEL CORP | COM | 0.33% | $457,000 | 7.6K |
| 27 | HONHONEYWELL INTL INC | COM | 0.31% | $437,000 | 3.0K |
| 28 | AMGNAMGEN INC | COM | 0.31% | $435,000 | 1.8K |
| 29 | CSCOCISCO SYS INC | COM | 0.30% | $425,000 | 9.1K |
| 30 | PEPPEPSICO INC | COM | 0.30% | $422,000 | 3.2K |
| 31 | VEAVANGUARD TAX-MANAGED FDS | FTSE DEV MKT ETF | 0.30% | $415,000 | 10.7K |
| 32 | HDHOME DEPOT INC | COM | 0.29% | $407,000 | 1.6K |
| 33 | IBMINTERNATIONAL BUSINESS MACHS | COM | 0.28% | $400,000 | 3.3K |
| 34 | KOCOCA COLA CO | COM | 0.28% | $400,000 | 9.0K |
| 35 | CVSCVS HEALTH CORP | COM | 0.27% | $379,000 | 5.8K |
| 36 | VGTVANGUARD WORLD FDS | INF TECH ETF · FINANCIALS ETF · CONSUM STP ETF · HEALTH CAR ETF | 0.25% | $346,000 | 2.4K |
| 37 | TGTTARGET CORP | COM | 0.23% | $322,000 | 2.7K |
| 38 | ACNACCENTURE PLC IRELAND | SHS CLASS A | 0.23% | $320,000 | 1.5K |
| 39 | XLUSELECT SECTOR SPDR TR | SBI INT-UTILS · SBI INT-FINL · TECHNOLOGY · SBI CONS STPLS · SBI HEALTHCARE · SBI INT-INDS | 0.23% | $320,000 | 7.0K |
| 40 | SBUXSTARBUCKS CORP | COM | 0.22% | $312,000 | 4.2K |
| 41 | MRKMERCK & CO. INC | COM | 0.22% | $311,000 | 4.0K |
| 42 | METAFACEBOOK INC | CL A | 0.22% | $310,000 | 1.4K |
| 43 | PFEPFIZER INC | COM | 0.20% | $288,000 | 8.8K |
| 44 | EXMOCEXXON MOBIL CORP | COM | 0.20% | $287,000 | 6.4K |
| 45 | ABBVABBVIE INC | COM | 0.20% | $287,000 | 2.9K |
| 46 | ABTABBOTT LABS | COM | 0.20% | $285,000 | 3.1K |
| 47 | BWBBRIDGEWATER BANCSHARES INC | COM ACCD INV | 0.19% | $268,000 | 26.1K |
| 48 | AMTAMERICAN TOWER CORP NEW | COM | 0.19% | $265,000 | 1.0K |
| 49 | VWOBVANGUARD WHITEHALL FDS | EMERG MKT BD ETF · HIGH DIV YLD | 0.19% | $262,000 | 3.4K |
| 50 | CTASCINTAS CORP | COM | 0.18% | $252,000 | 945 |
| 51 | DISDISNEY WALT CO | COM DISNEY | 0.18% | $251,000 | 2.2K |
| 52 | VCSHVANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 0.17% | $245,000 | 3.0K |
| 53 | USBUS BANCORP DEL | COM NEW | 0.17% | $245,000 | 6.6K |
| 54 | NFLXNETFLIX INC | COM | 0.17% | $244,000 | 536 |
| 55 | MCDMCDONALDS CORP | COM | 0.17% | $239,000 | 1.3K |
| 56 | TRVTRAVELERS COMPANIES INC | COM | 0.17% | $237,000 | 2.1K |
| 57 | WMTWALMART INC | COM | 0.17% | $234,000 | 1.9K |
| 58 | ORCLORACLE CORP | COM | 0.16% | $227,000 | 4.1K |
| 59 | UNPUNION PAC CORP | COM | 0.16% | $224,000 | 1.3K |
| 60 | FSKRFS KKR CAP CORP II | COM | 0.15% | $216,000 | 16.8K |
| 61 | AXPAMERICAN EXPRESS CO | COM | 0.15% | $216,000 | 2.3K |
| 62 | APOGAPOGEE ENTERPRISES INC | COM | 0.15% | $215,000 | 9.3K |
| 63 | OGEOGE ENERGY CORP | COM | 0.14% | $203,000 | 6.7K |
| 64 | AMLPALPS ETF TR | ALERIAN MLP | 0.14% | $202,000 | 8.2K |
| 65 | FFORD MTR CO DEL | COM | 0.06% | $87,000 | 14.3K |
| 66 | GENERAL ELECTRIC CO | COM | 0.06% | $86,000 | 12.7K |
| 67 | WELLPOINT INC | NOTE 2.750%10/1 | 0.03% | $40,000 | 11.0K |
| 68 | TEVA PHARMACEUTICAL FIN LLC | DBCV 0.250% 2/0 | 0.01% | $10,000 | 10.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2026 | Under review | 401 | Jun 23, 2026 | RESTATEMENT | changes · EDGAR ↗ |
| Q1 2026 | Under review | 394 | May 13, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $363M | 175 | Feb 3, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $363M | 180 | Nov 12, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $339M | 168 | Jul 31, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $314M | 164 | May 7, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $325M | 161 | Feb 11, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $324M | 163 | Oct 30, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $315M | 163 | Jul 26, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $297M | 172 | May 1, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $268M | 169 | Jan 30, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $251M | 178 | Oct 19, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $266M | 180 | Aug 4, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $251M | 185 | May 9, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $228M | 179 | Jan 26, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $214M | 177 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $222M | 182 | Jul 20, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $256M | 186 | Apr 21, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $261M | 182 | Feb 4, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $241M | 178 | Nov 1, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $236M | 179 | Jul 20, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $217M | 175 | Apr 26, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $194M | 171 | Feb 5, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $160M | 169 | Oct 22, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $141M | 160 | Jul 29, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $117M | 518 | Apr 16, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $136M | 163 | Feb 14, 2020 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.