SEC 13F Intelligence

Managers / Q3 2020 · view latest →

BALLAST ADVISORS LLC

CIK 0001803415 · 683 BIELENBERG DRIVE, SUITE 208, WOODBURY, MN, 55125-1705 · 651-478-4644

Reported Value
$160M
Q3 2020
Positions
169
Filings on Record
28
2019–present window
Filed
Oct 22, 2020
original filing

Summary

Ballast Advisors LLC reported $160M in U.S.-listed holdings across 169 positions for Q3 2020.

The portfolio is heavily concentrated: SCHV alone accounts for 45.6% of reported value.

Compared with Q2 2020, the fund opened 16 new positions and exited 6.

Portfolio Metrics

Turnover
+2.6%
vs prior filed quarter
Top-10 Concentration
+79.8%
share of reported value
Largest Position
+45.6%
Schwab Strategic Tr
New / Exited
16 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $136MQ4 ’19Q1 ’20: $117MQ2 ’20: $141MQ3 ’20: $160MQ4 ’20: $194MQ4 ’20Q1 ’21: $217MQ2 ’21: $236MQ3 ’21: $241MQ4 ’21: $261MQ4 ’21Q1 ’22: $256MQ2 ’22: $222MQ3 ’22: $214MQ4 ’22: $228MQ4 ’22Q1 ’23: $251MQ2 ’23: $266MQ3 ’23: $251MQ4 ’23: $268MQ4 ’23Q1 ’24: $297MQ2 ’24: $315MQ3 ’24: $324MQ4 ’24: $325MQ4 ’24Q1 ’25: $314MQ2 ’25: $339MQ3 ’25: $363MQ4 ’25: $363MQ4 ’25filingsflow.com

Portfolio Composition

By security type
ETP: 61.2%Common Stock: 32.9%MLP: 3.1%ADR: 1.9%Other: 0.7%Other: 0.2%
  • ETP · 61.2% · $98M
  • Common Stock · 32.9% · $53M
  • MLP · 3.1% · $5M
  • ADR · 1.9% · $3M
  • Other · 0.7% · $1M
  • Other · 0.2% · $300,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
EPDENTERPRISE PRODS PARTNERS LNEW+319.5K319.5K+$5M$5M
COSTCOSTCO WHSL CORP NEWNEW+686686+$244,000$244,000
TSLATESLA INCNEW+535535+$230,000$230,000
XELXCEL ENERGY INCNEW+3.3K3.3K+$225,000$225,000
NVDANVIDIA CORPORATIONNEW+400400+$216,000$216,000
HUMHUMANA INCNEW+500500+$207,000$207,000
WMWASTE MGMT INC DELNEW+1.8K1.8K+$205,000$205,000
INVESCO EXCH TRADED FD TR IINEW+3.2K3.2K+$174,000$174,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

73 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHVSCHWAB STRATEGIC TRUS LCAP VA ETF · US LCAP GR ETF · INTL EQTY ETF · US LRG CAP ETF · SHT TM US TRES · US BRD MKT ETF · US SML CAP ETF · US REIT ETF · EMRG MKTEQ ETF · US MID-CAP ETF · US AGGREGATE B · US DIVIDEND EQ · INTRM TRM TRES · US TIPS ETF45.58%$73M1.31M
2TLTISHARES TR20 YR TR BD ETF · 1 3 YR TREAS BD · CORE US AGGBD ET · RUSSELL 2000 ETF · CORE S&P500 ETF · CORE S&P SCP ETF · RUS 1000 GRW ETF · BARCLAYS 7 10 YR · U.S. MED DVC ETF · TIPS BD ETF · RUS TP200 GR ETF · SHRT NAT MUN ETF · MSCI EAFE ETF · CORE MSCI EAFE · RUS MD CP GR ETF · IBOXX INV CP ETF · RUS TP200 VL ETF · CORE S&P US GWT · INTL SEL DIV ETF · EAFE VALUE ETF · RUS MID CAP ETF · S&P MC 400VL ETF · S&P 500 VAL ETF · CORE S&P MCP ETF · S&P 500 GRWT ETF · S&P MC 400GR ETF · PFD AND INCM SEC · 3 7 YR TREAS BD · S&P SML 600 GWT · RUSSELL 3000 ETF · SELECT DIVID ETF · EAFE GRWTH ETF · RUS 2000 VAL ETF · MSCI KLD400 SOC · RESIDENTIAL MULT · U.S. FINLS ETF · RUS 1000 VAL ETF · CORE S&P US VLU · MSCI EMG MKT ETF · SP SMCP600VL ETF9.94%$16M140.3K
3AAPLAPPLE INChistory →COM9.87%$16M136.7K
4EPDENTERPRISE PRODS PARTNERS Lhistory →COM3.14%$5M319.5K
5JPMJPMORGAN CHASE & COhistory →COM2.97%$5M49.5K
6SLYGSPDR SER TRS&P 600 SMCP VAL · S&P 600 SMCP GRW · PRTFLO S&P500 GW · S&P 600 SML CAP · BLOOMBERG SRT TR · PORTFOLIO LN TSR · PRTFLO S&P500 VL · S&P BIOTECH · NUVEEN BRC MUNIC · S&P DIVID ETF · S&P 400 MDCP GRW · NUVEEN BBG BRCLY · NUVEEN BLMBRG SR · PORTFOLIO S&P500 · S&P 400 MDCP VAL · BLOOMBERG BRCLYS · HLTH CARE SVCS · PRTFLO S&P500 HI2.09%$3M68.0K
7BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS1.91%$3M10.4K
8MMM3M COhistory →COM1.56%$2M15.6K
9NTICNORTHERN TECH INTL CORPhistory →COM1.40%$2M271.0K
10AMZNAMAZON COM INChistory →COM1.36%$2M692
11MSFTMICROSOFT CORPhistory →COM1.35%$2M10.3K
12SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.35%$2M6.5K
13BXBLACKSTONE GROUP INChistory →COM CL A1.27%$2M39.1K
14BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.20%$2M9.1K
15GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.91%$1M993
16JNJJOHNSON & JOHNSONCOM0.86%$1M9.2K
17VVISA INCCOM CL A0.84%$1M6.7K
18MDTMEDTRONIC PLCSHS0.67%$1M10.3K
19VUGVANGUARD INDEX FDSGROWTH ETF · LARGE CAP ETF · VALUE ETF · SMALL CP ETF · SML CP GRW ETF · MID CAP ETF · REAL ESTATE ETF · TOTAL STK MKT0.65%$1M6.0K
20CANADIAN PAC RY LTDCOM0.45%$721,0002.4K
21VZVERIZON COMMUNICATIONS INCCOM0.45%$718,00012.1K
22UNHUNITEDHEALTH GROUP INCCOM0.43%$694,0002.2K
23SPDWSPDR INDEX SHS FDSPORTFOLIO DEVLPD · PORTFOLIO EMG MK · DJ GLB RL ES ETF · LOW CARBON ETF · S&P CHINA ETF · ASIA PACIF ETF0.41%$657,00021.0K
24CATCATERPILLAR INC DELCOM0.32%$512,0003.4K
25HONHONEYWELL INTL INCCOM0.30%$487,0003.0K
26HDHOME DEPOT INCCOM0.30%$476,0001.7K
27AMGNAMGEN INCCOM0.29%$469,0001.8K
28CVXCHEVRON CORP NEWCOM0.29%$461,0006.4K
29KOCOCA COLA COCOM0.28%$447,0009.1K
30TAT&T INCCOM0.28%$445,00015.6K
31VEAVANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.27%$439,00010.7K
32PEPPEPSICO INCCOM0.27%$438,0003.2K
33XLUSELECT SECTOR SPDR TRSBI INT-UTILS · SBI INT-FINL · RL EST SEL SEC · TECHNOLOGY · SBI CONS STPLS · SBI HEALTHCARE · SBI INT-INDS0.25%$408,0009.0K
34INTCINTEL CORPCOM0.25%$406,0007.8K
35CVSCVS HEALTH CORPCOM0.25%$399,0006.8K
36SBUXSTARBUCKS CORPCOM0.25%$398,0004.6K
37METAFACEBOOK INCCL A0.24%$378,0001.4K
38VGTVANGUARD WORLD FDSINF TECH ETF · FINANCIALS ETF · CONSUM STP ETF · HEALTH CAR ETF0.24%$378,0002.4K
39IBMINTERNATIONAL BUSINESS MACHSCOM0.23%$374,0003.1K
40CSCOCISCO SYS INCCOM0.22%$357,0009.1K
41ABTABBOTT LABSCOM0.21%$339,0003.1K
42MRKMERCK & CO. INCCOM0.21%$332,0004.0K
43PFEPFIZER INCCOM0.20%$324,0008.8K
44CTASCINTAS CORPCOM0.20%$315,000945
45ACNACCENTURE PLC IRELANDSHS CLASS A0.19%$310,0001.4K
46DISDISNEY WALT COCOM DISNEY0.19%$306,0002.5K
47LISTED FD TRTRUESHARES STRCT · TRUESHS TECH AI · TRUESHS ESG ACTV0.19%$306,0009.7K
48VWOBVANGUARD WHITEHALL FDSEMERG MKT BD ETF · HIGH DIV YLD0.19%$305,0003.9K
49MCDMCDONALDS CORPCOM0.18%$284,0001.3K
50NFLXNETFLIX INCCOM0.18%$283,000566
51WMTWALMART INCCOM0.17%$273,0001.9K
52UNPUNION PAC CORPCOM0.16%$261,0001.3K
53ABBVABBVIE INCCOM0.16%$256,0002.9K
54BWBBRIDGEWATER BANCSHARES INCCOM ACCD INV0.15%$248,00026.1K
55AMTAMERICAN TOWER CORP NEWCOM0.15%$248,0001.0K
56VCSHVANGUARD SCOTTSDALE FDSSHRT TRM CORP BD0.15%$246,0003.0K
57COSTCOSTCO WHSL CORP NEWCOM0.15%$244,000686
58AXPAMERICAN EXPRESS COCOM0.15%$242,0002.4K
59ORCLORACLE CORPCOM0.15%$236,0004.0K
60TSLATESLA INCCOM0.14%$230,000535
61TRVTRAVELERS COMPANIES INCCOM0.14%$225,0002.1K
62XELXCEL ENERGY INCCOM0.14%$225,0003.3K
63NVDANVIDIA CORPORATIONCOM0.13%$216,000400
64EXMOCEXXON MOBIL CORPCOM0.13%$216,0006.3K
65HUMHUMANA INCCOM0.13%$207,000500
66PCYINVESCO EXCH TRADED FD TR IIS&P500 LOW VOL · EMRNG MKT SVRG · PFD ETF0.13%$206,0004.6K
67WMWASTE MGMT INC DELCOM0.13%$205,0001.8K
68USBUS BANCORP DELCOM NEW0.13%$201,0005.6K
69OGEOGE ENERGY CORPCOM0.12%$200,0006.7K
70FFORD MTR CO DELCOM0.06%$95,00014.3K
71GENERAL ELECTRIC COCOM0.05%$76,00012.3K
72WELLPOINT INCNOTE 2.750%10/10.03%$42,00011.0K
73TEVA PHARMACEUTICAL FIN LLCDBCV 0.250% 2/00.01%$10,00010.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026Under review401Jun 23, 2026RESTATEMENTchanges · EDGAR ↗
Q1 2026Under review394May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$363M175Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$363M180Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M168Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$314M164May 7, 202513F-HRchanges · EDGAR ↗
Q4 2024$325M161Feb 11, 202513F-HRchanges · EDGAR ↗
Q3 2024$324M163Oct 30, 202413F-HRchanges · EDGAR ↗
Q2 2024$315M163Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$297M172May 1, 202413F-HRchanges · EDGAR ↗
Q4 2023$268M169Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$251M178Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$266M180Aug 4, 202313F-HRchanges · EDGAR ↗
Q1 2023$251M185May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$228M179Jan 26, 202313F-HRchanges · EDGAR ↗
Q3 2022$214M177Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$222M182Jul 20, 202213F-HRchanges · EDGAR ↗
Q1 2022$256M186Apr 21, 202213F-HRchanges · EDGAR ↗
Q4 2021$261M182Feb 4, 202213F-HRchanges · EDGAR ↗
Q3 2021$241M178Nov 1, 202113F-HRchanges · EDGAR ↗
Q2 2021$236M179Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$217M175Apr 26, 202113F-HRchanges · EDGAR ↗
Q4 2020$194M171Feb 5, 202113F-HRchanges · EDGAR ↗
Q3 2020$160M169Oct 22, 202013F-HRchanges · EDGAR ↗
Q2 2020$141M160Jul 29, 202013F-HRchanges · EDGAR ↗
Q1 2020$117M518Apr 16, 202013F-HRchanges · EDGAR ↗
Q4 2019$136M163Feb 14, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.